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US2023374623

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Page 1

US 2023037462.

3

(Mi OL
as) United States

a2) Patent Application Publication co) Pub. No.: US 2023/0374623 Al

Tour et al. (43) Pub. Date: Nov. 23, 2023
(54) ULTRAFAST FLASH JOULE HEATING Publication Classification
SYNTHESIS METHODS AND SYSTEMS FOR (51) tnt, C1,
PERFORMING SAME C22B 4/04 (2006.01)
(71) Applicant: William Marsh Rice University, COLB 32/196 (2006.01)
Houston, TX (US) C22B 3/04 (2006.01)
(72) Inventors: James M. Tour, Houston, TX (US); C228 4/08 (2006.01)
Bing Deng, Houston, TX (US) C22B 59/00 (2006.01)
: C22B 11/02 (2006.01)
(73) Assignee: WILLIAM MARSH RICE
UNIVERSITY, Houston, TX (US) (2) US. Cl.
CPC cesses C22B 4/04 (2013.01); COLB 32/196
(21) Appl. No.: — 18/246,460 (2017.08); C22B 3/04 (2013.01); C22B 4/08
(22) PCT Filed: Sep. 24, 2021 (2013.01); C22B 59/00 (2013.01); C22B
11A25 (2013.01)
(86) PCT No.: PCT/US2021/052070
§ 371 ©)(1),
(2) Date: Mar. 23, 2023 (57) ABSTRACT

Related U.S. Application Data

(60) Provisional application No. 63/144,862, filed on Feb. Ultrafast flash Joule heating synthesis methods and systems,
2, 2021, provisional application No. 63/082,592, filed and more particularly, ultrafast synthesis methods to recover
on Sep. 24, 2020. metal from ores, fly ash, and bauxite residue (red mud).

; 1) Inverse Gas-solid Reaction Interface 101
+ j | Capacitor Banks B

f Flash Joule Heating
So —-
Be 7 Carbon Black
MOy Graphene Supported MC y

1) Solid-gas Reaction Interface 102

y:

_ Hectrode Carburization
Quartz Tube

———

Electrode CHa

MOy
M, MOx, MCIx, M(OH)x + C a" Amorphous Carbon
Covered MCy

Page 2

US 2023/0374623 Al

2023 Sheet 1 of 103

9

Nov. 23.

Patent Application Publication

VI Df

Xp) PasBao:
uogie) Snoudoury 2 + X(HO)W ’XIOW “XOW ‘W
Xow Pont
PHO

ane SND ——

Ye aqny Zuend
yonezunqied apoipa|y a

apoipe|y

ZOT soeyaquy uoppeay seb-pyjos (IT

X91 payioddns auaydeig Xow
g yoejg uoque) a SB
~—— COC

Buneay aynoc usely SP

__ B syueg soyoedep 1T+
TOT adepayUT UONDeDY pIjos-sey asioauT (T

Page 3

Patent Application Publication Nov. 23,2023 Sheet 2 of 103 US 2023/0374623 Al

FIG, 1B

100

100 V, 50ms

Time (ms)

100

(y) juaung

Page 4

Patent Application Publication Nov. 23,2023 Sheet 3 of 103 US 2023/0374623 Al

FIG. 1C

100

Time (ms)

(sqlun ‘qie) Aysuaquy

Page 5

US 2023/0374623 Al

Noy. 23, 2023 Sheet 4 of 103

Patent Application Publication

GT DI4

0

(sui) oul],
OST as 06 09 0€ 0

i 1 i i L | | 00ST

p54 ,OE XS? L
a + 008T

ee .

q-5% pOT X07 + 00TZ
t- 0062
L- 0027
sw QOT ‘A 08 L coor

sw 0S ‘A 00T r
O0ce

(y) aunjesedway,

Page 6

Patent Application Publication Nov. 23,2023 Sheet 5 of 103 US 2023/0374623 Al

FIG. 1E

OQ

j=)

w

mo

Q

Oo

Oo

oO

Qo

i=)

w

N
S
MM

Q =

Ss 2

XN 3
8
Q
a
£
Oo

OQ re

oO

wn

mt

Q

can]

Oo

rt

Ss

wy

parry T paar T par T put T part T poorer T pret T

Qo Oo oO Oo oO oO Q OQ
aoe aol aol a pad — paed peel

(@q) sunssaig soden,

Page 7

IC Dd Vo Old

(aa) ABsaug Bulpuig » (0) ez
822 cee 9€¢ 0vz ge D4 06 08 04 09 OS OF oe 0@ or

Aan riming nin f mimthnnnge niimbinginniithinnnindy Annniebeninids

US 2023/0374623 Al

torte T tT
ae
ney yess

y

Vy eae
; ox

*

Noy. 23, 2023 Sheet 6 of 103

Patent Application Publication

“ SaneINWND -.----
a PEOW + 1 atow-d ‘AOS =A
4 i 2 L n a3 4 a st + io T rn L 7 T | a
e
_ 4 POA ar
2 Hl { x
a 1
2
cy i
Ss i
aaneinwng Ss i
4 peow + | & *Toow-2 ‘A 09 = A ‘
ri L n L n fe 4 a ml Pomme Use Oe OEE | Se NO SOO TOONS SONU SONNE EEN
Ty i } U Ty tu
*

*Jé¢ eaneinwing .....
PE OW +

XT oow-l ‘A O2T =A

(syun “que) Aysuauy

Page 8

Patent Application Publication Nov. 23,2023 Sheet 7 of 103 US 2023/0374623 Al

S Ly
NI
O
5 i
Q
~
©
i

Page 9

Patent Application Publication Nov. 23, 2023 Sheet 8 of 103 US 2023/0374623 Al

FIG. 2F

Page 10

Patent Application Publication Nov. 23, 2023 Sheet 9 of 103 US 2023/0374623 Al

FIG. 2G

FIG, 2H

Page 11

Noy. 23, 2023 Sheet 10 of 103 US 2023/0374623 Al

Patent Application Publication

VE DIF

(%) Juaquod uOqieD

- $290 - ~s
ae aw" ae)
XT row-l ---O
X-To0y-0 ---}---
atow-d OV

(A) Afuaua uoneuuo4

Page 12

Patent Application Publication Nov. 23, 2023 Sheet 11 of 103 US 2023/0374623 Al

_ —~
8 ss
T u
x +
% *
> o
e) re}
2 =
= 1
3 =
_~
ce
—
ise)
"
re &
2 *
= rt
a 8
=
S

Page 13

Patent Application Publication

Overpotential (V)

Current density (mA cm72)

Noy. 23, 2023 Sheet 12 of 103 US 2023/0374623 Al

405 ss
a f f
“10-4 AW 404 J o¢
; ;
| w~ {|
] / ; Nai
304 i402 :
-40 4 ;
-50 . 6 : 1 : 1
0.6 0.4 -0.2 0,0
Potential (V versus RHE)
0.6
nnn B-MogC
| o-MoC yy
ce yMoC yy
04-
b= 113 mvdec! -
] a b = 84 mV dec
a
024 ~
b= 68 mV dec?
411
0.0 7 y T y T y
A 0 1

Log (current density (mA cm’2}

FIG. 4B

Page 14

Patent Application Publication Nov. 23, 2023 Sheet 13 of 103 US 2023/0374623 Al

200 7
po .
| p Mog
ON a-MoC yy
04 Mo yy
= 1004 i
N

T
150 200
20)
I cycle
04 y 431
ween 1000 cycle
7 4 432
QV
6-104
9
E
= | ry
2 433
BS -204
©
é 4
254
30 4
0 r A,
| B-MoxC a-MoCy.y nMoC yy
“40 y T ’ T y T
-0.6 0.4 0.2 0.0

Potential (V versus RHE)

FIG. 4D

Page 15

Patent Application Publication

Noy. 23, 2023 Sheet 14 of 103 US 2023/0374623 Al

0.2

Energy (eV)

IML

DOS (states ev

E-Eg(eV)

FIG. 4F

Page 16

Noy. 23, 2023 Sheet 15 of 103 US 2023/0374623 Al

Patent Application Publication

VG ‘DI

° H 4
0 3°) 8

2g Egley Egan fo%19 Son

Zou aisEo

00ST
()) aunjesadwiay uononpas dayjoques

Page 17

Noy. 23, 2023 Sheet 16 of 103 US 2023/0374623 Al

Patent Application Publication

g$ DIf

(0) 02

06 = 08 174 09 0S Ov

ens ie ee
i |

—_
H

|

Yon
tot

SLL

(syun ‘que) Aysuaquy

Page 18

Patent Application Publication Nov. 23, 2023 Sheet 17 of 103 US 2023/0374623 Al

FIG. 5C

26 (°)

vc

(syun -que) Aysuaquy

Page 19

Patent Application Publication

FIG. 5D

Cr3Cp

ee es
T

4

b

| Lally

A
bot

ak

fn

We al bel Me
i

hh

Mo C

ai
~~ O
; fe
—’ —
————s
24
2 Le
wale

(syun ‘que) Aqisuaqu

Noy. 23, 2023 Sheet 18 of 103 US 2023/0374623 Al

28 (°)

Page 20

Patent Application Publication Nov. 23, 2023 Sheet 19 of 103 US 2023/0374623 Al

Flash Chamber Graphite Electrodes
Precursors
Cu electrodes Cu electrodes
24V
/ Inductor ;
° Power
Switch 2.50
— Arduino
val
MW
Kill
Switch Inductor Lamp
‘S
Capacitor Capacitor
Switches Banks
Charging
—(259}-—€)—_ FIG. 6A
Power
Discharging Supply
eT AO 5kQ

100 kQ (‘) —

Page 21

atent Application Publication Nov. 23, 2023 Sheet 20 of 103 US 2023/0374623 Al

Page 22

Patent Application Publication Nov. 23, 2023 Sheet 21 of 103 US 2023/0374623 Al

FIG. 6C

Connector

DOP

[J
il

Sample

CT
Poy fo) Fe

Page 23

Noy. 23, 2023 Sheet 22 of 103 US 2023/0374623 Al

Patent Application Publication

(

wa3sAS Hf4
0} soyaULOD

abney winnoen

d9 Dif

Page 24

Patent Application Publication Nov. 23, 2023 Sheet 23 of 103 US 2023/0374623 Al

Sf”

Graphite
Electrode
702

poor he nn eee ern

~~ /

Resistive Hotspot

Pulsed Direct Current
Carbon Black + Y-Alp03NPs

FIG, 7

Page 25

Noy. 23, 2023 Sheet 24 of 103 US 2023/0374623 Al

Patent Application Publication

fQtiy->

8 DI

g
foliy-0 ae (9) Cotta
$T> 4 €Zg
fQty-0 a Eotiy-,
YU € ‘einjesedwia wooY
a= 9 — Eotiw-A
Y OZ-0T 4 ELPT MEET 4 €ZTT
9 + (%98-08)©0%y-0 € 92 }y-y-oueu
Y ELBT

quading pauig pasind

a)

Sun eg Afseuz-yBiy

cre

Buljeauuy a2euin4

z1¢-—7

sisAjoJAg Aeuds awel4

rte

Page 26

Patent Application Publication Nov. 23, 2023 Sheet 25 of 103 US 2023/0374623 Al

°° 700 °C calcination

wine

e
e e
a

FIG, 9

Intensity (a.u.)

thi We

0.35

Page 27

Patent Application Publication Nov. 23, 2023 Sheet 26 of 103 US 2023/0374623 Al

Page 28

Patent Application Publication Nov. 23, 2023 Sheet 27 of 103 US 2023/0374623 Al
100 -
80 4
S
s
e@ 6074
B 4
&
wv |
g 40
a. 4
20+
0 4
Crees 700° Calcination
sone 650° Calcination een
— (BiAl0g aaa
2°3 ee L 1224
6 ———
a p & ee i225
ae ~ D ¢
1226
r | r 1 r 1 r 1 Y
500 1000 1500 2000 2500 3000
Raman Shift (em)

FIG, 12

Page 29

Patent Application Publication

Noy. 23, 2023 Sheet 28 of 103 US 2023/0374623 Al

Joule Heating Charnber aaa Electrodes

2.50

Precursors
Cu electrodes Cu electrodes
24V
/ Inductor :
9 Power
Switch
— Arduino
wal
WY
Kill
Switch Inductor Lamp
Se
Capacitor Capacitor
Switches Banks
Charging
po aN
2.50 CH
Power
Discharging Supply
pm KO
100 kQ (=) —

FIG. 13A

Page 30

Patent Application Publication Nov. 23, 2023 Sheet 29 of 103

US 2023/0374623 Al
Vv
0.2 ms
ons
ON
OFF
ims
_
t
FIG, 13B
4
ve ‘
BYE Pan 60V Joule Heating
ry ny WN}
= Fi Hila Aa ed tl Lau ag libidnslly
e fi
Carbon Black
: : : :
1000 1500 2000 2500

Raman Shift (cmv)

FIG. 13C

3000

Page 31

Patent Application Publication Nov. 23, 2023 Sheet 30 of 103 US 2023/0374623 Al

FIG. 14B

ee

FIG. 14A

Page 32

Patent Application Publication Nov. 23, 2023 Sheet 31 of 103 US 2023/0374623 Al

ba
| 4 particle = 249m
6 =5,8nm
124
9+
z 4
6-4
0 y T y T T y t T y
10 15 20 25 30 35 40
Particle Size (nin)
1401
0,006 \
160 mt
; = 1204
isa) 4
f=
> 0,004 2
a g 4
2 1
5 | Ce
= 0.0 02 04 06 O08 10
S PYPy
o 0.002 -
0.000 T 1 Y 1 u T r T y
0 5 10 15 20 2
Pore Width (nm)

FIG, 14D

Page 33

Patent Application Publication

Noy. 23, 2023 Sheet 32 of 103 US 2023/0374623 Al

noeenen a-Aly 0 product
—— rAl,Osprecursor
3 1411
2 /
&
1413
rr 5
a ss a a a a
4000 = 3500 «= 3000 »=— 2500 = 2000 1500 1000 500
Wavenumber (cm-1 ) FIG. 14E
o Al2p o Ols
Fitting Fitting

Intensity (a.u.)

69

7
534

Binding Energy (eV)

T
528

FIG. 14F

T
531

Page 34

Patent Application Publication Nov. 23, 2023 Sheet 33 of 103 US 2023/0374623 Al

FIG, 15A

20 (°)

(ne) Aisuaqu

Page 35

Patent Application Publication Nov. 23, 2023 Sheet 34 of 103 US 2023/0374623 Al

100
804
2 60-4
w
8 :
&
2 404
g
a. ~
20~|
04
0
0.8
Fiy-AlQ03) FIG, 15B
600
——
100 . J
J Se —| 500
80-4 SD 4
. 4 +400
~ =
E 60-4 4 ©
= +300 8
> D
8 40-4 4 =
E J +20 7
x05 4
4 —" 4 190
0+ :
0

0.8

FIG. 15C

Page 36

Patent Application Publication Nov. 23, 2023 Sheet 35 of 103 US 2023/0374623 Al

FIG, 15E

(z_tu y) Asuag queuing

Q

~

ot
pal
x<

FIG. 15F

(z-tu y) Asuag quewn)

~
ovr ion) N mo Qo
ot
~*~

f(y-Aly 03) = 0.73

(z.tu y} Aysuag queuing

m
oy isa) ™N baal Oo
— g .
~

f(y-Alp03) = 0.41

g
~
&

Page 37

Patent Application Publication

Noy. 23, 2023 Sheet 36 of 103 US 2023/0374623 Al

4.0

™
O
uw
L_ 6
Q
a
\
.
‘ =
.
\
.
. =
_ OQ
.
aN
e 3
\ ©
\ ~ =
N \
iy 1
oN
\ =~
\ c
\ 2
e °c =z
1 free
\
\
\
'
,
’
. L
\
\
\
\
\
\
\
\
\ wn
\ —
\
\
=] \
oO \
a \
x # \
a3 t=) \ =
mo x \
\
1 \
1 \
i . 4.
Lo
, 3
T T T T T T T ] T ] T T
wn 2 in ° ve) 2 ra °
oy Lae) N N mt basal oO com)

(7.lH W OF X) Aajsuap quazing

Page 38

Patent Application Publication

Noy. 23, 2023 Sheet 37 of 103 US 2023/0374623 Al

0.204 (001)

0.154

(10)

0.104

0.054
0,00 |

e(eV/Al 203)

Surface Energy

(100)

(100)

-38.0

37.04

n(eV/Alz03)

37.57

4 Bulk Energy

-38.0 T
a-Al 703

T
y-Al,03

FIG. 17A

T
S-Aly0

“36.674

-30.8-

37.07

Energy (eV/Alp0 3)

37.25

37.44

¢

a-Al 703 “a

,

S-AlQ03

T
0 100

T T
200 300

Surface Area (m2/g)

T
400

500

FIG, 17B

Page 39

Patent Application Publication

a-Al05(001)

3'-Aly 03 (100)

y-Aln03(100)

Noy. 23, 2023 Sheet 38 of 103 US 2023/0374623 Al

e0

FIG. 17D

Page 40

Patent Application Publication Nov. 23, 2023 Sheet 39 of 103 US 2023/0374623 Al

a
38
[nae]
aa
= un
a
Ya ai L
€ KY a
° fe)
IS 4
fanaa’ : 8
. -O B
8 o\0
a fe) = ica)
z-—~ -0 a Os ee ON =
& + gf: al i
pong
=
Wy
Oo >
2 2
Q
a
=
Oo
Ww)

FIG. 18A

Page 41

Patent Application Publication Nov. 23, 2023 Sheet 40 of 103 US 2023/0374623 Al

FIG. 18B
FIG. 18C

1802
Pellet

1801b

Carbon Paper

Carbon Paper
1801a

Page 42

23, 2023 Sheet 41 of 103 US 2023/0374623 Al

N

Patent Application Publication

E06T
Buljoo9 pidey

206T
Burlequls 214235

TO6T
Bujeay pidey

a
ee

Se

Vor Diy

Page 43

Noy. 23, 2023 Sheet 42 of 103 US 2023/0374623 Al

Patent Application Publication

261 ‘OI

G6T ‘DI

09

(0) 62

0S
i

Ob

n

OE

0¢

1

oT

sanEocy-2

(‘n'e) Aysuequy

G6T DI

(Ss) alu aqui

(y) sunqeradway

Page 44

Noy. 23, 2023 Sheet 43 of 103 US 2023/0374623 Al

Patent Application Publication

H6T ‘Old

(2d5) ninpow s,6uno,
€ Z t 0

0

ry

Js

EQ2jy-0 pepuswwog ZA
oT
(wu) azis ujei9

00S 00r 00g 002 00T

A
OF
F 0%
Y LOE
OF

qune)

quno

D6T 'DI4

(@d5)) ninpow s,Buno,
SZ 02 st oT

S

N

sdnEoty-o KX

/

F6T DIF

a8

quno

Page 45

2
Z
2
2
a
2
2

a S
a s
el
=
ee eee ee —
3
=
=

. 23, 2023 Sheet 44 of 103 US 2023/0374623 Al

N

jt
J

80

70

60

)

50
@(°
FIG. 20B

2

40

rl
tovand 7

iy

30

0

(n'e)Aysuaqul

Patent Application Publication

2

Page 46

. 23, 2023 Sheet 45 of 103 US 2023/0374623 Al

N

Patent Application Publication

es
ee

SE

eS oe Be

cee
tts
oe

ae

ae
eee

ee

FIG, 21A

6

3
31

2
z |
&

(‘nre) Aysuaquy

80

10

0

50

40

30

20

26 (°)

FIG, 21B

Page 47

Patent Application Publication Nov. 23, 2023 Sheet 46 of 103 US 2023/0374623 Al

2200

—\

Graphite
Electrode

Van
2205
Capacitor Bank
Le | few 2201
__ Mi

etal Evaporation
+ ie

D\

Porous
Cu Electrode

2202
_Y~ Mass
© —] Transport
7 !
2207 |
Pump ;
NK 2203
Condensation
2208 S|

Cold Trap

Page 48

23, 2023 Sheet 47 of 103 US 2023/0374623 Al

N

Patent Application Publication

FIG, 23

A

25

20-4

15
10

(widd) uoyequesue5

Au

Pt

lr

Re

d Ag

P

Rh

Ru

Precious Metals

FIG, 24

Page 49

Noy. 23, 2023 Sheet 48 of 103 US 2023/0374623 Al

Patent Application Publication

SC ‘DIf

(s) awit

t- 0€

t- 09

t- 06

t- OCT

(Wy) quauing

Page 50

Noy. 23, 2023 Sheet 49 of 103 US 2023/0374623 Al

Patent Application Publication

9¢ ‘DIA

00°0

008T

OLEE = L

Q0g€

(y) aunqevadway

Page 51

Patent Application Publication Nov. 23, 2023 Sheet 50 of 103 US 2023/0374623 Al

cm ee food
OQ 2 Samy
ww eS Ur

Vapor Pressure (Pa)

pas
i=)
>

ee
2.
Q

me
Q
ie)

iL tum Perris 1 oul risiul Lonul 4 tonul 1

|
1000 2000 3000 4000

Temperature (K) FIG. 2 7

50

40-

30-5

20-4

Recovery Yield (%)
3

10-

a a
Rh Pd Ag Au

FIG. 28

Precious Metals

Page 52

Noy. 23, 2023 Sheet 51 of 103 US 2023/0374623 Al

Patent Application Publication

FIG, 29A

Page 53

23, 2023 Sheet 52 of 103 US 2023/0374623 Al

N

Patent Application Publication

FIG, 29C

FIG, 29B

.

—

Se

oe Se

: - : _

ee

.
ee

ee

FIG, 29D

Page 54

Patent Application Publication Nov. 23, 2023 Sheet 53 of 103 US 2023/0374623 Al

r q
' Graphite Porous C , i
i u Electrode With Hole =}
, Cu Electrode Flectrode Cu Electrode '
H '
: : : Flash
A ? : Y/ Tocollecion |
i

: { System
O-ring Precursors '
.s J
' 24V i
1 H
| Inductor H
H '
9 Power
Switch 2.5.0)
H '
— Arduino
=
|
H 1 '
i IN !
Kil '
| Switch Inductor Lamp '
1 1
1 i
' Circuit
: ! Diagram
1

Capacitor Capacitor i
| Switches Banks '
1 1
i i
' H
H '
i H
i
| :
i H
H Charging !
1 4
: | lan H
2.50 €
Power !
Discharging Supply '
i my KO i
i {
1 q
| ;
i 1

Page 55

Patent Application Publication Nov. 23, 2023 Sheet 54 of 103 US 2023/0374623 Al

100 25
~—— NaF Additive
4 L.
80 - F 20
S 60 15
2 =
Pad 4 b >
g
8 40+ 40
oe
20-4 5
0 WN t ZN ~ Z Sw SS passa |g
Rh Pd Ag Au
Precious Metals
100 25
PTFE Additive
80 t- 20
3 604 I 15
&@ Qo
3
3 404 - 10
ce
20> 5
plzz YA AZAR | 0
Rh Pd Ag Au

Precious Metals

FIG, 31B

Page 56

Patent Application Publication Nov. 23, 2023 Sheet 55 of 103 US 2023/0374623 Al

100 10
NaCl Additive
80 + Lg
s 60-4 Lg
2 =
al 4 b >
g
8 40+ 4
cam
20-4 \ GN I 2
Rh Pd Ag Au
Precious Metals
100 10
CPVC Additive
80 4 L- 8
3 604 6
&@ Qo
3
3 44 L 4
far
WV ZV WWE
0 T T T \ 0
Rh Pd Ag Au

Precious Metals

FIG. 31D

Page 57

Patent Application Publication Nov. 23, 2023 Sheet 56 of 103 US 2023/0374623 Al

100 50
Nal Additive
80 - r 40
s 60-4 - 30
2 =
Pad 4 b >
g
8 40+ P20
cam
20-4 10
0 IA ZN a ~ A x na Zz NI 0
Rh Pd Ag Au
Precious Metals
100 40
Additive Mixture
80 t- 32
3 604 + 24
&@ Qo
3
8 40+ t+ 16
far
20> \ \ N r 8
: WV-EN Y Ni WIN L.. ;
Rh Pd Ag Au

Precious Metals

FIG. 31F

Page 58

STE ‘Dif

Vv. 23, 2023 Sheet 57 of 103 US 2023/0374623 Al

Patent Application Publication

Page 59

Patent Application Publication Nov. 23, 2023 Sheet 58 of 103 US 2023/0374623 Al

FIG. 32A

PCB-Calcination

Calcination

FJH

PCB
PCB-Flash
| Calcination
PCB-Flash-Calcination

Page 60

Patent Application Publication Nov. 23, 2023 Sheet 59 of 103 US 2023/0374623 Al

FIG. 32B

Q
a=)
3S
nm
Qo
tS
oo
c
3S
2
Eles
£LSs
2 o 2
- on
Og 2
s r=]
as) ©
ik or o
. Q
a) &
Q e
o
——)
+
S
6 TA
&
ir
1
foal
OL
a
T T T T T °

100 +
80 +

(%) UBIO

Page 61

Patent Application Publication Nov. 23, 2023 Sheet 60 of 103 US 2023/0374623 Al

O
[=]
Lo
Oo
a
fea)
QO L
Qa
Oo
rr 2
co
OQ
tS
wo ~~
UU
oO
=
ce3]
L e
P=)
a
fis]
S
g
+S &
TE
Qo
r—
N
he
T y T ' T y ] y
OQ Qo oS Qo fom]
S an ise} ~ ite

(%) uBio

Page 62

Noy. 23, 2023 Sheet 61 of 103 US 2023/0374623 Al

Patent Application Publication

GcE DI

(a2) Absaug Sulpuig

ove 00% 009 008 0007
ad
a)
ie)
DS pr AA nga tennant AA DANN SARL ANNA IN LD PERL SPEAR ARESPAL AL PEEL A AAAI
| yse|4-dd

2

SON DN Rn
\ v PON ra

’

if
i
ui

e)

nd uz

uS uoleul]29-Yse|4-god

(syn ‘que) Aysuaquy

Page 63

Patent Application Publication Nov. 23, 2023 Sheet 62 of 103 US 2023/0374623 Al

590 -| (ZZ PCB: Calcination

400 +

300 +

we
»»
Cs

40-

Concentration (ppm)

30-5
20-

10-4

Rh Rd Ag Au
Precious Metals

FIG, 32E

14

NS PCB- Calcination
1244

10-4

Wg

8.0 =

is
>»
¢

2.04

15

10-4
05-4

Rh Rd Ag Au
Precious Metals

FIG. 32F

Page 64

Noy. 23, 2023 Sheet 63 of 103 US 2023/0374623 Al

Patent Application Publication

a0unos se)

VEE Old

apoya|y 2poiqoa|3
n> snolod eqydesy

N\ Z

{oO

L

ii
é

abneg ainssaid

AY i
| ti

| | +

yueg Joyoede;

Page 65

Patent Application Publication Nov. 23, 2023 Sheet 64 of 103 US 2023/0374623 Al

(s/w) Aqoojan
QoQ Oo fan} fon)
Oo Oo i=} Oo
a wo + N OQ

=
S
+
nN
£
S
c
wn
iT]
oO
a
°

FIG. 33B

Page 66

Patent Application Publication Nov. 23, 2023 Sheet 65 of 103 US 2023/0374623 Al

80
PCB-Flash
1000 4
: 60
5 100-3 —_ |
~ 4 ed
s 1 2
e : x 44 >
& 17 ;
14 . {20
q L
04 Ass. LoL sL- toot 7 Selected 0
Rh Rd Ag Au
Precious Metals
50
|} PCB-Flash-Calcination
1000-4 7 1
i a oe ae | 4Q
= 100+ t ;
2 4 GZ +30
Ss 4 as
@ 4 x 4 >
5 10-4
3 ca Z {20
& i \
lq 10
04 Z a “ZZ SSE Zaz N a ZN 0
Rh Rd Ag Au

Precious Metals

FIG. 33D

Page 67

Noy. 23, 2023 Sheet 66 of 103 US 2023/0374623 Al

Patent Application Publication

(A) abey0A

IEE DIA

Sy

4).
)
a

On

Page 68

Noy. 23, 2023 Sheet 67 of 103 US 2023/0374623 Al

Patent Application Publication

(4eq) sunssaig

IEE DIA =

’ € z T 0
| | | f | 1 | i | 0
Lz
L— >
A a ~ wa
r 72 01
’ r
“ —
“ 0z
a j—
L
“ L— o¢
_ f L
ce ee By -—F-~ Lop
v vw Pd ---@--
L— 0s
We LF
09

OMA

Page 69

Noy. 23, 2023 Sheet 68 of 103 US 2023/0374623 Al

Patent Application Publication

uoneoyuepy Aduenbai4-olpey

Jaded aseajay ——>—-

[ELaqeW |eyeW-fuy ———-—

diyd + euuaquy _—
482} Juudelg ——
Assojs) dejiaaQ ——

WC

Vee DI

ayesjsqns aulyddes

49d] saying ND
Ned-u

NeOiW-u

NeQUI

NEOIV-d

Neo-d

aojaad G31

pseog YNDuID payulid

Johey swe,” |

4eddo7 —»

YSPLLSP]OS
UBS1ISHIS

Page 70

Patent Application Publication Nov. 23, 2023 Sheet 69 of 103 US 2023/0374623 Al

FIG. 34D

FIG. 34C

FIG. 34B

Page 71

Noy. 23, 2023 Sheet 70 of 103 US 2023/0374623 Al

Patent Application Publication

xweW Co
FPW ©

UOReUIIED-YSPI4-Gdd

ode ete
NOTES :

Ive

ph

=~

uojeunes 4

DI

Yse|4-d9d

eee
\ fe

S}eUaqeW MEY god

Page 72

Patent Application Publication Nov. 23, 2023 Sheet 71 of 103 US 2023/0374623 Al

As
thc
. f

105
Pb “ocr

104
103

102

Vapor Pressure (Pa)

FO WOTIYT SOON SH TTYT Oe WETTTT Se TTT TTT TT

en
1500
Temperature (K)

FIG, 35A

T
0 500

20 PCB

ASS

Concentration (ppm)
uw
+1
AS 9
.

Heavy Metals

FIG. 35B

Page 73

Patent Application Publication Nov. 23, 2023 Sheet 72 of 103 US 2023/0374623 Al

125 PCB-Flash

Concentration (ppm)
>»
Le
>¥
LSS

0.06 5

0,04 4

0.02 4

0.00 Tt T T T t T i u i
Cr AS Cd Hg Pb

Heavy Metals FIG. 35C

100 100

804 1 80
oS >
& 4 : 5
5 8
& 40-4 44 =
5 cs

20-4 H 20

0 1 1 T 1 ]

Cr As Cd Kg

Pb
Heavy Metals F, i G. 35D

Page 74

Patent Application Publication Nov. 23, 2023 Sheet 73 of 103 US 2023/0374623 Al

0.16-{ —e- 49
0.44 — Start Content
~ O42
€
5 4
010-7
s
8 4
BA 0.08 +
& 4
0.06 - Safe Content
0.04 4
0.02
T y 7 T T T T
0 1 2 3
FIH Times FIG 256
—@— Cd
0.10 5
4 Start Content
e 0,09 +
=
S 4
&
2 0.08 “x
€ 0.0184
3 |
0.012 4
0,006 + Safe Content
0.000 1 T 1 1 [ 1 T
0 1 2 3
FJH Times

FIG, 35F

Page 75

Vv. 23, 2023 Sheet 74 of 103 US 2023/0374623 Al

Patent Application Publication

9€ DI

741) Epp] SZ TIE 8195 00000T 00000T/o0000T ooo00T! 4d

00000T /0000T ODOT] UY

000007 }00000T 0000T 2

000001 |00000T COD00T| Pd

90000T|00000T COODNT| a4

000001 fa0000T codDNT| AV

00000T;00000F Co000T| OD

000007 /00000T oo000T| US

000001 000001 |o0000T COODDT! nD

zal [000007 00000T |00000T OD000T Vv

OTHE 000001 o0000ToC000T oODDNT| By

000001 990% 68082 /00000T ‘o0000T| Pd

000001 000001 |/00000T |00000T \G0000T 000007 DOO0GT ODD0T DDD00T! 990 tT Tés| 669 o000S| uz

00000T |00000 000001 |/00000T |00000T 00000T |O0000T O0000T OO000T ODD00T| B808z,  Tz’S t| ere 6oez| po

0000T [00000T 060007 00000T [00000T |00000T 000007 O0000T O0000T OO000T d0000T/D0000T 6°69 €1°6 tT 60ez| Sv

00000 [00000T 000007 00000T [00000T |00000T O0000T O0000T DO00AT ODDD0T /ODD00T|ODD00T) 0000S 60EZ| 60EZ tl 6H
wf Wy a) opal—eal Sy] ])us]—on vl ov] Pal uzl pol sv] oy

Page 76

Patent Application Publication

Noy. 23, 2023 Sheet 75 of 103 US 2023/0374623 Al

Intensity (a.u.)

———— Al203:CB DC Flashing

Intensity (a.u.)

cewnen Al, POF#65-2869 "|
Al203, PDF#10-0173 7
mine bu ity Lid
rr ss
10 20 30 40 50 60 70 80 90
26(°)
pp [Tp
——  Fe203:CB DC Flashing 7
soon a-Fe, PDF#65-4899 J
yrFe, PDF#39-4150 |
| _ Lt _—:
Sa RL aL SLA EL ee
10 20 30 40 50 60 70 80 90
20(°)

FIG. 37B

Page 77

Patent Application Publication Nov. 23, 2023 Sheet 76 of 103 US 2023/0374623 Al

CuSO,4:CB DC Flashing

a Cu, PDF#04-0836

Intensity (a.u.)

10 20 30 40 50 60 70 80 90
20°)

FIG, 37C

——— _NiSO CB DC Flashing
sma Ni, PDF#65-.380

Intensity (a.u.)

10 20 30 40 50 60 70 80 90
29(°)

FIG. 37D

Page 78

Patent Application Publication Nov. 23, 2023 Sheet 77 of 103 US 2023/0374623 Al

_ MnO3:CB DC Flashing
3 MnO, PDF#17-0910
2 cee MnO, PDF#07-0230
2
&
20(°)

3

sS PbNO3 DC Flashing

ra

re re Pb, PDF#65-2873

2 Pb, PDF#38-1477

a
10 20 30 40 50 60 70 80 90

20(°)

FIG. 37F

Page 79

8€ Old

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IGE EI8E OISE |

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\ I I (
9808E ZTE g. 4
4086 °L0BE

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ey
Nv
5

29086 2908E
6F8E 1086
E08E

008E

T@8E

Patent Application Publication

Page 80

23, 2023 Sheet 79 of 103 US 2023/0374623 Al

Patent Application Publication N

FIG. 39A

3500
| ——— 0.24
3000 -
S500
td
2B
8 |
a
S 2000 +
1500 -
1000 + . ; . .
0.0 0.5 1.0 15 2.0

Time (s)

FIG. 39B

Page 81

Patent Application Publication Nov. 23, 2023 Sheet 80 of 103 US 2023/0374623 Al

3500

3000 +

2500 +

Temperature (K)

2000 + |

1500 -

1000 - : 1 : 1 : ;
0.0 0.5 1.0 15 2.0
Time (s)

FIG, 39C

3500

3000 +

2500 ~]

2000 +

Temperature (K)

1500 —

1000 + ;
T y T y y T
0.0 0.5 10 15 2.0
Time (s)

FIG. 39D

Page 82

Patent Application Publication Nov. 23, 2023 Sheet 81 of 103 US 2023/0374623 Al

4000

4001
4009

Cn

aS

a
4007

4002
FIG. 40A {

Page 83

Noy. 23, 2023 Sheet 82 of 103 US 2023/0374623 Al

Patent Application Publication

beOr Ef0¢ C&OP ré0r
Buipeojun Hf Buissauduiop Buipeol
SAT dais “IT days ‘T] days ‘7 days
O&Or
pnpolg 620P

beOr

tf

4

El0¢

l0¢
yooyspee4

aor" |

Bujpeojun
‘AL dais scor

=

£C0b
Bulpeojun

‘AT days

OcOb

Page 84

Patent Application Publication Nov. 23, 2023 Sheet 83 of 103 US 2023/0374623 Al

Joule Heating Charnber aaa Electrodes

Fly Ash + CB
Cu electrodes Cu electrodes
24V
/ Inductor :
9 Power
Switch 250
— Arduino
wal
WY
Kill
Switch Inductor Lamp
Se
Capacitor Capacitor
Switches Banks
Charging rn
/..|
250 -—€ 9 FIG. 41A
Power
Discharging Supply
pm KO

100 ko (=) —

Page 85

Patent Application Publication Nov. 23, 2023 Sheet 84 of 103 US 2023/0374623 Al

CO

=

COICIC3
OO
i] if
=
C4

: al

]

ee | oe _
FIG. 41B
i .
|
|
eRe l |
|
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FIG. 41C

Page 86

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23, 2023 Sheet 85 of 103 US 2023/0374623 Al

N

-
ERE UU Ee See Eee RN

OE UREN SORE

oe

creams

Patent Application Publication

Page 87

Noy. 23, 2023 Sheet 86 of 103 US 2023/0374623 Al

Patent Application Publication

g&r ‘OIA

0

uonsebiq aigepeyxg = ajqepenxg
pO, IDH EONH
0
FOOT
mL 8
l Looe 8
DEF ‘OId F booe 8
S| g
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D-¥d9 [74005
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(ne) Ayisuaquy

Page 88

Noy. 23, 2023 Sheet 87 of 103 US 2023/0374623 Al

Patent Application Publication

aay
mM OA WL 4a OH AG GL PD M3 WS PN td 2D BT A IS
0 j 4 L 4 J. i J. j 4 j i onl: } 1 i aod, 0
ep PN
t uonsasig [e101 7 L
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aad en ee eee a ‘Loot
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(wdd) uonequesu0

Page 89

Noy. 23, 2023 Sheet 88 of 103 US 2023/0374623 Al

Patent Application Publication

02

Deb OM x ©

S
a

—~ 09
08

oot

EER

MT GA WL 49 0H AQ gL p9 19 WS PN 4d 8D eT :
\ 1 jpf rete fo 4
uonsabid (e301 274
aiqeyesyxy 1H BSS
y Tos gy y
Lf i :
L £ i :

AEG OFA

(widd) uonejuedue)

Page 90

Noy. 23, 2023 Sheet 89 of 103 US 2023/0374623 Al

Patent Application Publication

sepospa|a np

Vor Old

Wd + peg UOqeD

saposqoaja ayyde:s,

syueg Joyoedes

Page 91

Patent Application Publication Nov. 23, 2023 Sheet 90 of 103 US 2023/0374623 Al

150
——— 120V

120-4

90-4

60+

Current (A)

30-5

t T T 7 T T t

0.0 0.5 1.0 15 2.0

Time (s)

FIG. 44B

3000
120V

2500+

2000-4

Temperature (°C)

1500+

1000

0.0 2.0

Time (s)

FIG. 44C

Page 92

-

nm

S

5 iro

Py 4

= L

=) r OC

a

a L

» F OF

cal . F ~<

dbp “Old fo S

J

a 08

a . / L

3 Ld J-W4d paweange ---- | ogy

a Mey o-WID —— |}

at - ozt

s

a

a Hd (A) abe}

F 0 i z € b Ost Ozt 00T = 08 og

Z, 4 4. i 4 1 4. 4 2 1 0 0 } i i £ 4 rH L £ 4 4 i ie}
< 1 [ r

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1 ~<

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= [’ < S oot S F 002
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3 t OPP L Oste | GOE
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< ‘ “y¥4Q —— +f " FE F OOP
= dre Did ey V0 aor Ober ‘DIA iva SS

=

-¥

(widd) uojequedu09

Page 93

Patent Application Publication Nov. 23, 2023 Sheet 92 of 103 US 2023/0374623 Al

(4) a/a

250
+ 200
~ 150
+ 100

50

RSS CFA-F
~—
Er

REEs
FIG. 44G

N
N

i T
Qo Q
oO wo

150
120-

(wdd) uonenusou09

Page 94

Patent Application Publication Nov. 23, 2023 Sheet 93 of 103 US 2023/0374623 Al

(4) a/a

5
0

+ 250

+ 200
= 150
-+ 100

iN a
Yb

SSS cra-c

REEs
FIG. 44H

200
150-
100-

(widd) uojenuesu0

Page 95

. 23, 2023 Sheet 94 of 103 US 2023/0374623 Al

N

Patent Application Publication

Vd PeyeAlpy

H{4 4oye WsD Wo}

Hf

quajuod 33y ajqeysee pide :(y49 payeanoe)o

Sb ‘DIF

qd) + Vdd

_— VAD
Buy (es

sjelayew Mel Y4O WO
qUSqUOD FFY aqetpeoy poe -(mey-vso)°9

sjeuajews Med Y4 WO.

uoleayHuenb eyo] Aq quaquod 3ay :(mey-y49) P14

Page 96

Patent Application Publication Nov. 23, 2023 Sheet 95 of 103 US 2023/0374623 Al

YPO, after FIH

Intensity (a.u)

D

' 4 J ; 1 | a 1 : fai + hu i 4 fit 4
10 20 30 40 50 60 70
20°)

FIG, 46A

LaPO, after FJH

Intensity (a.u)

26 (°)

FIG, 46B

Page 97

Patent Application Publication Nov. 23, 2023 Sheet 96 of 103 US 2023/0374623 Al

ie)
S
wy S
J
_ a car)
<< Tee ae a
SS
SF
f \
8
Ry fb <I
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g L
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sy x
com
Cr i fo)
na
Ss
Ss
+
a)
Road
- +
fo 3S oO o f
NN ~ Qa pa
sg > Ss =
Lo™N
| a
H
i
i
i i
+
T y ij ' : .
o 8 S = S ~
8 ° ° . ”

(%) aajossiq

Page 98

Patent Application Publication Nov. 23, 2023 Sheet 97 of 103 US 2023/0374623 Al

-500

-550-4

-600 +

-650~

-200 7

7150

AG (kJ molly per mol O7

-800 -

900-7
20 + 09= 2€0

A/3REE + 02= 2/3REE203

a
1800 2000 2200 2400 2600 2800

fron seve ever see sees wees ene ses ene eve ore ses ste coe seen oom core seen es wor seen sven wee eee gh,

Temperature (K)

FIG. 46D

Page 99

Patent Application Publication Nov. 23, 2023 Sheet 98 of 103 US 2023/0374623 Al

Y 3d (Y-Y)
Y 3d (¥-0)
—— Fit ‘
io
z
5
S
t T T T t T r T
164 160 156 152 148
Binding Energy (eV) FI G 4 6 F
La 3d (La-La)
La 3d (La-O)
em Fit
3
>
@
g
S

T
832

FIG. 46F

T T
840 836
Binding Energy (eV)

Page 100

Noy. 23, 2023 Sheet 99 of 103 US 2023/0374623 Al

Patent Application Publication

29¢ ‘Old

334
mM GA WL ROH AQ pS Mtg DT 8S
a A SS SS DO ovot-
Zuz/e +ye3au =4HE +338 ZZ |
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Page 101

Noy. 23, 2023 Sheet 100 of 103 US 2023/0374623 Al

Patent Application Publication

ILb OIA

LP ‘DI

s33y
m4, WL OH Ag GL PO M3 WS PN 4d 8D eT A 9S
0 posers pss as 0
0s ya paeany LZ] iS iS re
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= ost Sn fe | ooz
002 F F 0sz
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=

FA

Es

Zos e | E
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(wdd) uoqequesueD

VLv Old

Page 102

Patent Application Publication Nov. 23, 2023 Sheet 101 of 103 US 2023/0374623 Al

1000 200
VA Activated BR
800-
~ 150
< J
Q of
S 04 5 ~
S Z =
= J 4100 3S
. Gime
8 400+ |
8
+50
200-4
0 ij T t T T T if q T T 0
50 80 100 120 150
Voltage (V}
1000 200
SSS BR raw L
g00-] (4 Activated BR L. 160
= 600-4 tr 120 =
§ =
8 1 y r x
=] x >
Ss 400 L 80
Cc
8 | L
200+ + 40
0 A, 0

BR raw Activated BR

FIG. 48B

Page 103

Noy. 23, 2023 Sheet 102 of 103 US 2023/0374623 Al

Patent Application Publication

J6¢ DI4

0
0S
<

Ss OOT
Ost
007

(0) 62
as OP

saau
my dA Wy 43 ns ws aL PS ng ws PN dd ey nN 3S
maps a ASST EN 0
f aysem-a payeapy 777] an A E ror
mel aysSem-3 AY L
i r 07
— L
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967 ‘Old

np @

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(wdd) uonequaoue3

Yor DI

Page 104

Patent Application Publication Nov. 23, 2023 Sheet 103 of 103 US 2023/0374623 Al

200 200
VZ7A e-waste
150-4 450
€
B | J
8 100-4 tin S
§ >
fe
5 4 J
ve L
50-4 ° 69
0 T ¥ T 0
9 50 100
Voltage (V/)
120 200
4 RSQ E-waste raw L
1004 [777 Activated e-waste | s60
E 804 XK Y 7
& 1 F120
2 60-4 | 6 &
& >
2 L 80
=a
8 4-4
20- Yy L 40
0 WD 9

E-waste raw Activated e-waste

FIG. 50B

Page 105

US 2023/0374623 Al

ULTRAFAST FLASH JOULE HEATING
SYNTHESIS METHODS AND SYSTEMS FOR
PERFORMING SAME

CROSS-REFERENCE TO RELATED PATENT
APPLICATIONS

[0001] This application claims priority to U.S. Patent
Appl. Ser. No. 63/082,592, filed Sep. 24, 2020, entitled
“Ultrafast Flash Joule Heating Synthesis Methods And Sys-
tems For Performing Same,” which patent application is
commonly owned by the owner of the present invention.
This patent application is incorporated herein in its entirety.

GOVERNMENT INTEREST

[0002] This invention was made with government support
under Grant No DE-FE0031794, awarded by the United
States Department of Energy and under Grant No. FA9550-
19-1-0296, awarded by the United States Department of
Defense/Air Force Office of Scientific Research. The United
States government has certain rights in the invention.

TECHNICAL FIELD

[0003] The present invention relates to ultrafast flash Joule
heating synthesis methods and systems, and more particu-
larly, ultrafast synthesis methods to recover metal from ores,
fly ash, and bauxite residue (red mud).

BACKGROUND

[0004] Highly efficient and low-cost synthesis of nanoma-
terials is the prerequisite for their commercial applications.

Carbides

[0005] Nanosized transition metal carbides (TMCs) have
been widely used as the precursors for ultra-hard and
ultra-strong ceramics [Zou 2013; Zhang 2019; Reddy 2012],
high-performance electrochemical catalysts because of their
platinum-like electronic structures [Li 2018; Zhong 2016;
Gao 2019; Gong 2016; Han 2018], and catalyst supports due
to the strong metal-substrate interactions [Lin 2017; Yao
2017]. Traditional methods for bulk carbide syntheses
include carburization of metal precursors with gaseous car-
bon precursors or sintering of metal precursors with gra-
phitic carbon at high temperature. [Rosa 1983] These pro-
cedures can be problematic since they result in coked
carbide surfaces due to the excessive supply of carbon
sources, and large particle sizes with low surface areas that
are detrimental to catalytic performance. [Chen 2013; Zeng
2015].

[0006] Much effort has been devoted to synthesizing car-
bides with fine particle sizes, including temperature-pro-
grammed reduction [Oyama 2992], carbothermic reduction
of metal precursors [Wu 2020; Wang K 2019], laser spray
pyrolysis of metal complexes [Kolel-Veetil 2005], and solu-
tion-based precipitation and carburization [Wan 2014]. The
TPR method is versatile for high surface-area metal carbide
synthesis but requires well-optimized reaction windows.
[Claridge 2000]. The carbothermic reduction of metal pre-
cursors in a furnace is universal in synthesis of TMCs [Wu
2020]; however, extended high-temperature conditions are
essential to compensate the slow solid-solid reaction kinet-
ics, which inevitably result in sintering or agglomeration
[Wang K 2019].

Nov. 23, 2023

[0007] To avoid severe agglomeration, a microwave com-
bustion method was developed for rapid synthesis of Mo,C
and WC nanodots within 2 min. [Wan 2019]. The pyrolysis
of metal complexes involves the use of costly and toxic
metal-organic compounds such as Cp,Mo,(CO), for the
synthesis of Mo,C [Kolel-Veetil 2005; Wolden 2011] and
W(CO), for the synthesis of WC [Pol 2009].

[0008] The type of carbide is also limited by the avail-
ability of volatile metal compounds. The solution-based
precipitation and carburization requires long annealing
times for full conversion. For example, annealing at 850° C.
for 12 to 24 h is needed for the synthesis of MoC using
ammonium heptamolybdate ((NH,);Mo,0,,-4H,O) as the
precursor [Wan 2014].

[0009] Recently, several non-conventional electrical ther-
mal processes have been developed towards energy-eflicient
high temperature synthesis. [Wang 2020; Giorgi 2018; Yan
2018]. The thermal shock (CTS) process used short current
pulses for synthesis of high-entropy alloy nanoparticles on
carbon supports at ~2000 K. [Yan 2018]. The ultrahigh
temperature sintering (UHS) based on current-induced heat-
ing was proposed for sintering and screening of ceramics
within 10 s. [Wang 2020]. The spark flash sintering (SPS)
applied an electric current for the reactive carbothermic
synthesis of zirconium carbide (ZrC) in 10 min. [Giorgi
2018]. However, these approaches are targeting the sintering
of bulk ceramics and lack the ability in synthesis of fine
nanocrystals.

[0010] Furthermore, phases and crystal surface structure
play significant roles in the behavior of carbides, such as in
their hydrogen adsorption/desorption energy. [Gong 2016;
Politi 2013] However, there are very few procedures to
selectively engineer the phases and crystal surfaces of
carbides for maximal performance. [Gong 2016; Wan 2014].
[0011] Electrocatalytic hydrogen evolution (HER) reac-
tions depend on the availability of low-cost electrocatalysts.
TMC are highly promising in HER due to their platinum-
like electronic structures. [Gao 2019]. However, state-of-art
methods to synthesize metal carbides nanoparticles have the
limitation of high cost and low productivity. [Gong 2016].
Critically, most methods are too specific and lack generality,
and are also hard for the phase control. [Wan 2014].

Corundum

[0012] High-surface-area corundum _ nanoparticles
(a-Al,O;NPs) have widespread applications. For examples,
corundum is widely used in ceramics for prosthetic implants
[De Aza 2002] and high-speed cutting tools [Kumar 2003].
a-Al,O,NPs precursors provide access fo nanometer-
grained alumina ceramics with significantly improved frac-
ture toughness [Ighodaro 2008], wear resistance [Krell
1996], and high density under reduced sintering temperature
[Guo 2016]. Even though y-Al,O,NPs are primarily used as
catalyst supports due to their high surface area [Peterson
2014], the a-Al,O,NPs are also used as catalyst supports
and they have higher mechanical stability in auto-exhaust
Pt—Mo—Co catalytic converters [Frank 1998], and
enhanced Ru catalyst activity for ammonia synthesis. [Lin
2019].

[0013] Much effort has been made toward improving the
synthesis of a-Al,O3, yet few of the processes afford high-
surface-area NPs due to the intrinsic thermodynamic limits.
[Guo 2016; McHale 1997; Amrute 2019]. Even though
corundum is the thermodynamically stable phase of coarsely

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crystalized aluminum oxide (A1,0,), the synthesis of nanoc-
rystalline Al,O, usually leads to y-Al,O, because of its
lower surface energy when surface areas are greater than 125
m? g™!. [McHale 1997].

[0014] Another reason is the high activation energy barrier
of ~485 kJ mol"! for the phase transformation from the cubic
close-packed structure of the y-phase to the hexagonal
close-packed structure of the a-phase. [Steiner 1971]. As a
result, the thermal processes usually require tempera-
tures>1470 K with prolonged annealing times of 10 to 20 h
to facilitate the transformation. [Steiner 1971; Levin 1998].
The high-energy input and extended high-temperature
annealing leads to surface area<10 m* g~! because of the
substantial mass transfer. [Amrute 2019]. Moreover, the
polymorphism of Al,O, during the phase transformation
further increases the complexity and could lead to the mixed
transition (t)-alumina with undesired 5- and @—AI,O,.
[Steiner 1971; Chang 2001; Laine 2006]. Representative
methods for corundum nanoparticles are rather time- and
energy-consuming, such as, for example, annealing of
y—Al,0, at 1473-1673K for 10-20 h [Lodziana 2004], and
hydrothermal reaction of y-AIOOH at 723K and 1200 bar for
35 days [McHale 1997; Lofller 2003].

[0015] Accordingly, the production of a-Al,O, by phase
transformation from the cubic close-packed gamma phase
(y-Al,0,) is usually hampered by the high activation energy
barrier (~485 kJ mol"'), which requires extended high-
temperature thermal annealing (~1500 K, 10 to 20 h) and
suffers from severe agglomeration. Hence, developing a
method that is ultrafast and energy-saving is critical for the
broad applications of a-Al,O, nanoparticles.

E-Waste

[0016] Recovery of valuable metals from waste is signifi-
cant for the circular economy and is also critical for solving
environmental issues. Specifically, electronic wastes
(e-waste) that contain rich valuable elements.

[0017] The e-wastes comes from discarded electrical or
electronic devices. Precious metal recovery from electronic
waste, termed “urban mining,” is important for a circular
economy. Present methods for urban mining, mainly smelt-
ing and leaching, suffer from lengthy purification processes
and negative environmental impacts.

[0018] More than 40 million tons of electronic waste
(e-waste) are produced globally each year [Zhang 2012;
Zeng 2018], which is the fastest-growing component of
solid wastes due to the rapid upgrade of personal electrical
and electronic equipment [Ogunseitan 2009; Wang 2016].
Most e-waste is landfilled with only ~20% being recycled
[Ghosh 2015], which could lead to negative environmental
impact due to the broad use of heavy metals in electronics
[Leung 2008; Julander 2014; Awasthi 2019].

[0019] E-waste could become a sustainable resource
because it contains abundant valuable metals. [Kaya 2016].
The concentrations of some precious metals in e-waste are
higher than those in ores. [Zhang 2012]. Precious metals
recovery from e-waste, i.e., urban mining, is becoming more
cost-effective than virgin mining [Zeng 2018] and important
for a circular economy [Awasthi 2019].

[0020] Similarly, due to the broad use of heavy metals in
electronics, including Cd, Co, Cu, Ni, Pb, and Zn, e-waste
could lead to significant health risks and negative environ-
mental impacts. [Leung 2008; Julander 2014; Awasthi
2019]. The heavy metal leakage due to improper landfill

Nov. 23, 2023

disposal leads to environmental disruption. [Zhang 2012;
Awashthi 2019]. The release of hazardous components dur-
ing the recycling processes in the form of dust or smoke
[Leung 2008] deteriorates the health of recycling workers
and local residents. For example, a significantly higher
concentration of Pb has been found in the blood of e-waste
workers. [Julander 2014; Popoola 2019]

[0021] The lack of high-yielding and environmentally
friendly recovery processes are main obstacles to urban
mining. [Kaya 2016]. The traditional method for e-waste
recycling is based on a pyrometallurgy process [Hall 2007],
where metals are melted by heating at high temperature.
Pyrometallurgy is energy-intensive, lacks selectivity, and
requires high-grade precursors. [Cui 2008]. Pyrometallurgi-
cal processes also produce hazardous fumes containing
heavy metals, especially for those with low melting points
such as Hg, Cd, and Pb. [Kaya 2016]. The hydrometallur-
gical process is more selective and done by leaching the
metals using acid, base, or cyanide. [Sun Z 2017]. The
leaching kinetics are usually slow. The use of highly con-
centrated leaching agents renders the hydrometallurgical
process difficult for large-scale applications, and large
amounts of liquid waste and sludge are produced that could
result in secondary pollution. [Jafhav 2015]. Biometallurgy
could be highly selective and environmentally sustainable,
yet it is still in its infancy. [Zhuang 2015]. The separation of
valuable metals from various materials matrices, including
plastics, glass, and ceramics, are based upon their difference
in physical or chemical properties. For example, the gravity
separation technique relies on differing specific densities.
[Sarvar 2015]. Magnetic separation is used to separate
magnetic metals from nonferrous waste. [Yamane 2011].
Hydrometallurgical separation is based upon the chemical
reactivity of metals with leaching agents. [Sethurajan 2019].
[0022] Electronic components contain potentially very
harmful materials, including lead (Pd), cadmium (Cd),
beryllium (Be) and chromium (Cr). If released into the
environment, these harmful materials can result in a number
of waterborne or even airborne diseases. At the same time,
the circuit boards contains many precious metals, like gold
(Au), silver (Ag), and platinum (Pt), as well as rare earth
elemental metals that are hard to mine and considered
critical elements for electronics manufacture and electric
motors, including neodymium (Nd) and dysprosium (Dy).
Mining or processing of these latter rare earth elements are
controlled by foreign governments, raising concerns for the
US essential element security for its manufacturing needs.
However, less than 20% of e-waste is recycled, with 80%
being landfill. One way for e-waste recycling is by melting
circuit boards and leaching the valuable metals. [Sthian-
nopkao 2013]. The traditional recycling method that is
usually handled in developing countries exposes workers to
hazardous and carcinogenic substances. Hence, an ultra-
clean and highly efficient way to recycle the valuable metals
from e-waste is highly needed.

Ores, Fly Ash, And Bauxite Residue (Red Mud)

[0023] Similar situations pertains to ores, fly ash, and red
mud (red mud is more recently referred to as bauxite
residue), again because rare earth elements (REE) are stra-
tegic resources in modern electronics, clean energy, and
automotive industries. [Cheisson 2019]. Concentrated aque-
ous acid leaching of the REE minerals followed by biphasic
solvent extraction has been the dominant scheme for REE

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mass production. [Cheisson 2019]. However, the resource-
and pollution-intensive production has a large environmen-
tal footprint, where the degrative environmental cost
reached $14.8 billion in 2015, warranting a search for a
sustainable solution. [Lee 2018]. As the easily accessible
REE minerals diminish, the extraction of REE from indus-
trial wastes has gained much attention. [Jyothi 2020]. The
applicable secondary wastes include coal fly ash (CFA)
[Taggart 2016; Smith 2019; Zhang 2020; Liu 2019; Sahoo
2016; Middleton 2020], bauxite residue (BR, which is also
called red mud) [Deady 2016; Rivera 2018; Reid 2017],
which results from bauxite processing for aluminum pro-
duction, and, electronic waste (e-waste) [Maroufi 2018;
Deshmane 2020; Peelman 2018] from consumer electronics
and electric vehicles. Annual production of alumina in 2018
was approximately 160 million tons. Red mud is a highly
alkaline waste composed of mainly oxides including Fe,O,,
Al,O3, TiO,, CaO, SiO,, and Na,O. Moreover, red mud also
contains valuable rare earth elements, including La, Ce, Pr,
Nd, Sm, Eu, Gd, Tb, Dy, Ho, Er, Tm, Yb, Lu, Y. [Deady
2016]. Accordingly, similar situations as discussed above
with respect to needs to recovery metals from e-waste
likewise pertain to ores, fly ash, and bauxite residue (red
mud).

[0024] The reuse of these wastes in turn reduces the
environmental burden of their disposal. [Sahoo 2016]. How-
ever, the REE contents in these secondary wastes are usually
less than that in REE minerals, and the recycling yields are
still extremely low, which exacerbate the quest to establish
a circular economic program. [Taggart 2016].

[0025] Taking CFA as an example, it is the by-product of
coal combustion with an annual production rate of ~750
million tons worldwide. [Sahoo 2016]. CFA has an average
total REE content of ~500 ppm, which is variable based
upon the geological origin of the feed coals. [Taggart 2016;
Middleton 2020]. The acid extractable REE content, how-
ever, is usually much smaller and highly dependent on the
CFA feeds. For example, Taggart 2016 reported the HNO;
extractability of REE ranging from 1.6% to 93.2% with a
median value of ~30% from major U.S. power plants, or 7.4
ppm to 372 ppm with a median value of ~127 ppm. REE
extractability in CFA depends on the REE species, such as
oxides, phosphates (churchite, xenotime, monazite, etc.),
apatite, zircon, and glass phases. [Liu 2019]. The low REE
extractabilities in most CFA resources are attributed to the
large ratios of hard-to-dissolve REE species such as REE
phosphates, zircon, and glass phases. [Liu 2019].

[0026] Optimizing acid leaching processes could, to some
extent, improve the extractability by using highly concen-
trated mineral acids, such as 15 M HNO, at 85-90° C. for an
extractability of 70% [Taggart 2016], and 12 M HCI at 85°
C, for an extractability of 35-100%, depending on the feeds
[King 2018]. The use of concentrated acid, however, inevi-
tably increases the cost of extraction and the disposal
burden. Chemical or thermal pretreatments of the CFA prior
to acid leaching contribute to achieving high REE recovery.
[Wang Z 2019; Taggart 2018]. For examples, a total REE
recovery of 88% is achieved by the NaOH hydrothermal
treatment followed by acid leaching. [Wang Z 2019]. Alkali
roasting using NaOH leads to a recovery yield>90%. [Tag-
gart 2018]. However, those pretreatment processes are usu-
ally lengthy and energy-intensive, which greatly reduce the
profit margin and incentive.

Nov. 23, 2023

[0027] Moreover, there are environmental hazards in the
discharge of these materials. Discharge of red mud is very
environmentally hazardous because of its alkalinity. In
October 2010, about one million cubic meters of red mud
was accidently released into the countryside in Hungary,
killing ten people and polluting the surrounding areas.
Indeed, developed methods to separate and recover rare
earth elements, such as, for instance, leaching and cation-
exchange chromatography [Ochsenkuhn-Petropulu 1995]
can result in secondary pollution in view of the large
amounts of acid used.

[0028] Thus, present methods for REE recovery suffer
from lengthy purifications, low extractability, and high
wastewater streams. Hence, there remains a need for a rapid
and energy-efficient pretreatment for the REE recovery from
ores, fly ash, and bauxite residue (red mud). There further
remains a need to develop a “dry” method to directly
recovery the rare earth elements in ores, fly ash, and bauxite
residue (red mud).

SUMMARY OF THE INVENTION

[0029] The present invention relates to ultrafast flash Joule
heating synthesis methods, and more particularly, embodi-
ments of the present invention include ultrafast synthesis
methods to recover metal from ores, fly ash, and bauxite
residue (red mud).

[0030] Such solvent-free processes based on flash Joule
heating can provide for the ultrafast synthesis for activating
ores, fly ash, and bauxite residue (red mud) to improve the
REE extractability. The FJH process thermally degrades or
reduces the hard-to-dissolve REE species to components
with high thermodynamic solubility, leading to ~2 times
increase of leachability content and a high recovery yield
using diluted acid (e.g., 0.1 M HCI). The activation can be
utilized for for various wastes including coal fly ash and
bauxite residue (red mud). The rapid FJH process is energy-
efficient with a low electrical energy consumption of 600
kWh ton™', enabling a profit increase of greater than 10
times.

[0031] In general, in another embodiment, the invention
features a method of recovering metal. The method includes
mixing a material with a conductive additive to form a
mixture, The material is prepared from ores, fly ash, and/or
bauxite residue. The method further includes applying a
voltage across the mixture to recover metal from the mate-
rial. The voltage is applied in one or more voltage pulses.
Duration of each of the one or more voltage pulses is for a
duration period. The method further includes collecting the
recovered metal. The recovering and collecting of the metal
comprises performing a leaching process after applying the
voltage across the mixure.

[0032] Implementations of the invention can include one
or more of the following features:

[0033] The conductive additive can be a carbon source.
[0034] The material can be prepared from ore.

[0035] The material can be prepared from fly ash.

[0036] The material can be prepare from bauxite residue.
[0037] The material can be prepared by performing a
mechanical process to transform the material into a fine
powder.

[0038] The mechanical process can be selected from a
group consisting of cutting the material into small pieces,
crushing the material, grinding the material, milling the
material, and combinations thereof.

[0039] The fine powder can be a microscale fine powder.

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[0040] The conductive additive can be selected from a
group consisting of elemental carbon, carbon black, gra-
phene, flash graphene, coal, anthracite, coke, metallurgical
coke, calcined coke, activated charcoal, biochar, natural gas
carbon that had been stripped of its hydrogen atoms, acti-
vated charcoal, shungite, plastic waste, plastic waste-derived
carbon char, food waste, food waste-derived carbon char,
biomass, biomass-derived carbon char, hydrocarbon gas,
and mixtures therefrom.

[0041] The conductive additive can be carbon black.
[0042] The conductive additive can be predominately
elemental carbon.

[0043] The material and the conductive additive can be
mixed at a weight ratio in a range of 1:2 and 25:1.

[0044] The voltage applied can be in a range of 15 V and
300 V.

[0045] The mass of the mixture to which the voltage is
applied can be more than 1 kg. The voltage applied can be
between 100 V and 100,000 V.

[0046] The mass of the mixture to which the voltage is
applied can be more than 100 kg.

[0047] The mass of the mixture to which the voltage is
applied can be more than | kg. The current applied can be
between 1,000 amps and 30,000 amps.

[0048] The mass of the mixture to which the voltage is
applied can be more than 100 kg.

[0049] The mixture can have a resistance in the range of
0.1 ohms and 25 chms when the voltage is applied.

[0050] The duration period for the duration of each of the
one or more voltage pulses can be between 1 microsecond
and 25 seconds.

[0051] The duration period for the duration of each of the
one or more voltage pulses can be between 1 microsecond
and 10 seconds.

[0052] The duration period for the duration of each of the
one or more voltage pulses can be between 1 microsecond
and 1 second.

[0053] The duration period for the duration of each of the
one or voltage pulses can be between 100 microseconds and
500 microseconds.

[0054] The one or more voltage pulses can be between 2
voltage pulses and 100 voltage pulses.

[0055] The voltage pulse can be performed using direct
current (DC).

[0056] The method can be performed utilizing a pulsed
direct current (PDC) Joule heating process.

[0057] The voltage pulse can be performed using alternat-
ing current (AC).

[0058] The voltage pulse can be performed by using both
direct current (DC) and alternating current (AC).

[0059] The method can switch back and forth between the
use of direct current (DC) and alternating current (AC).
[0060] The method can concurrently use direct current
(DC) and alternating current (AC).

[0061] The one or more voltage pulses can increase the
temperature of the mixture to at least 3000 K.

[0062] The metal can include a rare earth element.
[0063] The metal can include precious metal.

[0064] The materials can include a metal oxide. The step
of applying a voltage across the mixture can result in a
carbothermic reaction of the metal oxide to recover the
metal.

Nov. 23, 2023

[0065] The applying of the voltage across the mixture to
recover the metal from the material can be performed at a
pressure between 0.001 and 25 atmospheres.

[0066] The pressure can be around | atmosphere.

[0067] The pressure can be at least 2 atmospheres.
[0068] The pressure can be at least 10 atmospheres.
[0069] The pressure can be at least 20 atmospheres.
[0070] The method can be performed using a pressurized
cell.

[0071] The applying of the voltage across the mixture to
recover the metal from the material can result in a majority
of the metal remaining with graphene created by the method.
[0072] The step of collecting can include collecting a gas
stream comprising volatized products produced by the appli-
cation of the voltage across the mixture.

[0073] The the step of collecting can further include
cooling the gas stream.

[0074] The leachability of metals in the mixture after
applying a voltage across the mixture can be more than two
times the leachability content of the metals in the mixture
before applying the voltage across the mixture, when con-
ducted using the same pH and same volume of aqueous
treatment.

[0075] The leaching process can be performed using a
diluted acid.

[0076] The diluted acid can be at most 1 M of the acid
[0077] The diluted acid can be at most 0.1 M of the acid.
[0078] The diluted acid can be at least 1 M of the acid.
[0079] The method can be performed in a continuous
process or automated process.

[0080] In general, in another embodiment, the invention
features a system for performing the method of recovering
metal utilizing at least one of the above described methods.
The system includes a source of the mixture comprising the
material and conductive additive. The system further
includes a cell operably connected to the source such that the
mixture can be flowed into the cell and held under com-
pression. The system further includes electrodes operatively
connected to the pressure cell. The system further includes
a flash power supply for applying a voltage across the
mixture to recover the metal from the material.

[0081] Implementations of the invention can include one
or more of the following features:

[0082] The cell can be a pressure cell. The system can
further include a gas supply for pressurizing the pressure
cell.
[0083]
value.
[0084]

The system can further include an adjustable relief

The system can further include a particle collector.
[0085] The system can further include a gas collector.
[0086] The system can be operable to perform a continu-
ous process or automated process.

BRIEF DESCRIPTION OF THE DRAWINGS

[0087] FIGS. 1A-1E show ultrafast synthesis of carbides
by flash Joule heating (FJH). FIG. 1A is a schematic of FJH
synthesis of carbides with Route (i) showing the high
temperature FJH process of an embodiment of the present
invention, and Route (ii) showing a traditional carburization
process. FIG. 1B shows current measurement during the
FJH process. FIG. 1C shows real-time spectral radiance at
wavelength of 640-1000 nm. The inset are, photos of the
sample before FJH, during FJH, and in rapid cooling. FIG.
1D shows real-time temperature measurement by fitting the

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US 2023/0374623 Al

blackbody radiation from the sample during the FJH pro-
cess. FIG. 1E shows the temperature-vapor pressure rela-
tionships for various metal precursors and carbon.

[0088] FIGS. 2A-2H show phase-controlled synthesis of
molybdenum carbides. FIG. 2A is X-ray diffraction (XRD)
patterns of B-Mo,C, a-MoC,.,, and n-MoC,_, synthesized
at voltage (V) of 30 V, 60 V, and 120 V, respectively. The
PDF reference cards for each are B-Mo,C, 35-0787;
a-MoC, ,, 65-8092; and 7-MoC, .,, 08-0384. FIG. 2B is the
crystal structures of three phases of molybdenum carbides.
B-Mo,C is hexagonal with ABAB stacking, a-MoC,.. is
cubic, and y-MoC,_, is hexagonal with ABCABC stacking.
FIG. 2C is X-ray photoemission spectroscopy (XPS) spectra
of three phases of molybdenum carbides. FIG. 2D is bright-
field transmission electron microscopy (BF-TEM) image of
a B-Mo,C nanocrystal supported on graphene. The 0.339 nm
corresponds to interplanar distance (d) of graphene. FIG. 2E
is high-resolution transmission electron microscopy (HR-
TEM) image of B-Mo,C and corresponding fast Fourier
transform (FFT) pattem. FIG. 2F is high-angle annular
dark-field scanning transmission electron microscopy
(HAADF-STEM) image and energy dispersive X-ray spec-
troscopy (EDS) element maps of B-Mo,C. FIG. 2G is an
HRTEM image of a-MoC, _, and corresponding FFT pattern.
FIG. 2H is an HRTEM image of y-MoC,., and correspond-
ing FFT pattern.

[0089] FIGS. 3A-3B show the phase transformation pro-
cess of molybdenum carbides (which were revealed by
density functional theory (DFT) calculations). FIG. 3A
shows formation energy of B-Mo,C, and a-MoC,_. and
y-MoC,.,. with different carbon contents. FIG. 3B is the
calculated crystal structure of B-Mo,C, @-MoC,., (x=!4),
a-MoC, ... (k=), and n-MoC ,_, (x=) (with dashed circles
denoting the carbon vacancies).

[0090] FIGS. 4A-4F shows phase dependent hydrogen
evolution reaction (HER) performance of molybdenum car-
bides. FIG. 44 shows polarization curves of three phases of
molybdenum carbide. Pt/C and pure flash graphene (FG)
were used as control. The performances were normalized to
the same mass loading of molybdenum carbides. FIG. 4B
shows Tafel curves of three phases of molybdenum carbide.

FIG. 4C shows alternating current (AC) impedance of three
phases of molybdenum carbide. FIG. 4D shows the dura-
bility of molybdenum carbides. The polarization curve of
t-MoC ,.,. for the 1* cycle and the 1000” cycle. The inset of
FIG. 4D is the change of overpotential for three phases of
molybdenum carbides. FIG. 4E shows free-energy diagrams
for HER on the B-Mo,C(001), a-MoC,_,(110), and y-MoC,.
x(001) at one monolayer hydrogen adsorption coverage.

FIG. 4F shows calculated partial density of states of Mo and
C in B-Mo,C(001), a-MoC,_,(110), and 7-MoC, (001)
with the dashed line denoting the position of the Fermi level.

[0091] FIGS. 5A-5D shows generalized strategy for car-
bide synthesis. FIG. 5A is the carbothermic reduction tem-
perature of oxides derived from the Ellingham diagram.
FIG. 5B is X-ray diffraction (XRD) patterns and high-
resolution transmission electron microscopy (HRTEM)
images of group IVB metal carbides. The PDF reference
cards are TiC, 65-7994; ZrC, 65-8834; and HfC, 65-7326.
FIG. 5C is XRD patterns and HRTEM images of group VB
metal carbides. The PDF reference cards for each are VC,
65-8825; NbC, 65-8780; and TaC, 65-0282. FIG. 5D is XRD
patterns and HRTEM images of group VIB metal carbides.

Nov. 23, 2023

The PDF reference cards for each are Cr,C,, 65-0897;
Mo,C, 35-0787; and WC, 20-1315. (Scale bars are 5 nm in
FIGS. 5B-5D).

[0092] FIGS. 6A-6D shows a flash Joule heating (FJH)
setup. FIG. 6A is an electrical schematic of the FJH system.
10 aluminum electrolytic capacitors (450V, 6 mF, Mouser
#80-PEH200YX460BQU2) with a total capacitance of 60
mF were used for charging. Additional details of the elec-
trical components could be found in the publication. [Luong,
2020]. FIG. 6B is a photograph of the FJH setup. FIG. 6C
is a photograph of the reaction stage. FIG. 6D is a photo-
graph of the reaction chamber.

[0093] FIGS. 7-12 show ultrafast phase transformation of
alumina by pulsed direct current Joule heating. FIG. 7 shows
the scheme of the pulsed direct current Joule heating and the
resistive hotspot effect. FIG. 8 shows representative methods
for the phase transformation from y- to a-Al,O3. FIG. 9 is
XRD patterns of y-A1,0, after different PDC durations and
the a-Al,O, product after calcination. FIG. 10 shows crystal
structures of alumina phases: y-Al,O; (crystal system: cubic;
space group: Fd-3m), 8'-Al,O, (crystal system: orthorhom-
bic; space group: P222), and a-Al,O, (crystal system: trigo-
nal; space group: R-3c). For y-Al,O,, all of the Al sites are
depicted to show the crystal structure, while in the actual
structure not all the sites are occupied. FIG. 11 shows phase
mass ratio of alumina polymorphs varied with PDC dura-
tion. FIG. 12 shows Raman spectra of as-synthesized
o-Al,O,/CB mixture and the purified a-Al,O,NPs by cal-
cination in air.

[0094] FIGS. 13A-13B show a PDC Joule heating system.
FIG. 13A is an electrical diagram of the system. FIG. 13B
shows a pulsed voltage generation that can be used in the
system to generate the PDC.

[0095] FIG. 13C shows Raman spectra of CB precursor
and the product after PDC Joule heating at 60 V for 0.8 s.
[0096] FIGS. 144-14F show characterization of
a-Al,O,NPs. FIG. 14A is a BF-TEM image of the
a-Al,O,NPs. FIG. 14B is a HRTEM image of the
a-Al,O3NPs. FIG. 14C is a histogram and distribution of the
a-Al,O,NPs particle size determined by TEM. FIG. 14D
shows pore width distribution determined by the application
of DFT model. FIG. 14E is Fourier-transform infrared
spectra of the y-Al,O,NPs precursors and the a-Al,O,NPs
products. FIG. 14F is a XPS fine spectra of Al and O of the
a-Al,O,NPs.

[0097] FIGS. 15A-15F show resistive hotspot effect in
PDC process. FIG. 15A is XRD patterns of y-Al,0,/CB with
different mass ratio after PDC process. FIG. 15B is phase
mass ratio of the product after PDC process varied with
volume fraction of y-Al,O,, f(y-Al,0,). FIG. 15C is con-
ductivity and temperature varied with f(y-Al,O,). FIGS.
15D-15F are current density maps of the sample during PDC
with different y-Al,O, volume fractions of {=0.41, £0.73,
and f=0.78, respectively.

[0098] FIG. 16 shows current density at the bulk regions
and the hotspot regions.

[0099] FIGS. 17A-17D show topotactic phase transforma-
tion process revealed by DFT calculations. FIG. 17A shows
cohesive energy (j1, €V/A1,O,) of the bulk and the formation
energies (e, eV/A?) of the surfaces for three Al,O, phases.
FIG. 17B shows the free energy of the Al,O; nanocrystals of
three phases as plotted against the specific surface area.
FIGS. 17C-17D are the contour plots of partial charge
density at the highest bands (0.3 eV below the Fermi levels)

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US 2023/0374623 Al

of the surface states of y-Al,0,(100), 8'-Al,0,(100), and
a-Al,0;(001) from top view (FIG. 17C) and lateral view
(FIG. 17D).

[0100] FIGS. 18A-18C shows an ultrafast alternating cur-
rent sintering (ACS) system and sample holder. FIG. 18A is
an electric diagram of the ACS system. FIGS. 18B-18C are,
respectively, top and side view photographs a carbon paper
holder for sintering.

[0101] FIGS. 19A-19H show ultrafast ACS of the alumina
ceramics. FIG. 19A shows photographs of the carbon paper
during heating, sintering, and cooling. FIG. 19B shows
real-time temperature measurement during the ACS process.
FIG. 19C show the images of the sintered ceramic pellets
supported on carbon papers. FIG. 19D shows XRD patterns
of the alumina ceramics using the a-Al,O;NPs or the
commercial o-Al,O, nanopowder as precursors. FIG. 19E is
an SEM image of the ceramic by using a-Al,O,NPs as
precursors.

[0102] FIG. 19F shows grain size distribution of the
alumina ceramic. FIG. 19G shows statistic of the Young’s
module of the alumina ceramics using the a-Al,O,NPs
precursor. FIG. 19H shows statistic of the Young’s module
of the alumina ceramics using the commercial a-Al,O,
precursor.

[0103] FIGS. 20A-20B and FIGS. 21A-21B show scal-
ability of the PDC process. FIG. 20A is a photograph of a
sample with mass of 700 mg synthesized using a tube (D=15
mm) and PDC voltage of 60 V. FIG. 20B is XRD pattern of
the product shown in FIG. 20A. FIG. 21A is a photograph
of a sample with mass of 1.4 g synthesized using a tube
(D=15 mm) and PDC voltage of 120 V. FIG. 21B is XRD
pattern of the product shown in FIG. 21A.

[0104] FIGS. 22-28 show the recovery of precious metals
by flash Joule heating (FJH). FIG. 22 is a schematic of a FIH
and evaporative separation system. FIG. 23 is a photo of a
printed circuit board (PCB) (scale bar, 5 cm) with the inset
showing the mixture of carbon black (CB) with PCB powder
(scale bar, 2 cm). FIG. 24 shows concentrations of precious
metals in PCB as determined by inductively coupled plasma
mass spectrometry (ICP-MS). FIG. 25 shows currents vs
time recorded under different FJH voltages. FIG. 26 shows
real-time temperature measurements at different FJH volt-
ages by fitting blackbody radiation emitted from the sample.
[0105] FIG. 27 shows vapor pressure-temperature rela-
tionship of precious metals and carbon. FIG. 28 shows
recovery yield of precious metals by condensing the evapo-
rated gas components.

[0106] FIGS. 29A-29E are photographs of a system to
collect evaporated metal vapor. FIG. 29A is a photograph of
the evaporative collection system. FIGS. 29B-29C are,
respectively, photographs of the vacuum gauge before and
after flash Joule heating (FJH). FIGS. 29D-29E are, respec-
tively, photographs of the condensate vessel before and after
the FJH reaction.

[0107] FIG. 30 is an electrical circuit diagram of the flash
Joule heating (FJH) system utilized in the system shown in
FIG. 29.

[0108] FIGS. 31A-31G show halide assisted improvement
of recovery yield. FIGS. 31A-31F show, respectively, recov-
ery yield of precious metals by using (FIG. 31A) NaF, (FIG.
31B) PTFE, (FIG. 31C) NaCl, (FIG. 31D) CPVC, (FIG.
31E) Nal, and (FIG. 31F) mixture of NaF, NaCl and Nal, as
additives. Y) and Y mean the recovery yield of precious
metals without and with additives, respectively. The dashed

Nov. 23, 2023

line denotes Y/Y,=1, meaning that there is no advantage of
the additive if Y/Y s1. FIG. 31G is a scanning transmission
electron microscopy (STEM) image of the collected solids,
and energy dispersive X-ray spectroscopy (EDS) maps of
Rh, Pd, Ag, and Au at the rectangular region. (Scale bar in
STEM image, 0.5 um; scale bars in EDS maps, 100 nm).
[0109] FIGS. 32A-32F shows recovery of precious metal
by flash Joule heating (FJH) and calcination. FIG. 32A
shows different processes for the recovery of precious
metals from printed circuit board (PCB). FIG. 32B shows
thermogravimetric analysis (TGA) curve of PCB after FJH
(PCB-Flash) in air. The inset are photographs of PCB-Flash
and PCB after FJH and calcination (PCB-Flash-Calcina-
tion). FIG. 32C is a TGA curve of PCB. FIG. 32D shows
X-ray photoemission spectroscopy (XPS) of PCB, PCB-
Flash, and PCB-Flash-Calcination. FIG. 32E shows concen-
tration of precious metals in PCB after calcination (PCB-
Calcination). FIG. 32F shows improvement of leaching
yield by calcination. Y, and Y mean the recovery yield by
leaching PCB and PCB-Calcination, respectively.

[0110] FIGS. 33A-33F shows leaching efficiency
improvement of precious metals by the flash Joule heating
(FJH) process. FIG. 33A shows a schematic of the pressur-
ized setup for FJH. FIG. 33B shows gas flow simulation
under different pressure. The inner pressure (P,) during the
FJH was calculated to be ~5 atm. P,,,, of 0 atm, 1 atm, and
4 atm correspond to the FJH under vacuum, atmospheric
pressure, and 3 atm of positive pressure. FIG. 33C shows
concentration of precious metals and improvement of recov-
ery yield by FJH. FIG. 33D shows concentration of precious
metals and improvement of recovery yield by FJH and
calcination. FIG. 33E shows improvement of recovery yield
varied with FJH voltages under atmospheric pressure. FIG.
33F shows improvement of recovery yield varied with
pressure. For FIGS. 33E-33F, the recovery yields of Rh, Pd,
and Ag are calculated from PCB-Flash, and the recovery
yield of Au is calculated from PCB-Flash-Calcination.
[0111] FIGS. 34A-34E shows mechanism of the improve-
ment of leaching efficiency by flash Joule heating (FJH).
FIG. 34A shows a scheme of the laminated configuration of
several types of electronics. FIG. 34B is a scanning electron
microscopy (SEM) image of printed circuit board (PCB)
powders. FIG. 34C is a SEM image of PCB-Flash. FIG. 34D
is a SEM image of PCB-Flash-Calcination. FIG. 34E shows
the scheme of morphological and structure changes of PCB
during the FJH and calcination process.

[0112] FIGS. 35A-35F shows removal of heavy metals in
e-waste by flash Joule heating (FJH) process. FIG. 354
shows vapor pressure-temperature relationships of toxic
heavy metals and carbon. FIG. 35B shows concentrations of
toxic heavy metals in printed circuit board (PCB). FIG, 35C
shows concentrations of toxic heavy metals in PCB after
FJH. FIG. 35D shows removal efficiency and collection
yield of heavy metals. FIG. 35E shows concentration of Hg
in the residues after multiple FJH reactions. FIG. 35F shows
concentration of Cd in the residues after multiple FJH
reactions. The dashed lines in FIGS. 35E-35F represent the
starting contents and the approved World Health Organiza-
tion (WHO) level for safe limits of agricultural soils.
[0113] FIG. 36 is a chart showing the theoretical separa-
tion factors of the evaporartive separation process.

[0114] FIGS. 37A-37F show carbothermic reaction to
recovery metal from metal oxide. FIG. 37A is XRD pattern
of Al recovered from Al,O . FIG. 37B is XRD pattern of Fe

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US 2023/0374623 Al

recovered from Fe,0;. FIG. 37C is XRD of Cu recovered
from CuSO,. FIG. 37D is XRD of Ni recovered from
NiSO,,. FIG. 37E is XRD of Mn recovered from MnO). FIG.
37F is XRD of Pb recovered from PbNO,. This is as would
occur in bauxite residue (red mud).

[0115] FIG. 38 is a schematic of a flash Joule heating
pressure and gas collection system that can be used for
embodiments of the present invention.

[0116] FIGS. 39A-39D show scaling up of the flash Joule
heating (FJH) process. FIG. 39A is a photograph of treated
samples. the samples treated with the condition of m,=0.2 g,
V_=150 V, and C,=0.06 F (left), m,=2 g, V,=150 V, and
C\=0.6 F (middle), m,=4 g, V>=300 V, and C,=0.6 F (right)
FIGS. 39B-39D are realtime temperature curves for the
samples.

[0117] FIGS. 40A-40B are schemes of continuous flash
Joule heating (FJH) reactors.

[0118] FIGS. 41A-41C shows a FJH system used for fly
ash. FIG. 41A shows a electrical diagram of the FJH system.
FIGS. 41B-41C are photographs of FJH jigs to connect the
sample and the FJH system for, respectively, 200-mg and
2-g synthesis.

[0119] FIG. 42 is a photograph of CFA-C and CFA-F. The
scale bar is 4 cm.

[0120] FIGS. 434-43G show acid-extractable REE con-
tent in CFA. FIG. 43A is XRD patterns of CFA-F and
CFA-C. FIG. 43B is XPS full spectra of CFA-F and CFA-C.
FIG. 43C is concentration of total REEs in CFA-F and
CFA-C by HNO, leaching (15 M, 85° C.), HCI leaching (1
M, 85° C.), and total quantification. FIG. 43D is an SEM.
image of CFA-F (scale bar, 2 jum). FIG. 43E shows HCl-
extractable REE contents (1 M, 85° C.) and total quantifi-
cation of REE in CFA-F, and the recovery yield of REE.
FIG. 43F is an SEM image of CFA-C(scale bar, 5 jum). FIG.
43G shows HCl-extractable REE contents (1 M, 85° C.) and
total quantification of REE in CFA-C, and the recovery yield
of REE. (All error bars represent the standard deviation
where N=3).

[0121] FIGS. 44A4-44H show the improved recovery yield
of REE from CFA by electrothermal activation. FIG. 44A is
a scheme of the FJH of CFA. FIG. 44B is a current curve
with the condition of 120 V and 1 s. FIG. 44C shows
realtime temperature measurement.

[0122] FIG. 44D shows the relationship between HCl-
leachable REE contents (1 M, 85° C.) from CFA-F, increase
of recovery yield, and the FJH voltages. FIG. 44E shows
pH-dependent REE leachability from the CFA-F raw mate-
rials and activated CFA-F. FIG. 44F shows pH-dependent
leachability of REE from the CFA-C raw materials and
activated CFA-C. FIG. 44G shows HCl-leachable REE
contents (1 M, 85° C.) from activated CFA-F, and the
increase of recovery yield. FIG. 44H shows HCl-leachable
REE contents (1 M, 85° C.) from activated CFA-C, and the
increase of recovery yield. (Y, represents the REE recovery
yield by HCl leaching the CFA raw materials, and Y
represents the REF recovery yield by HCI leaching the
activated CFA. All error bars represent the standard devia-
tion where N=3).

[0123] FIG. 45 is a flow chart of REE recovery from
secondary wastes by electrothermal activation.

[0124] FIGS. 46A-46G show the mechanism of the
improved REE extractability by the electrothermal activa-
tion. FIG. 46A is XRD patterns of YPO, (bottom) with
reference PDF (YPO,, #11-0254), and YPO, after FJH (top)

Nov. 23, 2023

with reference PDF (Y,03, #43-0661). FIG. 46B is XRD
patterns of LaPO, (bottom) with reference PDF (LaPO,,
#35-0731), and LaPO, after FJH (top) with reference PDF
(La,O5, #05-0602). FIG. 46C is calculated dissolution
curves of Y,0,, YPO,, La,O,, and LaPO, with a mass of 1
g in 100 mL solution. is used to balance the charge. FIG.
46D is Ellingham diagram of carbon monoxide and REE
oxides. The vertical dash line denotes the temperature to
reduce Sc,O . FIG. 46E is XPS fine spectrum of Y,O, after
FJH. FIG. 46F is XPS fine spectrum of La,O, after FJH.
FIG. 46G is Gibbs free energy change of the REE oxides and
REE metals dissolution reactions.

[0125] FIGS. 47A-47C shows recovery of REE from BR.
FIG. 474 is a photograph of BR, (scale bar 5 cm). FIG. 47B
is XRD pattern of BR. FIG. 47C is acid-leachable REE
contents (0.5 M HNO,) from BR raw materials and the 120
V FJH activated BR, and the increase of recovery yield. (Yo
represents the REE recovery yield by acid leaching the raw
materials, and Y represents the REE recovery yield by acid
leaching the activated materials. All error bars represent the
standard deviation where N=3).

[0126] FIGS. 48A-48B show FJH voltage dependent REE
recovery yield from BR. FIG. 48A is acid-leachable content
of total REE (0.5 M HNO,) from BR, and the increase of
REE yield varied with FJH voltages. FIG. 48B is acid
leachable REE content (0.5 M HNO3), and the increase of
recovery yield at 120 V FJH. (Y, represents the REE
recovery yield by directly leaching the BR raw materials. Y
represents the REE recovery yield by leaching the activated
BR. The error bar denotes the standard deviation where
N-3).

[0127] FIGS. 49A-49C shows recovery of REE from
e-waste. FIG. 49A is a photograph of e-waste ground to
powders, scale barm 5 cm. FIG. 49B is XRD pattern of
e-waste. FIG. 49C is acid-leachable REE contents (1 M
HCl) from e-waste raw materials and the 50 V FJH activated
e-waste, and the increase of recovery yield. (Yq represents
the REE recovery yield by acid leaching the raw materials,
and Y represents the REE recovery yield by acid leaching
the activated materials. All error bars represent the standard
deviation where N=3).

[0128] FIGS. 50A-50B show improving the REEs recov-
ery yield from e-waste by FJH activation. FIG. 50A is
acid-leachable content of total REE (1 M HCI) from e-waste,
and the increase of REE recovery yield varied with the FJH
voltages. FIG. 50B is acid-leachable content of total REE (1
M HCl), and the increase of REE recovery yield at 50 V
FJH. (Yo represents the REE recovery yield by directly
leaching the e-waste raw materials. Y represents the REE
recovery yield by leaching the activated e-waste. The error
bars denote the standard deviation where N=3).

DETAILED DESCRIPTION,

[0129] The present invention relates to ultrafast flash Joule
heating synthesis methods, and more particularly, embodi-
ments of the present invention include ultrafast synthesis
methods to form carbides, ultrafast synthesis methods to
form corundum nanoparticles, ultrafast synthesis methods to
recover precious metals recovery from electronic waste
(e-waste), and ultrafast synthesis methods to recover metal
from ores, fly ash, and bauxite residue (red mud).

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US 2023/0374623 Al

Ultrafast Synthesis of Carbides

[0130] Synthesis Process

[0131] The present invention includes flashing Joule heat-
ing [see Luong 2020; Stanford 2020; Tour PCT ’000 Appli-
cation] for ultrafast processes to synthesize metal carbide
nanoparticles. Metal carbides were synthesized within sec-
onds, which is hundreds of time faster than previous meth-
ods [Gong 2016; Wan 2014; Ma 2015]. Accordingly, in
some embodiments, the present invention provides for phase
controlled synthesis of transition metal carbide nanocrystals
by ultra flash Joule heating.

[0132] Such solvent-free process based on flash Joule
heating, can provide for the ultrafast synthesis of coke-free
carbide nanocrystals within 1 s. A milliseconds current pulse
can pass through the precursors, which brings the sample to
ultrahigh temperature (>3000 K) and then it is rapidly
cooled to room temperature (>10* K s7!). Thirteen element
carbides can be synthesized, including interstitial TMCs of
TiC, ZrC, HIC, VC, NbC, TaC, Cr,C;, MoC, and W,C, and
covalent carbides of B,C and SiC, which provides for
excellent generality. Moreover, by controlling the FJH pulse
voltage, phase-pure molybdenum carbides including
B-Mo,C, and metastable @-MoC,., and 1-MoC,_, can be
selectively synthesized, showing the phase engineering abil-
ity of the synergistic electrical-thermal process. The phase-
dependent HER performance of molybdenum carbides was
also discovered; the B-Mo,C exhibited the best HER per-
formance (with an overpotential of -220 mV, Tafel slope of
68 mV dec", and good durability).

[0133] FIG. 1Ais a schematic of FJH synthesis of carbides
with various precursors. Route (i) 101 demonstrates the
ultrahigh temperature FJH process described herein in which
carbon black and metal oxides form metal carbides and
graphene. The graphene could be subsequently removed by
post-synthesis purification process (not shown). This can be
referred to as an inverse gas-solid reaction interface. Route
(ii) 102 demonstrates the traditional carburization process
which is called a solid-gas reaction interface.

[0134] Methods for ultrafast synthesizing of carbides can
include the following.

[0135] Select a reaction precursor (or precursors) and mix
with a conducting carbon additive, such as carbon black.
Alternatively, the conducting additive can be other carbon
sources (in addition or in the alternative of carbon black,
since these temperatures will convert any carbon source to
almost all carbon at these temperatures. The carbon black
could be substituted by graphene, flash graphene, coal,
anthracite, coke, metallurgical coke, calcined coke, activated
charcoal, biochar, natural gas carbon that had been stripped
of its hydrogen atoms, activated charcoal, shungite, plastic
waste, plastic waste-derived carbon char, food waste, food
waste-derived carbon char, biomass, biomass-derived car-
bon char, hydrocarbon gas, and mixtures therefrom. The use
of carbon black as described herein is representative of the
conducting additives that can be utilized in the present
invention. In certain embodiments of the present invention,
the ratio of precursor to conductive additive is in the range
between 1:2 to 15:1 by weight, and in further certain
embodiments, the ratio of precursor to conductive additive
is in the range between 1:2 to 2:1 by weight.

[0136] As shown in FIG. 1A, versatile precursors, includ-
ing elementary metals and metal components, such as metal
oxides, metal chlorides, and metal hydroxides can all be

Nov. 23, 2023

used as the precursor. Carbon black (or other conductive
additive) and metal precursor were mixed well by using
hand grind or ball milling.

[0137] Flash Joule heating the mixture of carbon black (or
other conductive additive) and metal precursors. As shown
in FIG. 1A, the mixture can be loaded into a quartz tube and
compressed to have a resistance of 0.5 to 20 ohm. Two
copper or graphite rods were put on both side as the
electrodes. High voltage ranging from 30 V to 150 V was
loaded by capacitor banks (this can also be done using AC,
which sometimes even has advantages). But the voltage will
be much higher, up to thousands of volts (and could exceed
10,000 amps), if the reaction scale is larger since as the scale
gets larger, the voltage (and current) must increase to induce
the same reaction temperature. For example if the reaction
scale is for kilograms or hundreds of kilograms of materials,
the voltage could be 10,000 volts, and even as high as
100,000 volts (and the current could be 10,000 amps,
andeven as high as 30,000 amps).

[0138] In an embodiment, a mixture of metal precursors
and commercial carbon black was slightly compressed
inside a quartz tube between two graphite electrodes (FIG.
1A). The widely applicable metal precursors could be
elemental metal (M), metal oxides (MO,), chlorides (MCI,),
and hydroxides (M(OH),), etc. The carbon black simulta-
neously worked as the carbon source for carbothermic
reduction and the conductive additive. The two electrodes
were connected to capacitor banks, which were firstly
charged by a power supply and then bring the precursors to
a high temperature by high voltage discharging. In a typical
FJH process with a voltage of 100 V and sample resistance
of 1Q, the current passing through the sample was recorded
to be ~100 A in ~50 ms discharge time (FIG. 1B).

[0139] A rapid light emission was observed during the
FJH process (see photos 110-112 in FIG. 1C). The tempera-
ture was measured by fitting the blackbody radiation spectra
of the sample (FIG. 1C). The highest temperatures obtained
at 80 V and 100 V FJH were estimated to be ~2700 K and
~3000 K, respectively (shown in curves 121-122 in FIG.
1D).

[0140] The cooling rate is ultrafast and on the order of 10*
K s“‘. The temperature distribution of the sample is simu-
lated by using a finite element method (FEM), which further
provides insight into the effects of FJH parameters on the
reachable temperature. It was found that higher temperature
values could be obtained by applying a larger FJH voltage
and suitable sample electrical conductivity. In contrast, the
higher thermal conductivity of the sample results in lower
temperature due to faster thermal dissipation. A temperature
map showed that the temperature distribution is uniform
throughout the whole sample, showing the homogeneous
heating feature of the FJH process.

[0141] FJH of the sample to such a high temperature
(~3000 K) volatilized most of the non-carbon components.
According to the temperature-vapor pressure relationships
(FIG. 1B), all of the representative metal precursors, includ-
ing elemental metal and metal oxides and chlorides, have
higher vapor pressure than carbon which sublimes at ~3900
K [Abrahamson 1974]. As a result, the metal precursors
were the volatile components, and the carbon source
remains solid during the reaction. In this case, metal pre-
cursor vapors reacted with the carbon to form the metal
carbides, which is referred to herein as the inverse gas-solid
reaction interface (FIG. 1A, route (i) 101). In contrast, in the

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US 2023/0374623 Al

traditional carburization process [Rosa 1983], a gaseous
hydrocarbon such as methane (CH,) is introduced to the
solid metal precursors. The carbon diffusion through the
solid-gas interface is usually fast and results in a coked
carbide surface due to the excessive supply of carbon
sources (FIG. 1A, route (ii) 102), which can passivate the
catalytic activity of the final products [Gong 2016].

[0142] Phase Controlled Synthesis of Molybdenum Car-
bide Nanocrystals

[0143] Molybdenum carbides attractive for catalysts [Yao
2017; Wan 2014; Li 2016; Ma 2015] were synthesized using
embodiments of the present invention. The phases of molyb-
denum carbides are complex due to their temperature-,
composition-, and vacancy-dependent stability [Hugosson
1999]. Different phases have distinct geometric and elec-
tronic structures [Politi 2103; Baek 2019], and the catalyti-
cally relevant phases are hexagonal §-Mo,C [Wan 2014; Ma
2015; Fan 2017], cubic a-MoC,. [Yao 2017; Baek 2019;
Song 2019], and hexagonal y-MoC ,_,** [Song 2019].
[0144] MoCl, was chosen as the precursor because of its
high vapor pressure (FIG. 18). It was found that three pure
phases of molybdenum carbides could be selectively syn-
thesized by adjusting FJH voltages (FIGS. 2A-2B). B-Mo,C
phase was produced under the voltage of 30 V according to
X-ray diffraction (XRD) (FIG. 2A, bottom); when the volt-
age was increased to 60 V, pure a-MoC,., phase was
obtained (FIG. 2A, middle); further increasing the voltage to
120 V led to n-MoC,., (FIG. 2A, top). Note that the
diffraction peak at ~26° (show by the star) was attributed to
the graphene support.

Nov. 23, 2023

to the coexistence of Mo—Mo and Mo—C bonds in molyb-
denum carbides [Wan 2014]. Mo** and Mo®* were assigned
to MoO, and MoO,, respectively, due to the surface oxida-
tion of molybdenum carbides when exposed to air [Wan
2014; Ma 2015]. Quantitative analysis of the ratios of Mo
chemical states showed the high oxidation states (Mo** and
Mo) in y-MoC,., are larger than those in B-Mo,C and
a-MoC,.,, indicating that B-Mo,C is the most oxidation
resistant phase followed by a-MoC, ..

[0147] Morphology characterization by scanning electron
microscopy (SEM) shows the fine powder feature of all
three carbide phases. The energy dispersive spectroscopy
(EDS) mapping images showed a uniform distribution of
Mo and C.

[0148] Transmission electron microscopy (TEM) and
XRD were used to characterize the size and crystallinity of
the molybdenum carbides. The particle sizes of the molyb-
denum carbide phases were determined by the FRI voltages.
The B-Mo,C synthesized at the lowest voltage has the
largest average size of ~26.4 nm, followed by a-MoC,_,
(~21.2 nm) and y-MoC,_, (size of ~20.1 nm). The smaller
particle size obtained under higher voltage could be attrib-
uted to the faster nucleation kinetics at higher temperature
[Jang 1995].

[0149] The particle size values measured by TEM match
well with the crystal size determined by XRD using the
Halder-Wagner method (see TABLE 1), indicating that the
single-crystal feature of the synthesized carbide particles.

TABLE I

Parameters For Carbide Synthesis

Crystal
Mass Molar Mass Resistance Voltage Time size
Precursors. Ratios. ratios. (mg) (Q) (V) ims) Product (am)
Ti:CB Id 14 50.0 2 120 300 TiC 30.7
Z(OWgCB Ad 3 51.2 4 120. 300 Zc 40.6
Hf0,:CB Td 118483 2 100-300 HC 30.8
VO,:CB id 14 49.0 3 120. 500 VC 26.6
NbCIs:CB dd 1:23 30.3 2 120 300 NbC 24.1
TaCl;:CB dit 130 30.2 2 120 300 Tac 28.7
CricB 41 dd S12 4 120 500 Cr,C, 14.6
MoCls:CB I INT 50.3 2 30 1000 f-Mo3C 22.3
MoCl3:CB dl 11T 48.6 1 60 1000 @-MoCl,, 17.6
MoCl3:CB dd 17 49.7 1 120 500 m-MoCy_, V4
WO3:CB dt 119 48.7 2 100 1000 W,C 25.1
B:CB 120 Il 276 3 120 300 B,C
Si0,:CB 41 1125 53.2 10 150 300 SiC

[0145] The phase transformation from hexagonal §-Mo,C
to cubic o-MoC,., and then to hexagonal n-MoC,.. is a
newly found topotactic transition pathway, which is distinct
from the previous report [Wan 2019], where the a-MoC,
was transformed to B-Mo,C after a ~24 h annealing at 850°
C,, and y-MoC,., was only stabilized by using a Nil,
additive at an higher temperature.

[0146] To investigate the electronic structures, X-ray pho-
toelectron spectroscopy (XPS) spectra of the Mo 3d core
level was collected (FIG. 2C). Mo 3d spectra were split into
3d,,. and 3d.,. peaks. The peak fitting shows four chemical
states of Mo in molybdenum carbides, including Mo°, Mo**,
Mo**, and Mo®*, The dominant Mo° peak and the smaller
peak of Mo** are attributed to the molybdenum carbide due

[0150] The typical bright-field TEM (BF-TEM) image of
a B-Mo,C nanocrystal showed the regular hexagonal nano-
plate (depicted by hexagon 201) with a lateral size of ~20
um supported on carbon (FIG. 2D). The high-resolution
TEM (HRTEM) image shows the lattice fringes (FIG. 2E,
top), where the 0.26 nm interplanar spacing (d) corresponds
to the (300) plane of (6-Mo,C. According to the atomic-
resolution image and corresponding fast Fourier transform
(FFT) pattern (FIG. 2E, bottom), the nanoplate orientation
was assigned to be B-Mo,C(001). The high-angle annular
dark-field (HAADF) scanning transmission electron micros-
copy (STEM) image and EDS elemental maps under STEM.
mode reveal the uniform spatial distribution of Mo, C, and
O (FIG. 2F). Note that the O is attributed to the surface
contamination, consistent with the XPS results (FIG. 2C).

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The HRTEM image and corresponding FFT pattern of
a-MoC,... (FIG. 2G) and n-MoC,... (FIG. 2H) were also
obtained with the orientation of a-MoC,..(110) and
1-MoC, (116) for the specific samples. Nevertheless, no
preferred orientation was observed for these carbide nanoc-
rystals according to XRD results (FIG, 2A).

[0151] Phase Transformation Process Of Molybdenum
Carbides

[0152] To explain the voltage-dependent phase formation,
the current passing through the samples and the temperature
under different FJH voltages were firstly recorded. A higher
voltage leads to higher temperatures and energy inputs. The
maximum temperatures at FJH voltages of 30 V, 60 V, and
120 V were measured to be 839 K, 1468 K, and 3242 K,
respectively.

[0153] The formation energies of -Mo,C, a-MoC, ,, and
y-MoC,.,. varied with carbon content were calculated by
first principles density functional theory (DFT) (FIG. 3A,
curves 301-303, respectively). It was found that the B-Mo,C
phase is the most stable phase with the lowest formation
energy; hence, B-Mo,C forms at a relatively low voltage and
temperature (point 301).

[0154] In contrast, the a-MoC,., and y-MoC,, were
metastable phases [Hugosson 1999] and were formed and
stabilized at a higher temperature according to the Mo—C
phase diagram. The a-MoC  , (x=!) structure has a slightly
higher formation energy and the same stoichiometric com-
position with B-Mo,C (FIG. 3B). Hence, the topotactic
transition from B-Mo,C to a-MoC,_, is expected when the
carbon content is slightly increased (see line 304, which line
denotes the projected phase transformation pathway). As
more carbon is incorporated into the Mo—C system, the
a-MoC,... formation energy continuously increases (curve
302), and the energy curve intersects with that of y-MoC,.,
(curve 303).

[0155] The 7-MoC,_, phase becomes the relatively stable
phase near x=% (FIG. 3B), and continues to be the stable
phase up to higher carbon contents. This result showed that
the carbon vacancy dominated the energy landscape of the
Mo—C system, and served as the driving factor for the
topotactic transition pathway from B-Mo,C to a-MoC,_, and
then to y-MoC,_, phase.

[0156] The FJH process with broadly tunable energy input
permits the access of the metastable phases with higher
formation energy than the thermodynamically stable phase;
then, the ultrafast cooling rate of the FJH process (>10* K
s”') helps to kinetically retain the metastable phases, includ-
ing a-MoC,_, and 7-MoC,_, phases, to room temperature.
As a control, at the same temperature when metastable
a-MoC, . phase was produced by FJH, the synthesis using
a conventional tube furnace with its slow cooling rate of ~10
K min" only produced the thermodynamically stable
B-Mo,C phase. This explicitly showed the role of the
ultrafast cooling rate of the FJH process in kinetically
accessing the metastable phases.

[0157] Phase Dependent HER Performance Of Molybde-
num Carbides

[0158] The side-by-side electrochemical comparison of
the three phases of molybdenum carbide reveal the effect of
the phase control on their individual intrinsic characteristics
and catalytic behaviors. To demonstrate their catalytic prop-
erties, the HER performances of the three molybdenum
carbide phases were measured in 0.5 M H,SO, using a
standard three-electrode configuration. Linear scan voltam-

Nov. 23, 2023

mogram (LSV) curves of the different electrocatalysts as
well as the Pt/C benchmark are shown in FIG. 4A (with
curves 401-405 for Pt/C, B-Mo,C, a-MoC,.,, 1-MoC,.,.,
and flash graphene (FG). The flash graphene (FG) obtained
from FJH of carbon black was used as a control and showed
negligible HER activity. [Luong 2020].

[0159] The phase-dependent HER activity of molybde-
num carbides was observed. The overpotential (n) vs a
reversible hydrogen electrode (RHE) at geometric current
densities of 10 mA cm™ for B-Mo,C, a-MoC,.,, and
-MoC, . were ~220 mV, ~310 mV, and ~510 mY, respec-
tively (FIG. 4A). The Tafel slopes (b) for B-Mo3C, a-MoC,.
x, and 7-MoC,., were calculated to be 68 mV dec~', 84 mV
dec’, and 113 mV dec", respectively (curves 411-413 of
FIG. 4B), showing the phase-dependent HER reaction kinet-
Ics.

[0160] The fast electrode kinetics of B-Mo,C phase is
reflected in the small charge transfer resistance of ~60Q at
the potential of -0.5 V vs RHE according to the electro-
chemical impedance measurement. (See FIG. 4C with
curves 421-423 showing alternating current (AC) imped-
ance of B-Mo,C, a-MoC,.,, and 7-MoC,.,, respectively.)
[0161] The durability of the three molybdenum carbides
phases was evaluated by sweeping the electrocatalysts for
1000 cycles using the cyclic voltammetry method. The LSV
curves of the 1° and 1000th cycle (curves 431-432, respec-
tively) for the three phases of molybdenum carbides are
shown in FIG. 4D. No obvious current degradation was
observed for all three phases, and the overpotential at 10 mA
cm”? declined little (graph 433), demonstrating the excellent
long-term stability.

[0162] DFT calculations were conducted to elucidate the
phase dependent HER performance. The Gibbs free energy
of hydrogen adsorption (AG;,) has been a descriptor in the
selection of HER electrocatalysts [Mavrikakis 2006], and
optimal catalysts have AG, near 0 eV according to the
Sabatier principle [Greenley 2006]. The AG,, of B-Mo,C
(001), a-MoC,_,(110), and n-MoC, ,(001) were calculated
to be 0.48 eV, 0.71 eV, and 1.09 eV, respectively (FIG. 4E).
These results show that B-Mo,C and o-MoC ,., have smaller
hydrogen adsorption energies than y-MoC,_,, consistent
with previous reports. [Fan 2017; Matanovic 2018]. Other
than AG,,, the electronic structures provide valuable insights
into the metallic character of carbide phases. [Politi 2013].
[0163] FIG. 4F illustrates the partial density of states
(DOS) of Mo and C in molybdenum carbides. The DOS of
B-Mo,C near the Fermi level is substantially larger than
those of a-MoC,_, and y-MoC, ,. The higher Mo content in
B-Mo,C results in a higher carrier density and enhanced
metallicity, which is beneficial for the charge transfer during
electrochemical reactions (FIG. 4C). The larger surface area
of B-Mo,C in comparison to the other two phases as
measured by the Brunaver-Emmett-Teller (BET) method
also contributes to the larger current density. The observed
best HER performance of B-Mo,C was a collective effect of
the relatively small hydrogen adsorption energy, enhanced
metallic character, and high surface area. In addition, the
flash graphene support provided a conductive pathway and
prevented the carbide nanocrystals aggregating, which was
beneficial for improving the HER performance [Li 2019].
[0164] Generalized Strategy For Carbide Nanocrystals
Synthesis

[0165] Because of the ultrahigh available temperature by
the FJH process, various TMCs are readily synthesized

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regardless of the availability of metal precursors with high
vapor pressure. A series of carbide nanocrystals from tran-
sition groups IVB, VB, and VIB were successfully synthe-
sized (FIGS. 5A-5D). The uniform temperature distribution
permits the phase-pure synthesis throughout the whole
sample. (The peak at ~26° (star) for all the samples is
attributed to graphene support).

[0166] According to the Ellingham diagram, the reduction
temperatures of the metal oxides were calculated, which
serve as reference values to evaluate carbide formation since
the reaction of metal with carbon is exothermic (FIG. 5A).
The ultrahigh temperature (~3000 K) of the FJH process
makes it possible for the reduction of all the listed oxides to
elemental metals, including the most challenging HfO, at
temperature up to ~2510 K. Nearly all the low-cost metal or
metal compounds, including oxides, hydroxides, and chlo-
rides, could be used as precursors, making FJH a promising
low-cost production method when compared to previous
methods that rely on the availability of volatile compounds.
[Kolel-Veetil 2005; Wolden 2011; Pol 2009].

[0167] Group IVB carbides only have the stable rock salt
crystal structure, including TiC, ZrC, and HfC, which were
readily synthesized (FIG. 5B). The particle sizes of the TiC,
ZrC, and HfC were measured to be ~30.4 nm, ~38.6 nm, and
~30.6 nm, respectively. These values matched well with the
crystalline sizes determined by XRD (see TABLE I, above),
demonstrating that the as-synthesized carbide nanoparticles
are mostly single-crystal. For group VB carbides, the com-
peting M,C (M=V, Nb, and Ta) phase could exist at a lower
C content. [Hugosson 1999]. Nevertheless, by using a large
molar ratio of C/M, synthesized the pure phases of VC, NbC,
and TaC nanocrystals were successfully synthesized with the
cubic structure and particle sizes ranging from ~20 to ~30
nm (FIG. 5C). In contrast, the phases of group VIB carbide
(Cr, Mo, and W) are much more complex. [Hugosson 2001].
Here, the orthorhombic Cr,C, phase and hexagonal WC
phase were synthesized with particle sizes of ~14.2 nm and
~18.7 nm, respectively (FIG. 5D). W,C is not thermody-
namically favored over the WC phase below 1250° C.
according to the W—C phase diagram. [Kurlov 2006]. The
successful synthesis of the metastable W,C is attributed to
the high energy input and ultrafast cooling rate of the
ultrafast electrical thermal reaction, once again demonstrat-
ing the excellent phase engineering ability of the FJH
process. Apart from the TMCs, the covalent carbides of B,C
and SiC were synthesized, demonstrating the generality of
the FJH process.

[0168] System and Synthesis Process

[0169] Accordingly, for the synthesis of metal carbides,
the present invention provides, among other things, (i) an
ultrafast synthesis that is thousands of times faster than
previous reported methods; (ii) the phase control ability,
which is hard to realize by other methods; (iii) the generality,
as demonstrated by the synthesis of up to 13 carbides, which
is impossible by any other methods.

[0170] The metal carbides resulting from the present
invention, especially molybdenum carbides and tungsten
carbides, can be utilized as electrocatalysts, such as for
hydrogen evolution, which is critical for the application of
fuel cells in clean energy. Moreover, the nanoscale carbides
are important precursors for the fabrication of high-perfor-
mance carbide ceramics.

[0171] An exemplary system and process used included
the electrical circuit diagram and setup of the FJH system are

Nov. 23, 2023

shown in FIGS. 6A-6B. (Additional details of the electrical
components could be found in Luong 2020). A capacitor
bank with a total capacitance of 60 mF was used as the
power supply. The metal precursors and carbon black with
specific weight ratios (TABLE I) were mixed by grinding
using a mortar and pestle. The reactants (~S0 mg) were
loaded into a quartz tube with an inner diameter (ID) of 4
mm and outside diameter (OD) of 8 mm. When scaling up
the process, a quartz tube with ID of 8 mm and OD of 12 mm
was used for the ~200 mg sample, and a quartz tube with ID
of 16 mm and OD of 20 mm was used for the ~1 g sample.
Further scaling up the mass to kilogram scale will need
containers that need no be quartz. Graphite rods were used
as the electrodes in both ends of the quartz tube. The
electrodes were loosely fitting in the quart tube to permit
outgassing. The resistance was controlled by the compres-
sion force of the electrodes across the sample. The tube was
then loaded on the reaction stage (FIG. 6C). The reaction
stage was loaded into a sealed reaction chamber which was
evacuated to a mild vacuum (~10 mm Hg) to accommodate
degassing and avoid sample oxidation (FIG. 6D). The reac-
tion stage was then connected to the FJH system.

[0172] The capacitor bank was charged by a direct current
(DC) supply that can reach voltages up to 400 V. A relay with
programmable ms-level delay time was used to control the
discharge time. The charging, flash Joule heating, and dis-
charging were automatically controlled by using the
National Instruments Multifunction 1/0 (NI USB-6009)
combined with a customized LabView program. After the
FJH reaction, the apparatus rapidly cooled on its own to
room temperature. Before removing the sample, make sure
that the capacitor bank is fully discharged. The detailed
conditions for the synthesis of various carbides are listed in
TABLE I.

[0173] Features and Applications

[0174] In embodiments, the as-synthesized carbide nanoc-
rystals were supported on flash graphene. The necessity of
separation of graphene and carbides depends on the further
application. For the application of nanocrystalline carbides
in electrocatalysts, the graphene support is beneficial for
improving the performance by providing conduction and
preventing particle aggregation. For another major applica-
tion of nanocrystalline carbides as precursors for ultra-
strong ceramics, the removal of excess carbon is necessary.

[0175] It was realized that the efficient purification of the
carbides by post-synthesis processes, including the simple
calcination in air for SiC, the Ca metal etching [Dyjak 2013]
for TiC, ZrC, H#C, VC, NbC, TaC, Cr;C;, B-Mo,C, and
W.C; and the density-in-liquid purification procedure for
metastable molybdenum carbides, a-MoC,_, and n-MoC,_,.
In addition, the greatly improved purity of B,C was shown
by using controlled feeding during the synthesis.

[0176] Due to the ultrafast heating/cooling rate, the direct
sampling heating feature, and the short reaction duration
within 1 s, the FJH process for carbide synthesis is highly
energy efficient compared to traditional furnace heating
where large amounts of energy are used to maintain the
temperature of the chamber. The carbide nanocrystals were
synthesized at only 2.2 to 8.6 kJ g~' in electrical energy. The
FJH synthesis possesses excellent scalability, that a constant
temperature value and uniformity on different mass scales
could be obtained by adjusting the discharging voltage
and/or the capacitance.

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[0177] The synthesis of carbide nanocrystals up to gram
scale was demonstrated by increasing the FJH voltage. The
FJH process can be extended to the synthesis of carbide
alloys [Sacker 2018], heteroatom-decorated carbides, [Song
2019], and phase engineering of metastable carbides, [Dem-
etriou 2002], which provides a powerful technique for
carbide production.

[0178] The controlled synthesis of metastable phases is
challenging in the synthesis of inorganic materials [Chen
2020]. The FJH process provides broadly tunable energy
input that can exceed 3000 K coupled with kinetically
controlled ultrafast cooling rate (>10* K s“1). Hence, the
FJH process provide access to many non-equilibrium phases
and subsequently retain it at room temperature, thus serving
as a potential tool for engineering the metastable phases of
various materials, such as metal nanomaterials [Chen 2020],
layered oxides [Bianchini 2020], metal nitrides [Sun W
2017], and two-dimensional materials. Ultrafast Synthesis
of Corundum Nanoparticles

[0179] The present invention further includes flashing
Joule heating [see Luong 2020; Stanford 2020; Tour PCT
”000 Application] for ultrafast processes to synthesize metal
corundum nanoparticles, i.e., ultrafast phase transformation
from y-Al,0, (as well as y-AIOOH) to a-Al,O, by a flash
Joule heating method. Briefly, carbon black (or other carbon
additive, such as discussed above) was mixed with y-Al,O3
(or y-AIOOH) nanoparticles, which then is subjected to flash
Joule heating. The phase transformation is ultrafast within 1
s, thousands of times faster than other start-of-art methods.
[0180] Embodiments of the present invention thus include
a Joule heating process based on pulsed direct current (PDC)
to complete the phase transformation from y- to a-Al,O, at
a significantly reduced average bulk temperature and reac-
tion duration (~573 K, <1 s). The rapid transformation can
be enabled by the resistive hotspot-induced local heating in
the PDC process when an appropriate volume fraction ratio
of y-Al,O, precursors and carbon black conductive additives
are used. The pulsed and local heating mitigates the agglom-
eration, leading to the synthesis of a-Al,O;NPs with aver-
age particle size of ~23 nm and surface area ~65 m? g-!. Ab
initio calculations reveal that the topotactic phase transfor-
mation process (from y- to 8'- to a-Al,O,) is determined by
the surface energy difference of the three phases. A particle
size of ~21 nm was achieved that is the thermodynamic limit
for the synthesis of dehydrated a-Al,O; NPs with the
8-Al,0, as the intermediate phase by a thermal process.
[0181] Further, based on the Joule heating technique, an
alternating current sintering (ACS) process has been devel-
oped that shows the ultrafast and pressureless sintering of
these a-Al,O,NPs into alumina ceramics with nanoscale
grain size and improved strength and hardness.

[0182] A calcination process was also developed to totally
remove the carbon black or formed flash graphene, and pure
phased a.-Al,O, was obtained. In embodiments, the synthe-
sized c-Al,0; was shown to have a surface area up to 65
m?/g, that means that these materials are usefulin the appli-
cations of catalyst support and high-strength ceramics.
[0183] Phase Transformation Synthesis

[0184] Methods for ultrafast synthesizing of corundum
nanoparticles (i.¢., the transformation from y-Al,O, (as well
as y-AlOOH) to a-Al,O, can include the following.

[0185] Since the y-Al,O,NPs precursors are electrically
insulative, commercial carbon black (CB) was used in
embodiments as the conductive additive. For instance, the

Nov. 23, 2023

mixture of y-Al,0,NPs and CB were compressed inside a
quartz tube between two graphite electrodes. See FIG. 7
(showing the PDC apparatus 701 and the resistive hotspots
702 around and at the gap of the insulative y-Al,O,NPs with
the arrows depict the electric current lines) and FIG. 134
(with aluminum electrolytic capacitors (450 V, 13 mF)
having total capacitance of 0.624 F used for charging),
[0186] The CB also works as separators to avoid the
agglomeration of Al,O,NPs during heating. The resistance
was controlled by the compressive force on the two elec-
trodes, which is shown in TABLE IL.

TABLE II

Parameters for PDC Joule Heatin;

Tnitial Dura- Final

Mass Mass Rs Vo V; tion Mass

Precursors Ratio (mg) (Q)(V) «(V) (ms) (mg)
y-Al,O3:CB Ld 150.0 135 60 9 800 132 mg
y-Al,O3:CB 2 150.0 2 60 35 800 128 mg
y-Al,O3:CB 3 150.0 4 60 38 «©6800 140 mg
y-Al,O3:CB 41 150.0 8 60 42 800 135 mg
yAl03:CB Si 150.0 20 60 50800146 mg,
yeAL05:CB 4:1 150.0 8 60 55 300 132mg
yeAL05:CB 4:1 150.0 8 60 52 400 135mg
yeALO5:CB 4:1 150.0 8 60 40 500 130mg
yrAL0,:CB 41 1500 8 60 42 800 135mg
cB — 150.0 08 60 12 500 122mg

Note:
Vir the start voltage, Vy: the voltage after Joule heating.

[0187] The electrodes were connected to a capacitor bank
with capacitance of C=0.624 F and charging voltage up to
V,=500 V. The discharge circuit was a series resistor-
inductor-capacitor circuit with the characteristic time of
t=0.1 ms, which permitted the PDC with frequency of
£1000 Hz. FIG. 13B shows a pulsed voltage generation that
can be used in the system to generate the PDC, with the
frequency 1000 Hz, and the ON state is set to be 20%, which
gives a 0.2 ms voltage pulse.

[0188] Joule heating affects the entire electric conductor;
for a homogeneous conductor, the current density is uniform
so the Ohmic dissipation enables the homogeneous tempera-
ture distribution throughout the sample. [Johnson 2011].
However, when an electrical field is applied to an inhomo-
geneous medium, as in the composite of conductive CB and
insulative Al,O,, the current and powder densities have
strong spatial variation. [Soderberg 1987]. The power dis-
sipation is substantially larger than the neighboring regions
at some regions, which are termed resistive hotspots 702
(illustrated in FIG. 7A). Even though the average bulk
temperature is low, the hotspots permit local heating and
trigger the transformation that happens at a much higher
temperature.

[0189] By using this effect, the phase transformation from
y-Al,O, to a-Al,O,; accompanied by the intermediate
t-phase of 8'-Al,O, at an average bulk temperature of ~573
K in <1 s was realized. See pulsed direct current method 814
shown in FIG. 8. As shown in FIG. 8, this pulsed direct
current method 814 is compared to the representative phase
transformation methods reported in the literature, namely
flame spray pyrolysis method 811 [Laine 2006], furnace
annealing method 812 [Steiner 1971], and high energy ball
milling method 813 [Amrute 2019].

[0190] The liquid-feed flame spray pyrolysis method 811
produced a-Al,O, at temperatures near 1873 K; however,

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the kinetically controlled process may render it difficult to
access the pure phase (80-85% purity of a-phase). [Laine
2006]. Traditional heating methods that supply heat through
the sample boundary, such as furnace annealing method 812,
require an extended period to permit uniform heating: hence
1473 K and 10 to 20 h was necessary to complete the phase
conversion. [Steiner 1971]. Other room-temperature non-
equilibrium processes, such as high-energy ball milling
method 813, have been reported to form o-A1,O,. [Amrute
2019]. Nevertheless, the y-Al,O, could agglomerate, which
leads to loss of surface area during the extended time and
high-energy collisions. [Zielinski 1993; Chauruka 2015].
[0191] The detailed phase transformation process of
y-Al,O, was investigated by the PDC approach. See FIGS.
9-11. (In FIG. 9, the marks represent y-Al,O (Ml), 5'-Al,O5
(A), o-AL,O, (@), and y-AIOOH (0); the precursor was
y-Al,0, with slight y-AIOOH phase (crystal system: mono-
clinic; space group: P21/n; PDF No. 07-0324); and the 0.8
s treated sample was calcined). Commercial y-Al,O,NPs
with particle size of ~10 nm and surface area of ~156 m? g7*
were used as the precursors. A small ratio of y-AIOOH phase
appeared in the precursors (FIG. 9, 0 s). The mass ratio of
y-Al,0,NPs and CB was 4 to 1, which gave a sample
resistance of ~8Q (TABLE II). A discharging voltage of 60
V was applied with different discharging times controlled by
arelay. The X-ray diffraction (XRD) patterns of the products
with different PDC on-state time are shown in FIG. 9. As the
discharging time increased, the y-AIOOH first disappeared
at 0.3 s; then, the y-Al,O, was transferred to 8'- and a-Al,0,
phase at 0.4 to 0.5 s; last, the intermediate 8'-Al,O, phase
was fully converted to a-Al,O, phase after 0.8 s of discharge
(FIG. 11 with curves 1121-1123 for y-Al,O,, 8'-Al,03, and
a-Al,O5, respectively). The orthorhombic 5'-Al,O, was
observed as the single intermediate phase (FIG. 10), which
is distinct from other thermal processes where 6- and
6-Al,O, usually appear before the final a-Al,O, phase (FIG.
8). [Steiner 1998; Levin 1998; Lamouri 2017].

[0192] Unlike previous report [Luong 2020] on the syn-
thesis of graphene by the high-voltage flash Joule heating at
a high temperature of ~3000 K, the 60 V PDC did not
provide enough energy to graphitize the CB. FIG. 13C (with
no observation of the 2D peaks for the product after Joule
heating at 60 V). As a result, the CB could be easily removed
by heating in air, according to thermal gravimetric analysis
(TGA). Here, the as-synthesized mixture of a-Al,O,NPs
and CB was calcined in air at 700° C. for 1 h to purify the
product. The X-ray photoemission spectrum (XPS) of the
a-Al,O, product after calcination showed very minor car-
bon signal, which could be caused by the carbon adsorption
in alr.

[0193] Raman spectra are sensitive to even a monolayer of
carbon [Wang 2008]; intriguingly, no characteristic Raman
bands of carbon were detected after calcination at 700° C.
(FIG. 12 with curves 1224-1226 for 700° C. calcination,
650° C, calcination, and CB/AI,O , respectively), demon-
strating the efficient removal of carbon. As a control, it was
determined that the calcination process itself does not trigger
the phase transformation and has negligible effect on the
coarsening or aggregation of the y-Al,O, phase.

[0194] Characterization of the Corundum Nanoparticles
[0195] The o-Al,O;NPs derived by PDC followed by
mild calcination were further characterized in detail. Bright
field transmission electron microscopy (BF-TEM) images
showed the well-dispersed particles. See FIG. 14A. High

Nov. 23, 2023

resolution TEM (HRTEM) showed the high degree of crys-
tallinity of the a-Al,O,NPs. See FIG. 14B. The interplanar
spacing values of ~2.57 A and ~2.09 A correspond to the
d(104) and d(113) of a-Al,O,, respectively. It was observed
that some a-Al,O,NPs with surface roughness features at a
few nm, which is similar to the particle size of the y-Al1,0,
precursors. This revealed that the rapid PDC process triggers
the phase transformation while no significant agglomeration
of the NPs occurs. The TEM images show that the particle
size ranged from 14 to 36 nm, with an average particle size
of 25.4 nm and standard derivation (c) of 5.8 nm. See FIG.
14C.
[0196] Brunauer-Emmett-Teller (BET) measurement
showed that the surface area of the o-Al,O,NPs is ~65 m?
g'. See inset 1401 of FIG. 14D (which inset shows N,
adsorption-desorption isotherms of a-Al,O,NPs at 77 K).
The average particle size (D) is estimated to be ~23 nm by
gq (1):
D=6ipS)

where p is the density of a-Al,O, (3.96 g em™>) and S is the
specific surface area [Karagdov 1999].

[0197] The pore size determined from the N, adsorption-
desorption isotherm using the density functional theory
(DFT) model indicates the distribution with high probability
at 3 to 10 nm. See FIG. 14D. The observed surface area was
attributed to the nanoscale grain size, as well as to the pores
and surface roughness features within the NPs. The crystal-
line size of the a-Al,O;NPs was estimated to be ~22 nm
based on the Halder-Wagner method. The crystalline size
(~22 nm) agrees well with the particle size measured from
TEM statistics (~25 nm) and BET estimation (~23 nm),
demonstrating the single-crystal feature of the NPs.

[0198] Unlike the starting y-Al,O,NPs that had hydrated
surfaces, the synthesized a-Al,O,NPs surfaces were highly
dehydrated because of the thermal process. FIG. 14E, with
curves 1411-1412 showing a-Al,O, product and y-Al,0,
precursor, respectively (and the black arrow 1413 pointing
to the hydroxyl group absorbance).

[0199] The XPS fine spectra showed the dominate 0?
peak at a binding energy of ~531.2 eV and single Al** peak
at a binding energy of ~74.0 eV from the a-Al,O,NPs. See
FIG. 14F. This demonstrated that the ultrafast PDC process
did not result in obvious oxygen deficiencies or the carbo-
thermic reduction of Al,O, even with the existence of CB,
presumably due to the high reduction potential of Al*. No
other peaks were detected in the XPS full spectrum, indi-
cating the high-purity synthesis ability of the electric ther-
mal process. This makes it superior to the solvent-based
methods including ball milling [Amrute 2019] or co-pre-
cipitation [Guo 2016], which suffer from lengthy purifica-
tion processes and chemical contaminants.

[0200] Resistive Hotspot Effect

[0201] The composition of the inhomogeneous media can
be important for local power dissipation during the PDC
process. To quantitatively show the effect of the composition
on the phase transformation, a series of precursors with
different mass ratio of y-Al,O, and CB were treated by PDC
under the same voltage and time. FIG. 15A (with marks:
y-AL,O, (MD, 8'-A1,0, (4), and a-Al,0, (@), and numbers
being the mass ratio of y-Al,O, to CB); TABLE II. Accord-
ing to the densities of y-Al,O, and CB, the volume fractions
(f) of y-Al,O, were obtained (shown in TABLE III), and the
phase mass ratios varied with f(y-Al,O,) after the PDC

Eq. (1)

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US 2023/0374623 Al

process were calculated. FIG. 15B (showing curves 1501-
1502 for o-Al,0; and §'-Al,05, respectively).

TABLE II

Volume fraction of y-AlL,O-

Mass ratio Mass ratio of CB f(7-A1,03)
YAL,05:CB = 1:1 0.50 0.42
PAI,05:CB 0.33 0.59
PAL,05:CB 0.25 0.67
Al,03:CB 0.20 0.73
YAl,03:CB = 5:1 0.17 0.78

[0202] The phase transformation degree was increased as
the f(y-Al,O,) increased from 0.41 to 0.73; the phase-pure
a-Al,O, was obtained at f(y-Al,03) ~0.73. Further increase
in the f(y-Al,0,) to >0.78 led to no phase transformation.
[0203] To explain the f(y-Al,O,)-dependent phase trans-
formation, the electrical conductivity and temperature were
measured. The conductivities were determined based on the
measured resistance (R) and the feature size of the samples.
TABLE II; FIG. 15C (with curves 1503-1504 for conduc-
tivity and temperature, respectively, versus f(y-Al,0;). The
conductivity was inversely proportional to f(y-Al,O3) (curve
1504 in FIG. 15C), which was reasonable since y-Al,O; is
electrically insulative. The real-time temperature was mea-
sured using an infrared (IR) thermometer. The average bulk
temperature was decreased with the increase of f(y-Al,0,)
(curve 1503 in FIG. 15C). This could be explained by the
power (P) equation of Joule heating by Eq. (2):

Eq. (2)

P= =o

>|

where V is the voltage, and o is the conductivity of the
sample.

[0204] Since the start voltages were fixed to V,=60 V, the
power was proportional to the conductivity of the sample.
Intriguingly, the phase pure &-Al,O3NPs were obtained at a
low average bulk temperature of ~573 K with f(y-Al,03)
~0.73. FIG. 15C.

[0205] Such a low temperature was not supposed to trigger
the phase transformation from y- to o-Al,O; with a high
activation energy of ~485 kJ mol. [Steinr 1971]. More-
over, the higher phase transformation degree at a lower
temperature is counterintuitive. FIG. 15C.

[0206] To explain the phenomenon, a numerical simula-
tion was conducted based on the finite element method
(FEM) on the current density distribution of the y-Al,03/CB
composite during PDC process. As shown in FIGS. 15D-
15F, the current density is inhomogeneous in the composite
of ¥-Al,O, and CB; the current densities at the regions of
vertical gaps between YAI,O3NPs are larger than the bulk
regions. (In FIGS. 15D-15F, the balls are y-Al,O, and the
continuous phase is CB, with the vertical side bars showing
the current density values). The gaps become narrower as
the f(y-Al,O ) increased, leading to significantly large cur-
rent densities in those regions. Considering that the resis-
tivity (R) of the conductive CB phase is constant, the heat
(Q) per volume produced by PDC is proportional to the
square of the current density (j) by Eq. (3):

Qej?R Eq. (3)

Nov. 23, 2023
14

[0207] The large thermal dissipation in the regions with
high current densities leads to the hotspots near Y-Al,0;NPs
with much higher temperature than the bulk regions, which
triggers the phase transformation. A shown in FIG. 16, the
quantitative analysis of the current densities revealed a
decreased bulk temperature (curve 1601) but an increased
hotspot temperature (curve 1602) as the f(y-Al,O,)
increased, which agreed well with the temperature measure-
ment shown in FIG. 15C.

[0208] Topotactic Transition Pathway

[0209] To provide deeper insight into the topotactic tran-
sition pathway, thermodynamic analysis of the three Al,O;
phases were conducted based on DFT. The bulk energy and
surface energy of the three Al,O3 phases were calculated.
FIG. 17A. The bulk energy of o-Al,O, is the lowest,
followed by that of §-A1,05, and then 7-Al,03, indicating
that the o-Al,O, is the most stable phase as a dense bulk
crystal. In contrast, the surface energy is opposite: y-Al,O;
(100) has the lowest surface energy, followed by 5'-Al,03
(100), o-AL,0,(110) and (001). The surface energy differ-
ence determines the thermodynamic stability of the three
A1,O, phases as the surface area increases. FIG, 17B, with
curves 1701-1703 for o-Al,O;, 5-Al,03, and y-Al,03,
respectively. When smaller than a surface area of ~79 m7/g,
or larger than a particle size of ~21 nm, the ct-Al,0, phase
becomes more stable than the 5'-phase. Hence, the particle
size of ~21 nm is suggested as the thermodynamic limit for
the synthesis of dehydrated a-Al,0, by a thermal process
that involves an intermediate 8'-phase. The particle size of
a-Al,O, (~23 nm) synthesized by PDC approaches the
thermodynamically limited value, and smaller than that
obtained by most other thermal processes (TABLE [V).

TABLE IV

Synthesis of cAl,O, by Thermal Process

Particle Surface Temperature

Method size (nm) area(m/g) (K)_—_—_—Reference
Flame spray pyrolysis 29-88 40-60 1873 Laine 2006
Furmace calcination ~30 ~50 1473 Johnston
1992
Precipitation/ 100 _ 1173 Li 2000
calcination
Fumace calcination 150 _ 1273 Zhang 2008
Fumace caleination 35 = 1473 Yoo 2009
Hotspot Joule heating ~23 ~65 573 Herein

[0210] The ultrafast, pulsed, and low-temperature PDC
process to a large extent avoids mass transfer and grain
coarsening during the phase transformation process.

[0211] To gain insight into the structural origin of the
phase-dependent bulk and surface energy, the partial charge
density contour at the highest bands (0.3 eV below the Fermi
levels) of the surface states of the three Al,O, phases were
plotted. FIGS. 17C-17D. All of the surface atoms on
a-Al,03(001) are active, while the sites with missing Al
atoms on the 6'-Al,03(100) and ¥-Al,0,(100) surfaces are
relatively active (FIG. 17C). Closer analysis indicated that
the active states go deep into the bulk for the §-Al,0,(100)
and AL,0,(100) but not for o-Al,0,(001) (FIG. 17D).
This explains the bulk as well as surface energy sequences
of the three Al,O, phases, and identifies the Al vacancies in
y- and 8'-phases as the structural origin of their thermody-
namic stability/instability vs the o-phase.

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15

[0212] Applications

[0213] Accordingly, for the synthesis of corundum nan-
oparticles, the present invention provides, among other
things, an ultrafast synthesis, which is within 1 second, and
is much faster than any reported methods, which requires at
least several hours. The corundum (a-Al,O0;) nanoparticles
resulting from the present invention have small particles size
and high-surface area, which can utilized in a number of
applications, such as for stable catalysis support and in
ceramics with high fracture strength and toughness.

[0214] For instance, one prominent application of
a-Al,O,NPs is as a precursor for sintering nanometer-
grained alumina ceramics (i.¢., ultrafast ACS for nano-
grained alumina ceramics). The typical alumina ceramics
sintering processes occur under high-pressure and high-
temperature conditions (HP-HT), such as hot isostatic press-
ing, [Mizuta 1992], spark plasma sintering [Balima 2019],
and pulse electric current sintering [Zhou 2004]. The high
pressure, usually several GPa, retains the grain growth and
advances densification [Wang 2013], which can be a main
factor for dense ceramic sintering using coarse grained
precursors. However, the HPHT process is not suitable for
complex structures. The nanocrystalline precursors could
undergo the pressureless sintering yet it would suffer from
an elevated sintering temperature and prolonged time (>10
h). [Guo 2016; Cao 2017; Li 2006]. Very recently, an
ultrafast high-temperature sinter method [Wang 2020] based
on direct current heating was reported for the rapid screen-
ing of ceramics.

[0215] Here, based on the Joule heating technique, an
alternative current sintering (ACS) process has been created
for ultrafast sintering of the alumina ceramics. The ACS
system is capable of providing stable and high energy output
with voltages up to 63 V and currents up to 100 A (FIG.
18A), making it suitable for the sintering of structural
ceramics. For the ACS system, the total capacitance was 1.5
F and the largest available voltage was 63 V. The capacitor
was simultaneous charged by the AC supply and provided
energy output to the samples by discharging. The energy
output was continuous and enabled an extended sinter of
seconds with high energy output.

[0216] Two separated, highly graphitized carbon papers
18014-18015 in FIG. 18C connected to electrodes were used
as the heating elements. See FIG. 18B (in which carbon
papers 1801a-1801b were attached to a glass slide and
adhered by copper tabs). The a-Al,O,NPs, mixed with
polyethylene glycol (PEG) binder [Taktak 2011], were
pressed at 500 MPa into pellets 1802. Commercial a-Al,O,
nanopowder (~300 nm) was used as a control. After removal
of the binder (5° C. min™ to 500° C. for 2 h hold; in air), the
pellets 1802 were put between the carbon papers and under
the ACS at ~15 V.

[0217] FIG. 19A shows the rapid heating 1901, stable
sintering 1902, and rapid cooling 1903. The temperature was
recorded by fitting the blackbody radiation. The temperature
rapidly ramped up to ~2250 K with a heating rate of ~10° K
s~*. After stable sintering for 5 s, the sample cooled also with
a rapid cooling rate of ~10* K s“'. See FIG. 19B. FIG. 19C
shows sintered ceramic pellets 1911-1912 supported on
carbon papers 1913.

[0218] The XRD patterns confirm the pure a-phase of the
alumina ceramics. FIG. 19D. The microstructure by scan-
ning electron microscopy (SEM) showed the equal-sized
grains and tightly bonded grain boundaries with a polyhedral

Nov. 23, 2023

morphology (FIG. 19E), demonstrating the well-developed
sintering. The average grain size of the alumina ceramics
was ~270 nm (FIG. 19F). In comparison, the alumina
ceramics sintered from the commercial o-Al,O, powders
exhibited high residual porosity with grain size of 1200 nm,
demonstrating that the sinter was in its initial stage. This
result shows that the fine grain size of the a-Al,O3NPs helps
the ultrafast sintering, presumably assisted by the grain
growth at high temperature. [Guo 2016]. The mechanical
properties of the ceramics were measured. See FIGS. 19G-
19H. The ceramics sintered by a-Al,O,NPs precursors
demonstrated a Young’s modulus of ~11.7 GPa, significantly
higher than that from the commercial a-Al,O, powders
(~1.5 GPa). By using a traditional high pressure based
sintering process [Mizuta 1992; Balima 2019; Zhou 2004] or
elongating the sintering time, [Guo 2016; Laine 2006], the
mechanical properties of the alumina ceramics derived from
the a-Al,O,NPs would likely improve.

[0219] Accordingly, the ACS process can be utilized in the
sintering of functional ceramics, porous ceramics, or for
materials screening. [Wang 2020].

[0220] Effectiveness and Scalability

[0221] Being a highly eflicient energy supplies technol-
ogy, Joule heating has a coefficient of performance of 1.0.
The localized heating by resistive hotspots in PDC makes
the process more effective because most of the electrother-
mal energy was directly targeted to the phase transforma-
tion, making the synthesis possible with a low energy input
of ~4.77 kJ g™! or 0.027 $ kg™ in electrical energy cost.
Moreover, the PDC process can be scaled by adjusting
sample cross-sectional area and the PDC voltage. A synthe-
sis of .~Al,O3NPs up to 1.4 g-scale has been performed. See
FIGS. 20A-20B and 21A-21B (in FIGS. 20A and 214, the
black powders are as-synthesized mixture of CB and
a-Al,O,, and the white powders are o-Al,O, after calcina-
tion). The PDC process combined with the resistive hotspot
effect greatly reduces the required temperature for reactions
that should be originally triggered at a high energy input,
serving as an alternative technique for cost-efficient synthe-
sis.

Recovery of Metal From E-Waste

[0222] The present invention includes flashing Joule heat-
ing [see Luong 2020; Stanford 2020; Tour PCT ’000 Appli-
cation] for ultrafast processes to recover metals (precious
metals) from waste (such as e-waste). Waste can be mixed
with carbon black, then subjected to ultrafast Joule heating
flashing. According to the Ellingham diagram, multiple
precious metals are reduced to elemental metal by the
carbothermic reaction. The recycling process is ultrafast,
within seconds. Of import, the process is a totally dry
process without any solvents, and hence is extremely envi-
ronmentally friendly.

[0223] Synthesis Processes

[0224] Methods for ultrafast synthesis to recover metal
from waste can include the following.

[0225] The method can include preparation of the elec-
tronic wastes for flashing. For instance, a printed circuit
board (PCB) from a used electronic printer was used as the
starting materials. The PCB board was first cut into pieces
and then crushed into small particles. Ball milling was used
to grind it to a microscale fine powder, which was then
available for flash Joule heating by adding carbon black (or

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US 2023/0374623 Al

other carbon materials as discussed above) and treated as
described below in a flash Joule heating apparatus.

[0226] Evaporative Separation

[0227] It has been discovered that the different vapor
pressure of metals—compared to that of substrate materials
(carbon, ceramics, and glass)—enables the separation of
metals from e-waste. This is termed “evaporative separa-
tion.” The high vapor pressure of precious metals is obtained
by an ultrafast flash Joule heating (FJH) process under
vacuum. A subsecond current pulse is passed through the
precursors, which brings the sample to an ultrahigh tem-
perature of ~3400 K, enabling the evaporative separation of
precious metals. Halide additives are used to improve the
recovery yield greater than 80% for Rh, Pd, and Ag, and
greater than 60% for Au that are abundant in the tested
e-waste. Alternatively, compared with directly leaching
e-waste raw materials, by leaching the residual solids after
FJH, the recovery yield is significantly improved with tens
of times increase for Ag and few times increase for Rh, Pd
and Au. The toxic heavy metals, including Cd, Hg, As, Pd,
and Cr, could also be removed and collected, minimizing the
health risks and environmental impact of the recycling
process.

[0228] The FJH process to recover precious metals from
e-waste involves three stages. See FIG. 22 showing a
schematic of the system 2200. In the metal evaporation stage
2201 (which included FJH apparatus having capacitor bank
2205 and porous Cu electrode 2206), the metals in e-waste
were heated and evaporated by ultrahigh-temperature FJH.
Then, in mass transport stage 2202, the metal vapors were
transported under vacuum (using vacuum system having
pump 2207), and, in condensation stage 2203, were col-
lected by condensation (using cold trap 2208). A printed
circuit board (PCB) from a discarded computer, a represen-
tative e-waste, was used as the starting material. See FIG.
23. The PCB was ground to small powder and mixed with
carbon black (CB), which served as the conductive additive.
Inset 2310 of FIG. 23.

[0229] To establish baseline concentrations, the PCB was
digested using dilute aqua regia [Hong 2020], and the
concentration of precious metals was determined by induc-
tively coupled plasma mass spectrometry (ICP-MS). Among
the precious metals, Rh, Pd, Ag, and Au are abundant with
concentration of several to tens of parts per million (ppm),
as shown in FIG. 24.

[0230] Ina FRI process, the mixture of PCB powder and
~30 wt % CB was slightly compressed inside a quartz tube
between two sealed electrodes. FIG. 22. FIG. 294 shows a
photograph of the system, which included the flash stage
2901, the power source 2902, the pump 2903, and the cold
trap 2904 (liquid nitrogen, Dewar). One electrode was a
porous Cu electrode to facilitate gas diffusion, and the other
was a graphite rod. FIG. 30. The resistance of the sample
was tunable by adjusting the compressive force on the two
electrodes. The two electrodes were connected to a capacitor
bank with total capacitance of 60 mF. The detailed separa-
tion conditions are shown in TABLE V.

Nov. 23, 2023

TABLE V

Parameters For FJH Under Vacuum

Mass Mass. Resistance Voltage Time
Precursors Ratio (mg) (Q) WV) 4s)

PCB:CB, li#
PCB:CB, 2#
PCB:CB, 3#
PCB:CB:NaCl, 1#

300
300
300
300

150
150
150
150

1

1

1

1

300 150 1

300 150 1

300 150 1

300 150 1

300 150 1

300 150 1

300 150 1

300 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

200 150 1

‘NaF:NaCI:Nal, 1# 1 200 150 1
‘NaF:NaCl:Nal, 2# 1 200 150 1
NaF:NaCl:Nal, 3# 1 200 150 1

[0231] The high-voltage discharge of the capacitor bank
brings the reactant to a high temperature. With the fixed
sample resistance of ~1Q, the current passing through the
sample was measured under different FJH voltages. See
FIG. 25, showing curves 2521-2523 for 150 V, 120 V, and
100 V, respectively. The real-time temperature of the sample
was estimated by fitting the blackbody radiation in the
600-1100 nm emission. The temperature varied according to
the FJH voltage, reaching ~3400 K at 150 V in <50 ms. See
FIG. 26, showing curves 2631-2633 for 150 V, 120 V, and
100 V, respectively.

[0232] Since the resistance of the sample is much larger
than that of the graphite and porous Cu electrode, the voltage
drop was mainly imposed on the sample. Hence, the high-
temperature region was limited to the sample and the FJH
setup has good durability even though it can achieve a high
temperature of >3000 K. Such a high temperature (>3000 K)
volatilizes most of the non-carbon components. According
to the calculated vapor pressure-temperature relationships
(FIG. 27), the precious metals have a higher vapor pressure
than carbon, the latter not subliming until 3900 K. [Abra-
hamson 1974].

[0233] As a result, the metals are evaporated, and the
major carbon-containing components such as plastics were
carbonized. [Luong 2020; Algozeeb 2020] The evaporated
metal vapors were captured by condensation in a cold trap
(FIGS. 22 and 29A). Some of the vapor remained gaseous
even at the liquid N, temperature (77 K); these gases were
presumed to be H, and CO. [Algozeeb 2020].

[0234] The content of the precious metals in the con-
densed solid was measured and the recovery yield was
calculated. FIG, 28. The recovery yield of Ag was ~40%,
while Rh, Pd, and Au had a relatively low recovery yield of
~3%. This is because Ag has a high vapor pressure and
relatively low boiling point. The concentration of precious

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US 2023/0374623 Al
17

metals in the starting commercial CB is 1-2% of the con-
centration in PCB, hence their presence in CB will not
introduce significant errors. Moreover, the precious metals
tend to not form stable carbide phases even at high tem-
perature due to their extremely low C solubility. [Okamoto
2016]. Hence, the use of CB as conductive additive will not
affect the evaporative behavior of precious metals.

[0235] Halide Assisted Improvement Of Recovery Yield

[0236] The high recovery yield of the evaporative sepa-
ration relies on the generation of more volatile components.
To improve the recovery, halides were used as additives
because of the much higher vapor pressure of metal halides
compared with the elemental metals. [Lide 2005]. Fluorine-
containing components were first used as the additive,
including the sodium fluoride (NaF) and polytetrafluoroeth-
ylene (PTFE, Teflon). With the additives, the recovery yields
of Rh and Pd were improved to >80% and 70%, respectively.

See FIGS, 314-31B, demonstrating ~20 times improvement
compared to the experiments without additives. The con-
centration of precious metals in the additives were <2% of
those in PCB, hence this exclude the additives from intro-
ducing significant error in the recovery of precious metals.
[0237] Chlorine-containing compounds were _ tried
because of their abundance and low cost. Both sodium
chloride (NaCl) and potassium chloride (KCI) were used
(FIG. 31C). The recovery yields of Rh, Pd, and Ag increased
for both NaCl and KCI additives. In addition, both polyvinyl
chloride (PVC) and chlorinated polyvinyl chloride (CPVC)
plastics were used (FIG. 31D). The recovery yield of all four
precious metals were increased, especially for Ag, with the
recovery yield improving to >80%. The plastic additives
were ground post-consumer samples with very low or nega-
tive values, so they will not introduce significant materials
cost during the e-waste recycling process.

[0238] Even with the F and Cl additives, the recovery
yield of Au is <10%. Interestingly, the recovery yields of all
four precious metals were improved when sodium iodine
(Nal) was used as the additive; the recovery yield of Au was
improved to >60% (FIG. 31E). The I additive has the best
performance among halides for Au recovery. According to
the hard and soft acids and bases (HSAB) theory, Au* is a
soft Lewis acid, and I is a soft Lewis base while F~ and Cl-
are harder than I” [Pearson 1963], favoring Aul. By using an
additive mixture of NaF, NaCl and Nal, the precious metals
all had a good recovery yield, >60% for Rh, >60% for Pd,
>80% for Ag, and >40% for Au (FIG. 31F). The composition
analysis of the raw materials and the remaining solid after
FJH by X-ray photoemission spectroscopy (XPS) showed
that 10-40% of the halide additives were evaporated during
the FJH process, which could be recovered and reused by a
water washing and precipitation process.

[0239] A total composition analysis of the collected metals
in the cold trap was conducted. In both cases with or without
the chemical additives, in additions to the precious metals,
the most abundant metals were Cu with mass ratio >60 wt
%, followed by other prominent metals in e-waste including
Al, Sn, Fe, and Zn. Further purification and refining could be
done by selective precipitation, solvent extraction, and solid-
phase extraction, which are commercially well-established
practices and are known in the art. [Ueda 2016].

[0240] The morphology and chemical composition of the
condensed solids were characterized using scanning trans-
mission electron microscopy (STEM) and energy dispersion
spectroscopy (EDS). The elemental maps showed the clus-

Nov. 23, 2023

tered alloy particles of Rh, Pd, Ag, and Au (FIG. 31G),
which were formed by the ultrafast heating and rapid
cooling of the FJH process. This is similar to the case of the
carbothermic shock synthesis of high-entropy alloy nanopar-
ticles, which could be potentially used in catalysts. [Yao
2018]. In other regions, the precious metals spreading over
the entire product was also observed. Moreover, the XPS
analysis of the collected volatiles showed that Ag and Au
were mainly in the elemental state, while elemental state and
higher oxidation state coexisted for Rh and Pd, presumably
due to their different chemical reactivity.

[0241] Improved Leaching Efficiency Of Precious Metals
[0242] Apart from the condensation of the volatile com-
position, the other pathway to recover the precious metals
was by leaching the residual solids obtained by FJH. See
FIG. 32A. Different from the use of a vacuum to facilitate
the metal volatilization in the evaporative separation scheme
(FIG. 22), a pressurized setup was built to trap the metals in
the reactor (FIG. 33A). An inert gas (N,) cylinder was
connected to the FJH reactor, where the pressure was
monitored by a pressure gauge. The inner pressure (Py)
during FJH was estimated to be ~5 atm according to the
amount of collected gas.

[0243] Based on the pressure drop and the size of the FJH
chamber, the gas diffusion was simulated under different
pressures (P.,,,,) (FIG. 33B). When vacuum was used (P,,,-0
atm), as it is in the evaporative separation (FIG. 22), the gas
velocity was up to 800 m s“!. Such a high gas velocity aided
the volatile components to quickly diffuse to the cold trap
and prevent the condensation loss at the tube sidewalls. In
contrast, the gas velocity was greatly reduced with the
increase in pressure (FIG. 33B). As a result, more of the
originally volatile components were trapped within the
residual solids in the reactor. The detailed reaction condi-
tions for the pressurized FJH are shown in TABLE VI.

TABLE VI

Parameters For FJH Under Pressure

Resis- Mass

Mass Mass tance Pres- Voltage Time after FJ.
Precursors Ratio (mg) (Q) sure = (V)_—s (8) (mg)
PCBCB 21-200 1.0L bar 10s 196
PCB:CB 200 13° Lb = 30 196
PCB:CB 200 10 tba 50 180
PCB:CB 200 10 Lbar = 100 158
PCB:CB 200 «10 Lbar 120 115
PCB:CB 2001.0 vacmm = 120 65
PCB:CB 20000-1000 bar = 1200 1s
PCB:CB 20000 «1.00 bar = 120 142
PCB:CB 20000 «1.00 3bar 1200 155
PCB:CB 200001000 4 bar 120 165

[0244] The leaching of the residual solids after FJH (de-

noted as PCB-Flash) was started at 120 V and atmospheric
pressure using dilute acids (1 M HCl, 1 M HNO ). The
leachable content of Rh, Pd, and Ag in PCB-Flash was
substantially higher than that in the PCB raw materials (FIG.
33C). The ratio of the recovery yield by leaching the
PCB-Flash (Y) and leaching the PCB raw materials (Yo)
was calculated. FJH with leaching was far more effective
than leaching alone. The recovery yield of Rh, Pd, and Ag
was increased by 4.1720.48, 2.90#0.31, 56.0+18.1 times,
respectively (FIG. 33C). (In FIG. 33C, Yy and Y mean the
recovery yield by leaching printed circuit board (PCB) and

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US 2023/0374623 Al
18

PCB-Flash, respectively. The dashed line denotes Y/Y,=1
The error bars denote the standard deviation where n=3).
The deviations could be from the inhomogeneous distribu-
tion of precious metals in e-waste. Interestingly, the Au
recovery yield was reduced after the FJH process. The
reason was presumably the formation of covalent bonds
between Au and carbon [Olavarria-Contreras 2016], which
could significantly increase the difficulty of acid leaching.
[0245] The thermogravimetric analysis (TGA) of the
PCB-Flash showed that the carbon could be removed in air
at ~700° C. (FIG. 32B). (The TGA curve in FIG. 32B shows
that the PCB-Flash started to lose weight at ~400° C. and
remains stable at ~800° C.). Hence, the PCB-Flash solid was
calcined at 700° C. for 1 h (denoted as PCB-Flash-Calci-
nation). Inset 3201 shows photographs of PCB-Flash and
PCB-Flash-Calcination The PCB raw materials were also
calcined as a control (denoted as PCB-Calcination, FIG.
32C).

[0246] The XPS analysis showed the efficient removal of
carbon by calcination (FIG. 32D). (In FIG. 32D, the XPS of
PCB shows mostly C and some inorganic signals. The XPS
of PCB-Flash shows mostly C signals, indicating that 0 was
removed by the FJH process, and the inorganic element
peaks are not detected, presumably because the inorganics
were covered by carbon during the FJH process. The XPS of
PCB-Flash-Calcination show abundant elemental signals,
demonstrating the removal and exposure of inorganic mate-
rials). With the FJH and calcination process, the recovery
yields of Rh, Pd, Ag, and Au were increased by 3.11+0.37,
2.64+0,39, 28.5+9.8, 7.24+2.22 times, respectively (FIG.
33D). (In FIG. 33D, Y, and Y mean the recovery yield by
leaching PCB and PCB-Flash-Calcination, respectively. The
dashed line denotes Y/Y,=1. The error bars denote the
standard deviation where n=3). The values are larger than
those achieved with the calcination-only process (FIGS.
32E-32F).

[0247] The mechanism of the improved leaching efli-
ciency by FJH is shown in FIGS. 34A-34E. Modern elec-
tronics are fabricated and packaged by a planar process and
have a laminated configuration, where the useful metals are
embedded into polymer or ceramic matrices (FIG. 34A).
[Sun Z 2017]. Even afier the pulverization, the particle size
was large ~5 ym (FIG. 34B). The laminated structure
hinders the extraction of metals in a typical hydrochemistry
process, resulting in elongated leaching times and low
leaching efficiencies. [Sun Z 2017]. During the FJH process,
the matrix was rendered as an ultrafine powder at the
ultrahigh temperature (FIGS. 34C-34D), and the metals
were exposed (FIG. 34E), which greatly accelerated the
leaching rate and extent of metal extraction.

[0248] The effect of the FJH voltage and pressure on the
recovery yield were evaluated. It was found that the modest
FJH voltages between 30 to 50 V led to the best recovery
yield (FIG. 33E, showing curves 3301-3304 for Rh, Pd, Ag,
and Au, respectively, with the shaded region of FIG, 33E is
the approximate optimal voltage for all metal recovery). Too
low voltage did not provide enough energy to thermally
decompose the matrix, while too high voltage presumably
resulted in evaporative loss. It was found that a higher
surrounding pressure was beneficial (FIG. 33F, showing
curves 3311-3314 for Rh, Pd, Ag. and Au, respectively).
This is because the volatile components were trapped in the
residual solid, as projected by the gas flow simulations (FIG.
33B). The mild acid leaching condition (1 M HCl, 1 M

Nov. 23, 2023

HNO,) used in the processes of the present invention are
more cost-effective and environmentally friendly compared
to other hydrometallurgical processes, which use the highly
concentrated mineral acids such as aqua regia [Sun Z 2017;
Park 2009], or toxic cyanides [Sethurajan 2019; Quinet
2005] as extractants for achieving a high recovery yield.
[0249] Removal And Collection Of Toxic Heavy Metals
[0250] Removal of toxic components is another major
concern for e-waste processing. [Ogunseitan 2009; Leung
2008; Julander 2014; Sun 2020]. The heavy metal removal
capability of the FJH process was evaluated. Compared to
precious metals, the heavy metals, including Cr, Pb, Cd, As,
and Hg, have much higher vapor pressures and lower boiling
points (FIG. 35A). Especially for the most toxic Cd, As, and
Hg, the separation factors between them and precious metals
could achieve ~10° based on the theoretical analysis. The
levels of heavy metals in PCB waste are in the range of
0.1-20 ppm (FIG. 35B). These values are above the safe
limits of heavy metals in soils for agriculture as recom-
mended by the world health organization (WHO). [Kinuthia
2020).

[0251] After one FJH, the heavy metal contents in the
remaining solid (PCB-Flash) were greatly reduced (FIG.
35C). The removal efficiencies of Hg and Cd were calculated
to be >80%, followed by Pb and As (>50%), and Cr (35%)
(FIG. 35D). These efficiencies were consistent with their
vapor pressure values (FIG. 35A). The heavy metals were
collected by condensation in the cold trap, as was done for
the evaporative separation, and the collection yields were
calculated (FIG. 35D). The collection yield matched well
with the removal efficiency, demonstrating that most of the
evaporated heavy metal was trapped by the cold trap,
minimizing the leakage of heavy metals into the environ-
ment during the recycling process.

[0252] The concentration of heavy metals in the residue
solids could be further reduced by multiple FJH reactions.
After one FJH reaction, the concentration of Hg was reduced
to below the safe limit of Hg in soils for agriculture (0.05
ppm) (FIG. 35E) [Kimuthia 2020], the highest standard for
waste disposal. As for Cd, three consecutive FJH cycles
reduced the concentration to below the safe limit (0.003
ppm) (FIG. 35F). [Kimuthia 2020]. The concentration of As,
Pb, and Cr were all reduced with an increase in the number
of FJH reactions. Since each FJH only takes 1 s, multiple
flashes are easily accomplished.

[0253] Metal Separation

[0254] The above-described processes utilizing the evapo-
rative separation scheme is discussed directed to the recov-
ery of metals from e-waste. Nevertheless, such processes
could exhibit the capability for the separation of metals.
Calculation shows that large separation factors up to ~10°
could be realized for most metals with large vapor pressure
differences. The chart of FIG. 36 provides the theoretical
separation factors of the evaporative separation process
based on the vapor pressure difference. The factors represent
practical values for trace metals separation from abundant
metals. For the separation of abundant metals, the values
should be corrected according to their activity in the alloy
melt.

[0255] The different recovery yields of precious metals
(FIG. 28) has been shown by the separation of the FJH
process based on the vapor pressure difference. As shown in
FIG. 28, without chemical additives, the recovery yields for
the precious metals were Y(Rh)=4.0%, Y(Pd)=3.1%, Y(Ag)

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US 2023/0374623 Al
19

=38.0%, and Y(Au)=1.3%. These different recovery yield
values demonstrate the separation ability of the FJH process.
See TABLE VII below.

TABLE VII

Separation Factors Of Precious Metals

Rh Pd Ag Au
Rh 1 1.29 95 Be
Pd 1.29 1 12.3 24
Ag 9S 123 1 29.2
Au 31 24 29.2 1
[0256] The chemical additives (FIGS. 31A-31F) also

regulated the precious metals separation presumably due to
their different chemical reactivity. See TABLES VIII-X,

below.

TABLE VIII

Separation Factors Of Precious Metals By Using NaCl Additives

Nov. 23, 2023

and metal salts to the metal while oxidizing the carbon
presumably to carbon dioxide and carbon monoxide.
[0260] Incertain embodiment of the present invention, the
process can include a mechanism used to trap the metals in
waste. For example, the mechanism can use reduced pres-
sure and have the volatilized metals, metal carbides, metal
oxides, or other metal complexes volatilize out of the
reaction chamber enter a cold trap upon flash Joule heating
of the source. The cold trap can be, but need not be, liquid
N,. Even at room temperature, these can be collected in the
trap.

[0261] Further, for example, the mechanism can use atmo-
spheric or higher pressure (such, as, for instance, 10 atmo-
spheres or 20 atmospheres), and have the metals remain in
with the newly formed graphene. The graphene can be
calcined away (such as, for instance, at 700-800° C. in air),
leaving the metals (or metal oxides, etc.) isolated. Or the
graphene can be oxidized away chemically, like with HNO,.
For this latter mechanism, a pressure release valve can be
used at the end of the electrode-hole assembly for the flash
Joule heating process. Some of the metals being recovered
have very high boiling points and they will stay with the
carbon, especially at the higher pressures utilized

[0262] Designs and Scalability

[0263] FIG. 38 shows a flash joule heating pressure and
gas collection system 3800 that can be used for embodi-
ments of the present invention. System 3800 includes the
following:

[0264] (a) Timing sprockets and belt 3801;

[0265] (b) Manual or motor drive 3802;

[0266] (c) Driver 3803 (such as twin screw drive);

[0267] (d) Power supply 3804 (such as AC or DC from
flash power supply);

[0268] (e) Sample compression 3805;

[0269] (f) Nuts 3807a-3807 and soft spacers 3806a-
38065;

[0270] (g) Electrode 3808a (such as a solid brass elec-
trode with thread) and electrode 3808b (such as a brass
electrode with a thread and with a hole drilled);

[0271] (h) Tube 3809 (such as quartz tube);

[0272] (i) Cooper wool 3810;

[0273] Torsional spring compression 3811;

[0274] (k) Electrode 3812 (such as brass electrode with
O-rings seals and axial bore):

[0275] (1) Sample 3813;

[0276] (m) Conduit 3814 (such as PTFE tube) inside
electrode 3812;

[0277] (a) Pressure seal 3815 (such as with Swagelok
reducing union);

Rh Pd Ag Au
Rh 1 1.44 3.0 840
Pd 1.44 1 433 58.3
Ag 3.0 433 1 253
Au 840, 58.3 253 1
TABLE IX
Separation Factors Of Precious Metals By Using NaF Additives
Rh Pd Ag Au
Rh 1 1.52 1.8 146
Pd 1.52 1 1.19 96
Ag 18 1.19 1 81
Au 146 96 gL 1
TABLE X
Separation Factors Of Precious Metals By Using Nal Additives
Rh Pd Ag Au
Rh 1 1.05 1.08 159
Pd 1.05 1 1.03 151
Ag 1.08 1.03 1 1.48
Au 1.59 1.51 1.48 1
[0257] The separation ability of the evaporative separation

scheme could be further improved by progressively increas-
ing the FRI temperature.

[0258] Carbothermic Reduction

[0259] The flash Joule heating process can also be used for
carbothermic reduction of metal from oxide. Before recov-
ery, various metal oxides were used that showed the avail-
ability to recovery metal by the flash Joule heating method.
As shown in FIGS. 37A-37F, it was found that Al can be
recovered from Al,O,, Fe can be recovered from Fe,O,, Cu
can be recovered from CuSO,, Ni can be recovered from
NiSO,, Mn can be recovered from MnO,, Pb can be
recovered from PbNO,. During the flash Joule heating
process, carbon from carbon black reduces the metal oxides

[0278]
[0279]
[0280]
[0281]
[0282]
[0283]
[0284]
[0285]
[0286]
[0287]

(0) Particle collector 3816;

(p) Adjustable pressure relief value 3817:

(q) Gas collector 3818;

(rt) Flow to vacuum or gas analysis 3819;

(s) Vent 3820:

(t) Safety relief valve 3821;

(u) Conduit 3822 (such as PFE tubing);

(v) Flow to vacuum 3823;

(w) Pressurized input from gas supply 3824; and
(x) Pressure gauges 3825-3826.

[0288] System 3800 is a pressurizable flash Joule heating
cell that has a gas collector 3818 should gas overpressure
ensue. In some embodiments, system 3800 utilizes elec-
trodes having 1c inches or 8 mm diameter. Conduits can
have 4% inch outer diameter.

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US 2023/0374623 Al

[0289] In system 3800, the two brass electrodes with
O-ring grooves are inserted into the quartz tube that is tightly
wrapped with a compression spring to put the quartz under
compression and resist the outward force of the pressure.
One electrode is hollow, with a PIFE tube inserted to
provide a smooth and continuous exit path. A reducing
Swagelok fitting provides a pressure and vacuum tight seal
to the PTFE tube, which exits the electrode without a joint.
System 3800 is capable of withstanding tens of atmospheres
of pressure. Generally, with respect to pressure, the limiting
factor is the quartz tube, and how well a strong spring can
prevent breakage. The twin-screw supporting frame also
should be sufficiently robust to resist the thrust when the
sample is pressurized or when pressure is created by the
flash. The quartz tube can be replaced by any non-condue-
tive tube, and crosslinked polyethylene has also been used
since the temperature reach on the tube is generally below
250° C. and generally for less than 1 second. While not
shown in FIG. 38, a motor drive can be added and utilized.
Furthermore, because the system is fully sealed, there is no
need for an external vacuum chamber surrounding the flash
assembly.

[0290] Rubber bushings between the nut and the support
frame can be useful in absorbing the shock when short-
duration flashes are used.

[0291] System 3800 can be sealed with O-rings. Silicon
O-rings are heat resistant and even with overheating, do not
melt but tend to harden, and should maintain a seal. Because
no hot gases can typically flow past the O-rings, they do not
overheat. While discoloration of the first O-ring has been
observed, the double O-ring remained sealed.

[0292] System 3800 can be fully evacuated and would
hold pressure following the flashing of the sample 3813 as
the gases exited into a heavy wall glass pressure tube. In
some embodiments, a right angle joint can be used so that
the gas exhaust would not interfere with the end connections
of the electrodes. However, if particulates or nanoparticles
are ejected, a straight exit tube is generally preferred.
System 3800 shows a straight and continuous conduit 3814
(PTFE exit tube), and the wires are connected with rings on
threaded brass electrodes 3808a-3808b.

[0293] System 3800 uses of the twin-screw translation,
which provides consistent alignment of the electrodes. It
was found that for single-screw translators, when pressure or
force is applied, the electrodes angle upward, which in turn
had put strain on quartz tube 3809. The twin screws are
connected by timing sprockets and a belt 3801 for simulta-
neous thrust, and can be driven either manually or with a
stepper motor.

[0294] As for the vacuum and gas supply, the tubing that
exits the end of the hollow electrode can be connected
through valves to vacuum 3823, a gas supply 3824, and a
pressure gauge 2925. The gas supply can be inert, or be used
to infuse reagents into the sample like hydrogen, methane, or
other reactive species like halocarbons, ammonia, boron
compounds, etc. These can be added to the porous carbon/
graphene in a subsequent flash.

[0295] The pressure relief can be preset for system 3800.
Adjustable pressure relief valve 3817 determines the ulti-
mate pressure on the sample 3813. The cell can be fully
pressurized before the flash, or allow the flash to generate
high pressure. The opening pressure is set by a spring and
threaded cap on the valve, and when the pressure exceeds
the set force of the spring, the valve opens and the gases

Nov. 23, 2023

enter the gas collector, which was evacuated previously.
Subsequently, the gases can be analyzed, or just pumped
away. Pressure gauge 3826 and the volume of gas collector
3818 provide information on the total yield of gases. Gas
collector 3818 also has a pressure relief valve 3821 con-
nected to a vent 3820 in case of excessive gas production.
[0296] As for the effect of wide range of pressures that can
utilized by system 3800, with the sealed flash chamber and
adjustable relief valve, the effect of a wide range of pressures
on the yield of the flash has been evaluted. Because of the
pressure, volatile additives can be incorporated in the
sample and will not depart until the relief valve opens.
[0297] System 3800 can be utilized for a variety of par-
ticle/metal collection methods. For instance, when it is
desirable to collect particulates, the PIFE tube can go
straight (without bends) into particle collector 3816 (i.e., a
test-tube impactor). This would be inside a larger evacuated
vessel (not shown), and the momentum of the particles can
cause them to stick to tube while the non-condensable gases
can be pumped away. This can be used to collect volatile
metals and metal compounds, which will aggregate as they
cool and form nanoparticles that will adhere to particle
collector 3816.

[0298] This design can be varied and modified as needed
with materials changes and design changes depending upon
the intended use.

[0299] The cost and benefit of the FJH processing were
evaluated since economic incentives are the main driver for
waste recycling. [Awasthi 2019]. FJH is a highly efficient
heating process due to the ultrafast heating/cooling rate, the
direct sample heating feature, and the short reaction dura-
tion, compared to traditional smelting furnaces where large
amounts of energy are used to maintain the temperature of
the whole chamber. [Khaliq 2014]. The FJH method has an
energy consumption of ~939 kWh ton”', which is ~14oo” of
that for a lab-scale tubular furnace, [Balaji 2020], and ~/%0”
of that for a commercially used Kaldo furnace in industrial
scale [Theo 1998]. Hence, the FJH process for e-waste
processing have advantages over traditional pyrometallur-
gical processes.

[0300] The FJH process is scalable. According to the
analysis performed, the FJH voltage and/or the capacitance
of the capacitor bank can be increased when scaling up the
sample mass. FIGS. 39A-39D show scaling up of the flash
Joule heating (FJH) process. FIG. 39A is a photograph of
samples treated with the condition of m,=0.2 g, V,=150 V,
and C,=0.06 F (sample 3901), m,=2 g, V,=150 V, and
C,=0.6 F (sample 3902), m,=4 g, V,-300 V, and C,-0.6 F
(sample 3903). FIGS. 39B-30D are realtime temperature
curves for samples 3901-3903, respectively.

[0301] FIG. 40A is a scheme of a continuous flash Joule
heating (FJH) reactor 4000 having a continuous feed 4001
(such a e-waste and carbon black), Cu electrodes 4002-4003
(with Cu electrode having a hole), porous electrode 4004,
graphite electrode 4005, O-ring 4006, and baffle 4007. The
volatile components can go to collection system 3108 for
collection using a cooling trap, and the non-volatile com-
poents can be collected in collector 4009.

[0302] FIG. 40B is is a scheme of a continuous flash Joule
heating (FJH) reactor 4020 having continuous feed of feed-
stock 4021 (such as e-waste and carbon black) that flows
from bin 4022. In step 4031, feedstock 4021 is loaded onto
the chamber 4023 of conveyor belt 4024. In step 4032,
feedstock 4021 in chamber 4023 is compressed (using

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US 2023/0374623 Al

compressor 4025) to a predetermined resistance. In step
4033, the feedstock 4021 then undergoes the FJH reaction
using the FJH system 4026 having Cu electrode 4027 and
graphite electrodes 4028. In step 4034, the product 4034 is
then unloaded in collector 4029.

[0303] While the schemes of FIGS. 40A-40B are
described with relation to feedstock of e-waste and carbon
block, these can be utilized for other materials utilized in
FJH reaction.

[0304] Through the use of an automation system inte-
grated with a FJH setup, a production rate of >10 kg day~*
has already been realized.

[0305] Accordingly, for the metal recovery from e-waste,
the present invention provides, among other things, (i) the
flash Joule heating is a dry process without usage of any
solvent, which endows it as environmentally friendly; (ii)
the flash Joule heating can recover most of metal elements
in waste in one step, which is hard to realize by other
methods; (iii) the flash Joule heating process also removes
nearly all the harmful materials in waste, so it will not result
in secondary pollution; and (iv) the flash Joule heating
process uses far less electrical energy than a furnace since
the heating durations are short and the is little energy that
escapes the sample being flash Joule heated.

[0306] The precious metals recovered from e-waste, are
very important raw materials for various industry. Indeed,
mixtures of metals like this are quite valuable since many
mining companies already implement automated systems
that do the base metal separations.

[0307] Moreover, the recovery process removes the harm-
ful materials such as heavy metal within the waste, which
has import for solving the environmental issues raised by
those waste.

Ores, Fly Ash, and Bauxite Residue (Red Mud)

[0308] Similar situations to e-waste likewise pertains to
ores, fly ash, and red mud (red mud is more recently referred
to as bauxite residue), again because rare earth elements
(REE) are strategic resources in modern electronics, clean
energy, and automotive industries. Thus, the above-de-
scribed methods and systems can likewise be implemented
for the recovery of metals from ores, fly ash, and bauxite
residue (red mud).

[0309] Embodiments of the present invention include the
ultrafast electrothermal process based on flash Joule heating
(FJH) to activate the ores, fly ash, and red mud to improve
the acid extractability of REE simply using a mild acid such
as 0.1 M HCI. A pulsed voltage in seconds brings the raw
materials to a temperature of 3000° C., leading to the
thermal decomposition of the hard-to-dissolve REE phos-
phates in CFA into highly soluble REE oxides, and the
carbothermic reduction of REE components to highly reac-
tive REE metals. The activation process can enable the
increase of REE recovery yields to ~206% for class F-type
CFA (CFA-F) and ~187% for class C-type CFA (CFA-C)
compared to directly leaching the raw materials with more
concentrated acids. The activation strategy is feasible for
various secondary wastes, as demonstrated by coal fly ash
(CFA) and red mud (bauxite residue (BR)). The rapid FJH
process is scalable and highly energy-efficient with a low
electrical energy consumption of (such as 600 kWh ton”! or
$12 ton”’) enabling a profit percentage of greater than 10
times.

Nov. 23, 2023

[0310] FJH System and Process

[0311] The FJH system that can be utilized is similar to
those described and discussed above. For instance, an elec-
trical diagram of the FJH system that can be utilized for fly
ash is shown in FIG. 41A (which is similar to previously
described FJH systems, such as shown in FIGS. 6A, 13A,
and 30 above).

[0312] In a typical experiment, the secondary wastes
(CEA, BR) were mixed with carbon black with the mass
ratio (such as 2:1) by using the ball miller (MSEsupplies,
PWV1-0.4L). The carbon black served as the conductive
additive. 200-mg mixture (133 mg waste and 67 mg CB)
was added into a quartz tube (inner diameter of 8 mm and
outer diameter of 12 mm). The resistance was controlled by
compressing the two electrodes. The samples were loaded
into a jig (FIGS. 41B-41C), and the electrodes were con-
nected to the capacitor bank. In such embodiments, 10
aluminum electrolytic capacitors (450 V, 6 mF, Mouser
#80-80-PEH200YX460BQU2) were used for charging, and
the capacitor bank with a total capacitance of 60 mF was
charged by a direct current (DC) supply. A relay with
programmable ms-level relay was used to control the dis-
charging time. TABLE XI reflects from detailed parameters
of some secondary wastes that were utilized. After the FJH,
the samples were rapidly cooled to room temperature.

TABLE XI

EJH Parameters For Activation of Secondary Wastes

Mass Mass Resistance Voltage Time Mass after

Precursors Ratio (mg) 2) (V) @)_-FJH (mg)
CEA-E:CB 21 200 10 so 1 190
CEA-E:CB 21 200 10 x 1 138
CEA-E:CB 21 200 10 10001 us
CEA-F: CB 21 200 1.0 120001 157
CEA-F:CB 21 200 1.0 1530001 88
CFA-C:CB 21 200 1.0 1200001 182
BRCB 21 200 12 el 190
BR:CB 21 200 1.2 % 1 174
BR:CB 21 200 1.2 10000 «1 162
BR:CB 21 200 1.2 1200 1 159
BR:CB 21 200 1.2 15000 1 152
*PCB:CB 21 200 10 301 162
*PCB:CB 21 200 20 10001 185
*PCB:CB 21 200 2.0 12000 1 8

‘The results on the printed eireuit boards are shown as @ comparison of this method being,
used on e-waste,

[0313] Acid-Extractable REE Content In CFA

[0314] There are two types of CFA categorized by the
chemical composition, CFA-F, with the total content of
SiO,, Al,O3, and Fe,0,>70 wt %, and CFA-C, with a higher
abundance of CaO. [Liu 2019]. In examples evaluated
herein, CFA-F was collected from the Appalachian Basin
(App), and CFA-C from the Powder River Basin (PRB)
[Taggart 2016], both in the US. FIG. 42 is a photograph of
CFA-C 4201 and CFA-F 4202 (scale bar, 4 cm).

[0315] CFA is composed of primary amorphous phases
(60-90%) [Zhang 2020], and the remaining crystalline mate-
rials include mainly quartz and mullite, as shown by the
X-ray diffraction patterns (XRD). FIG. 43. In addition to
the enrichment of Ca in CFA-C, the elemental analysis by
X-ray photoelectron spectroscopy (XPS) (FIG. 43B) and
energy-dispersive X-ray spectroscopy (EDS) show a high C
content in CFA-F, which was may have been caused by the
incomplete combustion of coal feeds. The high C content in
CFA-F was also evident by the large weight loss at ~700° C.
by thermal gravimetric analysis (TGA).

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US 2023/0374623 Al
22

[0316] The total quantification of REEs in CFA was done
by the HF:HNO, digestion method. [Taggart 2016]. The
total REE content, C,,.(CFA Raw), was 516#48 mg kg7?
for CFA-F, and 418+71 mg kg™! for CFA-C. FIG. 43C. The
CEA from App has a higher REE content than that from
PRB, consistent with Taggart 2016. Acid-leachable REE
contents from CFA raw materials, co(CFA Raw), were
measured by using a 1 M HCl or 15 M HNO; [Taggart 2016;
Middleton 2020]. For CFA-F, the HNO,- and HCl-extract-
able REE contents were 144+32 mg kg™' and 160+50 mg
kg (FIG. 43C), respectively, corresponding to the REE
extractability (Y,) of ~28% and ~31%, respectively. For
CFA-C, the HNO,- and HCl-extractable REE contents were
24671 mg ke™ and 231+81 mg kg™ (FIG. 43C), respec-
tively, corresponding to the REE extractability of ~59% and
~55%, respectively. It is concluded that the acid concentra-
tion has limited effect on the REE leachability once it is
greater 1 M. Hence, 1 M HC! leaching was utilized in the
standard protocol for subsequent evaluations.

[0317] The acid extractability of REE from CFA-C was
higher than that from CFA-F. This is consistent with [Liu
2019], which attributes the higher extractability to the higher
content of easy-to-dissolve REE species like REE oxides in
CFA-C. The morphology image by scanning electron
microscopy (SEM) of CFA-F is shown in FIG. 43D, and the
high carbon content could retard the accessibility of aqueous
acids to REE-bearing species, leading to the low extract-
ability ranging from 21% to 42% for individual REE. FIG.
43E. In contrast, CFA-C is composed of fine, uncovered
spheric particles (FIG. 43F), which benefits the acid leach-
ing process, leading to a relatively higher extractability
ranging from 33% to 67% for individual REE (FIG. 43G).
[0318] Improved Recovery Yield of REE From CFA By
Electrothermal Activation

[0319] In the electrothermal activation process by FRI,
CFA raw materials were first mixed with carbon black (CB),
which serves as the conductive additive. The mixture of CFA
and CB (~30% CB) was loaded inside a quartz tube between
two graphite electrodes. FIGS. 41A and 444A. The resistance
(R) of the sample was tunable by adjusting the compressive
force between the two electrodes, that were connected to a
capacitance bank of 60 mF. The sample was brought to a
high temperature by high voltage discharging of the capaci-
tors. The detailed experimental parameters are shown in
TABLE XI.

[0320] In a typical discharging process with FJH voltage
of 120 V, R of 1Q, and discharging time (t) of 1 s, the current
curve passing through the sample was recorded with the
peak current at ~120 A followed by a current plateau at ~7
A. FIG. 44B. The corresponding real-time temperature
curve exhibits a peak temperature up to 3000° C. followed
by the stable heating at 1150° C. FIG. 44C. The obtained
solid after the FJH is termed as activated CFA. FIG. 45
(showing a flow chart of REE recovery from CFA 4501 to
CFA+CB 4502 synthesized (via FJH) to activated CFA
4503). The acid leachable REE content from the activated
CFA, c(activated CFA), was measured by a 1 M HCl
leaching procedure. The recovery yield of REE from the
activated CFA (Y) was calculated and compared with that of
the CFA raw materials (Y,).

[0321] A series of FJH voltage ranging from 50 V to 150
V were applied. FIG. 44D. At the ~120 V, the HCI-leachable
content of total REE (1 M HCl, 85° C.) from the activated
CFA-F was improved to 329+14 mg kg”. FIG. 44D. This

Nov. 23, 2023

corresponds to the recovery yield of Y ~64%, representing
an increase to ~206% over that of the CFA-F raw materials
(Yo ~31%). The pH-dependent leaching dynamics of REE
from CFA-F raw materials and activated CFA-F were inves-
tigated. FIG. 44E (with curves 4401-4402 for CFA-F raw
materials and activated CFA-F, respectively). Generally, the
yield was reduced as the acid pH increased. Remarkably, the
recovery yield of REE from the activated CFA-F remained
Y ~45% at pH 2 (or 0.01 M HCh), significantly higher than
that of the CFA raw materials at the same leaching condition
(Y, ~9% at pH 2), and even under a much higher acid
concentration (Y, ~31% at pH 0).

[0322] For CFA-C, under the optimized FJH condition, the
acid leachability of REE from the activated CFA-C was
measured to be Y ~103% using the HCI leaching procedure
(1 M HCl, 85° C.) (FIG. 44F, with curves 4403-4404 for
CFA-F raw materials and activated CFA-F, respectively),
corresponding to the ratio of ~187% of that from the CFA-C
raw materials (Y, ~55%).

[0323] Even using a dilute acid (pH 1, 0.1 M HCl), the
recovery yield of REE from the activated CEA-C remains Y
~94%, significantly higher than that of the CFA-C raw
materials (Y, ~54%). This would render far more manage-
able wastewater streams.

[0324] For individual REE, with the FJH activation pro-
cess, the acid leachability was improved ranging from 170%
to 230% for CFA-F (FIG. 44G), and from 170% to 210% for
CFA-C(FIG. 44H) using the same leaching procedure (1 M
HCl, 85° C.). Similar improvements were realized using a
dilute acid leaching (0.1 M HCl, 85° C.). No significant
deviation among the REE was observed, demonstrating that
the FJH activation process works indiscriminately for all
REE.

[0325] As control, the REE content in carbon black was
measured using the same digestion method. The total REE
content in carbon black was ~S mg kg~’, corresponding to
~1% of the REE content in CFA. Hence, the use of carbon
black does not induce significant error into these measure-
ments. In practical applications, the carbon black could be
substituted with anthracite coal or any other inexpensive
sources of mildly conductive carbon, but the REE content in
that source should be considered in yield calculations.

[0326] The Mechanism of the Improved REE Extractabil-
ity

[0327] The mechanism of the improved REE leachability
by the electrothermal activation process was investigated.
The REE speciation and distribution in CFA determine the
REE extractability. REE phosphate, including monazite and
xenotime, is one of the primary counterions of REE in coal.
[Liu 2019; Stuckman 2018]. REE phosphates are rather
stable components, and no melting or thermal dissociation
occur up to 2000° C. in air. [Ushakov 2001; Hikichi 1987].
The coal-fire combustion temperature typically ranges from
1300° C. to 1700° C. [Stuckman 2018]. As a result, the
REE-bearing trace phases, including monazite and xeno-
time, persist in CFA. [Kolker 2017, Smolka-Danielowska
2010]. The REE could also be partitioned and encapsulated
into the glass fraction of CFA by diffusion into the melt (e.g.,
aluminosilicates) formed at the coal boiler temperature. [Dai
2014]. Those hard-to-dissolve REE phosphates and glass
phases are detrimental for REE extraction [Liu 2019], while
REE oxides and carbonates in CFA are relatively easier to
extract by acid leaching.

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[0328] The high temperature of ~3000° C. generated by
the FJH process, which is significantly higher than the coal
boiler temperature, could thermally degrade the REE spe-
cies. Lanthanum phosphate (LaPO,) and yttrium phosphate
(YPO,) were used as representatives for REE phosphates.
As shown in FIG. 46A, after FJH of the LaPO, precursor, the
La,O, phase was identified. Similarly, YPO,, was thermally
decomposed to YO, after the FJH process. FIG. 46B. The
REE oxides have much higher solubility (log,,K,, of 5 to
33) than REE phosphates (log,oK,, of -27 to -24). See
TABLE XII.

TABLE XII

Gibbs Free Energy Change And Solubility Product Constants Of REE
Metals, Oxides, And Phosphates Dissolution Reactions At 25° C.

Materials Reaction AG logK,,
Se Se + 3H* = Sc* + 4H, 614.2 kT mol! 107.61
S203 WSc.0, + 3H* = Sc** + 4H,0 -32,61 kT mol"! $.71
ScPO, ScPO, = Sc** + PO,?° — -26.96
y Y43Ht = 9" + “AH, ~693.8 kT mol? 121.56
Y,03 AY,O, + 3H* = Y3* + 4H,0 141.19 kI mol? 24,74
YPO, = Y* + POY = 25.02
La La + 3H* = La®* + 4H 683.7 kI mol 119.79
La,0;  LagO; + 3H = La +40 — -186.49 kI mol! 32.67
LaPO, — LaPO, = La®* + PO, — 25.7
Ce Ce + 3H" = Ce 44H, ~672 kT mol! 117.74
CeO; CeO, 43H" = Ce + AHO -174,59 kT mol 30.59
CePO, — CePO, = Ce** + POS = -26.2
Pr Pr+3Ht =Pr* +H, 679.1 kT mol! 118.98
Pr.O3. Y5Pt0q + 3H" = Prt + 5H,0 -174.89 kT mol! 30.64
PrPOy PrPO, = Pr* + PO — -26.4
Nd Nd + 3H" = NPP + 4H 671.6 k mol! 117.67
Nd;O, —4Nd,03 + 3H" = Nd?" +°5H,O —-166.89 kF mol? 29,24
NdPO, —-NdPO, = Nd** + PO, — -26.2
sm Sm + 3H* = Sm** + 34H, 666.6 kI mol! 116.79
sm,0,;  2Sm,0, + 3H" = Sm3* + 0H,0 — -154.99 kI mol! 27.16
smPO, — SmPQ, = Sm + PO, — -26.1
Eu Bu + 3H" = Bue + 54H 574.1 kT mol! 100.58
BuO; — YiEu,O, + 3H = Bu + 151.39 kT mol! 26.52
EuPO, BuO, = Eu* + PO? = -25.9
Gd Gd + 3H* = Gd?" + 44H, -661 kI mol! 115.81
Gd,0; YGd,O, + 3H" = Gd" +34H,0 — -134,79 kI mol! 23.62
GdPO, GdPO, = Gd** + PO, — -25.6
Tb Tb + 3H" = Tb** + 2H, -651.9 kT mol! 114.21
Tbh; —4Tb,O3 + 3H" = Tb + HO —-119.19 kJ mol! 20.88
ThPO, —-ThPO, = Th** + PO, — .
Dy Dy + 3H* = Dy** + 0H -665 kf mol! 116.51
Dy,0;  aDy,0,+3H*=Dy**+7H,0 — -134.94 kI mol 23.64
DyPO, — DyPO, = Dy** + PO." = -25.1
Ho Ho + 3H* = Ho** + 40H, 673.7 kI mol! 118.03
Ho,0;  Y2Ho,03 + 3H* = Ho +34H,0 — -133.84 kT mol! 23.45
HoPO, — HoPO, = Ho** + PO, = -25.0
Er Er +3H* = Bet + 2H, -669.1 kT mol 117.23
Er,O3 \sEr,03 + 3H" = Er +34H,O — -120.44 KI mol! 21.10
ErPO, ErPO, = Er* + PO? = -25.1
Tm ‘Tm +3H* = Tmt + 4H, -662 kI mol! 115.98
TmO; 4Tm,03 +3H* = Tm +34H,O 120.44 kJ mol 21.10
TmPO, TmPO, = Tm** + PO, = -25.0
Yb Yb + 3H* = Yb** + 4H ~644 kI mol! 112.83
Yb,0; — 4Yb,0, + 3H*=Yb"*+4H0 —-136.34 kJ mol 23.89
YbPO, —- YbPO, = Yb** + PO. — -24.8
Lu Lu +3H* = Lut + 34H) 628 kI mol? 110.03
Lu;03  ALU,03 + 3H* = Lue + HO 89.19 KI mol? 15.63
LuPO, — LuPO, = Lu?* + POF = 24.7
[0329] To further provide insight on the solubility of REE

phosphates and oxides, the dissolution curves as a function
of pH were calculated. FIG. 46C (with curves 4601-4604 for
La,O3, Y,03, LaPO,, and YPO,, respectively). It was found
that LaPO, and YPO, showed significant solubility only
when pH approaches 0, while the oxide counterparts readily
dissolve at a low acidity with pH ~6. This partially explains

Nov. 23, 2023

the pH-dependent REE leaching dynamics, that higher REE
leachabilities were achieved for the activated CFA than the
raw materials using dilute acid. FIG. 46E-46F. (For FIG.
46E, the Si signal might be from the quartz tube during
FIA).

[0330] In addition to the thermal decomposition of REE
phosphates, the ultrahigh temperature could also trigger the
thermal reduction of REE compounds. According to the
Ellingham diagram (FIG. 46D), the carbothermic reduction
temperatures of REE oxides are estimated to be between
~1900° C. (for Eu,O,) and ~2500° C. (for Dy,03). The FJH
at ~120 V generates a temperature up to ~3000° C. (FIG.
44C), which permits the reduction of REE oxides.

[0331] YO, and La,O, were used as representatives to
verify the carbothermic reduction of REE oxides by the FJH
process. The fitting of the XPS fine spectrum of Y,O, after
FJH shows four peaks. FIG. 46E and TABLE XIII. The
peaks at 157.5 and 159.6 eV are assigned to 3d5,. and 3d3,>
of Y in Y,O, [Barreca 2001], and the peaks at 156.4 and
158.5 eV are assigned to 3d;,, and 3d;,. of Y in Y(0) [Cole
2020).

TABLE XIII

The XPS Peak Fitting Of La And Y_

Position (@V), Chemical state,
Samples Element peak Chemical bond
14,05 La 834.8, Lady, +3, La—O.
838.2, satellite +3, La—O.
La,0, after FIH La 834.8, Laddy, +3, La—O.
836.0, Lady, 0, LaLa
838.1, satellite +3, La—O.
839.6, satellite 0, La—La
Y:03 Y 157.4, Y3d5;0 B,Y-0
159.4, Y33,9 B,Y-0
Y203 after FH Y 156.4, Y3d5;2 0, Y-¥
157.5, Y3d5,0 8, YO
158.5, Y3d3,9 0, Y-¥
159.6, Y3d3,, 8, YO

[0332] The XPS analysis proved the reduction of Y,O, to
Y metal by the FJH process, while the small ratio of Y,O,
might be from the surface oxidation. Similarly, the fitting of
XPS fine spectra of La,O, precursor and La,O, after FJH
(FIG. 46F, TABLE XIII) verifies the reduction of La,O, to
La metal. [Deasha 1995; Li 2019]. The reduced REE species
with low oxidation state are highly active materials that
readily react with even pure water. [Greenwood 1997]. The
calculated Gibbs free energy change (AG) values for the
REE metals dissolution reaction are much more negative
than those of REE oxides (FIG. 46G, TABLE XII), demon-
strating a much larger thermodynamic solubility of REE
metals than for their oxide counterparts.

[0333] This suggests that the required temperature for the
thermal activation is >2000° C. for thermal decomposition
of REE phosphates, and >2500° C. for carbothermic reduc-
tion of REE oxides, which also provides insight on the
voltage dependent REE leachability. FIG. 44D. A FJH
voltage of 2120 V can be needed for achieving a temperature
>2000° C., while a voltage of <100 V can have limited effect
on the REE leachability. Nevertheless, too high of a FJH
voltage, 2150 V, can lead to a prolonged high temperature of
>3000° C., which could in tum result in the evaporative loss
of the REE during the FJH process.

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[0334] In addition to speciation, the REE distribution also
affects the extractability, where the REE encapsulated in or
distributed throughout the glass phases are hard to dissolve.
[Liu 2019]. The FJH permits an ultrafast heating and rapid
cooling (>10* K s~', FIG. 44C), which would induce thermal
stress and cracking of the glass phases in CFA, contributing
to the improved leachability.

[0335] Generality Of The Electrothermal Activation Pro-
cess

[0336] The electrothermal activation process is applicable
to other waste products for REE recovery, including BR
[Deady 2016; Rivera 2018; Reid 2017] and e-waste (includ-
ing as discussed above) [Maroufi 2018; Deshmane 2020;
Peelman 2018].

[0337] BR (red mud) is the waste product of the Bayer
process for alumina production. BR is one of the most
abundant industrial wastes with 3 billion tons already stored
in waste ponds and an additional 150 million tons produced
each year, yet just 3% is currently recycled [Service 2020].
BR contains a significant amount of REE, for example, a
total REE content of ~1000 ppm is found in BR from
MYTILINEOS “Aluminum of Greece.” [Deady 2016]. The
BR is a dried powder with fine particle size, and has major
components including Fe,O,, CaCO, FeQ(OH), and SiO,.
FIGS. 47A-47B. The REE in BR was extracted by a direct
leaching process using 0.5 M HNO,. [Ochsenkuhn-Petro-
pulu 1996]. The acid extractable REE content from BR raw
materials is 428+9 mg kg™'. FIGS. 47C and 48A-48B.
[0338] Similar to CFA, the REE extractability of the BR
after the electrothermal activation process is also dependent
on the FJH voltage. FIG. 48A. At the optimized FJH voltage
of 120 V, the extractable REE content increased to 757230
mg kg" (FIG. 48B), corresponding to Y/Y, ~177% of that
from the BR raw materials (FIG. 47C). The mechanism of
the improvement of REE extractability from BR by the FIH
process is presumed to be similar to that of CFA (FIGS.
46A-46G), since the phosphate is one of the dominant
counterions for BR. [Boni 2013].

[0339] This FJH strategy was also applied for for activat-
ing e-waste and it is shown here as a complement to the
methods described that used no mild acid leaching. More
than 40 million tons of e-waste are produced globally each
year due to the rapid upgrade of personal electronics, with
<20% being recycled. [Zeng 2018]. REE are widely used in
electronics in permanent magnets [Deshmane], and capaci-
tors [Alam 2012]. In turn, the recovery of REEs from
high-grade e-waste has its economic feasibility compared to
REE mining from ores.

[0340] The e-waste used in this FJH process was a printed
circuit board (PCB) from a discarded computer. FIG. 494
(showing e-waste ground to powder). As shown in the FIG.
49B, the abundant metals in e-waste include Cu and Al,
which are mainly used as the interconnects. The REEs in the
PCB waste was extracted by 1 M HCI leaching process at
85° C. The acid leachable REE content is 61+4 mg kg’
from the e-waste raw materials. FIGS. 50A-50B. After the
activation process at an optimized voltage (FIGS. 50A-50B),
the extractable REE content was increased to 94.620.2 mg
kg™', corresponding to Y/Y, ~156% of that from the e-waste
raw materials. FIGS. 49C and 50A-50B.

[0341] Different from CFA or BR, the REE species in
e-waste are usually in the form of easy-to-dissolve REE
metals or oxides. [Alam 2012]. However, the REEs are
usually embedded into the matrix materials due to the

Nov. 23, 2023

laminated configuration of the electronics, which could
hinder the REE extraction by the hydrometallurgical pro-
cess. The FJH process could expose the metals by cracking
the matrices, accelerating the leaching rate and extent of
metal extraction.

[0342] Scalability and Utility

[0343] The FJH process for REE recovery is scalable. To
maintain a constant temperature when scaling up the sample
mass per batch, the FJH voltage or the total capacitance of
the capacitor bankcan be increased. A production rate of >10
kg day! by the batch-by-batch process has already been
realized. The FJH process can be integrated into the con-
tinuous production manner for further automation, such as
by using the schemes shown in FIGS. 40A-40B. The ongo-
ing commercial scaling of the FJH process to tons per day
paves the way for future REE recovery from large-scale
waste products.

[0344] The economics since the profit margin is often the
sustainer of recycling. Due to the direct sample heating
feature, short duration, and rapid heating/cooling rate,
embodiments of the FJH process are highly energy-efficient
with a low electrical energy consumption of 600 kWh ton"!
or $12 ton"', enabling a profit percentage of >10x compared
to directly leaching the raw materials.

[0345] For further refining, the removal of dissolved
impurities, including mainly Al, Si, Fe, Ca, and Mg, in the
REE-containing leachate and subsequent separation are
needed. It was observed that the content ratio of REE and
impurity (¢(REE)/c(Impurity)) in the leachate was improved
with the FJH process in most cases, indicating that the FJH
process would also be beneficial for the subsequent REE
separation.

[0346] Ores

[0347] Since monazite, (Ce, La, Y, Th)PO,, and xenotime,
YPO,, are the main commercial sources for REE production
[Cheisson 2019], embodiments can also be used for REE
mining to improve the leachability from REE ores. Com-
mercially, alkaline digestion (70% NaOH, 140-150° C.) is
the main leaching technology for monazite [Peelman 2016],
or acid baking (concentrated H,SO,, 200° C.) for monazite
and xenotime [Kim 2016]. This FJH process could be faster
and less dependent on the use of concentrated bases and
acids. Existing individual elemental separation technologies,
such as solvent extraction and ion exchange [Xie 2014] can
utilized to work with the REE mixtures obtained by FJH
since these are often less contaminated than those generated
through traditional mining methods.

[0348] While embodiments of the invention have been
shown and described, modifications thereof can be made by
one skilled in the art without departing from the spirit and
teachings of the invention. The embodiments described and
the examples provided herein are exemplary only, and are
not intended to be limiting. Many variations and modifica-
tions of the invention disclosed herein are possible and are
within the scope of the invention. The scope of protection is
not limited by the description set out above, but is only
limited by the claims which follow, that scope including all
equivalents of the subject matter of the claims.

[0349] The disclosures of all patents, patent applications,
and publications cited herein are hereby incorporated herein
by reference in their entirety, to the extent that they provide
exemplary, procedural, or other details supplementary to
those set forth herein.

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US 2023/0374623 Al
25

[0350] Amounts and other numerical data may be pre-
sented herein in a range format. It is to be understood that
such range format is used merely for convenience and
brevity and should be interpreted flexibly to include not only
the numerical values explicitly recited as the limits of the
range, but also to include all the individual numerical values
or sub-ranges encompassed within that range as if each
numerical value and sub-range is explicitly recited. For
example, a numerical range of approximately 1 to approxi-
mately 4.5 should be interpreted to include not only the
explicitly recited limits of 1 to approximately 4.5, but also
to include individual numerals such as 2, 3, 4, and sub-
ranges such as | to 3, 2 to 4, etc. The same principle applies
to ranges reciting only one numerical value, such as “less
than approximately 4.5,” which should be interpreted to
include all of the above-recited values and ranges. Further,
such an interpretation should apply regardless of the breadth
of the range or the characteristic being described.

[0351] Unless defined otherwise, all technical and scien-
tific terms used herein have the same meaning as commonly
understood to one of ordinary skill in the art to which the
presently disclosed subject matter belongs. Although any
methods, devices, and materials similar or equivalent to
those described herein can be used in the practice or testing
of the presently disclosed subject matter, representative
methods, devices, and materials are now described.

[0352] Following long-standing patent law convention,
the terms “a” and “an” mean “one or more” when used in
this application, including the claims.

[0353] Unless otherwise indicated, all numbers expressing
quantities of ingredients, reaction conditions, and so forth
used in the specification and claims are to be understood as
being modified in all instances by the term “about.” Accord-
ingly, unless indicated to the contrary, the numerical param-
eters set forth in this specification and attached claims are
approximations that can vary depending upon the desired
properties sought to be obtained by the presently disclosed
subject matter.

[0354] As used herein, the term “about” and “substan-
tially” when referring to a value or to an amount of mass,
weight, time, volume, concentration or percentage is meant
to encompass variations of in some embodiments +20%, in
some embodiments +10%, in some embodiments +5%, in
some embodiments +1%, in some embodiments +0.5%, and
in some embodiments +0.1% from the specified amount, as
such variations are appropriate to perform the disclosed
method.

[0355] As used herein, the term “substantially perpendicu-
lar” and “substantially parallel” is meant to encompass
variations of in some embodiments within +10° of the
perpendicular and parallel directions, respectively, in some
embodiments within +5° of the perpendicular and parallel
directions, respectively, in some embodiments within +1° of
the perpendicular and parallel directions, respectively, and in
some embodiments within +0.5° of the perpendicular and
parallel directions, respectively.

[0356] As used herein, the term “and/or” when used in the
context of a listing of entities, refers to the entities being
present singly or in combination. Thus, for example, the
phrase “A, B, C, and/or D” includes A, B, C, and D
individually, but also includes any and all combinations and
subcombinations of A, B, C, and D.

Nov. 23, 2023

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327-335 (“Zhuang 2015”).

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[0517] Zielinski, P. A., et al., “Structural transformations
of alumina by high-energy ball-milling,” J Mater Res,
1993, 8, 2985-2992 (“Zielinski 1993”).

[0518] Zou, J., et al., “Spark Plasma Sintering of Super-
hard B,CZrB, Ceramics by Carbide Boronizing,” J Am
Ceram Soc, 2013, 96(4), 1055-1059 (“Zou 2013”).

1. A method of recovering metal, wherein the method
comprises:

(a) mixing a material with a conductive additive to form

a mixture, wherein the material is prepared from ores,
fly ash, and/or bauxite residue;

(b) applying a voltage across the mixture to recover metal

from the material, wherein

(i) the voltage is applied in one or more voltage pulses,
and

(ii) duration of each of the one or more voltage pulses
is for a duration period; and

(c) collecting the recovered metal, wherein the recovering

and collecting of the metal comprises performing a
leaching process after applying the voltage across the
mixture.

2. (canceled)

3. The method of claim 1, wherein the material is prepared
from ore.

4. The method of claim 1, wherein the material is prepared
from fly ash.

5. The method of claim 1, wherein the material is prepared
from bauxite residue.

6. The method of claim 1, wherein the material is prepared
by performing a mechanical process to transform the mate-
rial into a fine powder.

7-11. (canceled)

12. The method of claim 1, wherein the material and the
conductive additive are mixed at a weight ratio in a range of
1:2 and 25:1.

13. The method of claim 1, wherein the voltage applied is
in a range of 15 V and 300 V.

14. The method of claim 1, wherein

(a) mass of the mixture to which the voltage is applied is

more than 1 kg; and

(b) the voltage applied is between 100 V and 100,000 V.

15. (canceled)

16. The method of claim 1, wherein

(a) mass of the mixture to which the voltage is applied is

more than 1 kg; and

(b) the current applied is between 1,000 amps and 30,000

amps.

17. (canceled)

18. The method of claim 1, wherein the mixture has a
resistance in the range of 0.1 ohms and 25 ohms when the
voltage is applied.

19-23. (canceled)

24. The method of claim 1, wherein the voltage pulse is
performed using direct current (DC).

25. The method of claim 1, wherein the method is
performed utilizing a pulsed direct current (PDC) Joule
heating process

26. The method of claim 1, wherein the voltage pulse is
performed using alternating current (AC).

27. The method of claim 1, wherein the voltage pulse is
performed by using both direct current (DC) and alternating
current.

Nov. 23, 2023

28. The method of claim 27, wherein the method switches
back and forth between the use of direct current (DC) and
alternating current (AC).

29-30. (canceled)

31. The method of claim 1, wherein the metal comprises
a rare earth element.

32. The method of claim 1, wherein the metal comprises
precious metal.

33. The method of claim 1, wherein

(a) the materials comprises a metal oxide; and

(b) the step of applying a voltage across the mixture
results in a carbothermic reaction of the metal oxide to
recover the metal.

34. The method of claim 1, wherein the applying of the
voltage across the mixture to recover the metal from the
material is performed at a pressure between 0.001 and 25
atmospheres.

35-38. (canceled)

39. The method of claim 34, wherein the method is
performed using a pressurized cell.

40. The method of claim 39, wherein the applying of the
voltage across the mixture to recover the metal from the
material results in a majority of the metal remaining with
graphene created by the method.

41. The method of claim 40, wherein the collecting of the
recovered metal comprises separating the metal from the
graphene.

42. The method of claim 1, wherein the step of collecting
comprises collecting a gas stream comprising volatized
products produced by the application of the voltage across
the mixture.

43. (canceled)

44. The method of claim 1, wherein the leachability of
metals in the mixture after applying a voltage across the
mixture is more than two times the leachability content of
the metals in the mixture before applying the voltage across
the mixture, when conducted using the same pH and same
volume of aqueous treatment.

45-49. (canceled)

50. A system for performing the method of recovering
metal utilizing the method of claim 1, wherein the system
comprises:

(a) a source of the mixture comprising the material and
conductive additive, wherein the material is from ores,
fly ash, and/or bauxite residue;

(b) a cell operably connected to the source such that the
mixture can be flowed into the cell and held under
compression;

(c) electrodes operatively connected to pressure cell; and

(d) a flash power supply for applying a voltage across the
mixture to recover the metal from the material.

51. The system of claim 50, wherein the system performs
the method of recovering metal utilizing the method of claim
39, and wherein the system further comprises:

(a) the cell that is a pressure cell; and

(b) a gas supply for pressurizing the pressure cell.

52. (canceled)

53. The system of claim 51, wherein the system further
comprises a particle collector.

54. The system of claim 51, wherein the system further
comprises a gas collector.

55. (canceled)

56. A method of recovering metal, wherein the method
comprises:

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31

(a) mixing a material with a conductive additive to form
a mixture, wherein the material is prepared from ores,
fly ash, and/or industrial waste;
(b) applying a voltage across the mixture to recover metal
from the material, wherein
(i) the voltage is applied in one or more voltage pulses,
and
(ii) duration of each of the one or more voltage pulses
is for a duration period; and
(c) collecting the recovered metal.
57. The method of claim 56, wherein the material is
prepared from industrial waste.
58. The method of claim 57, wherein the recovering and
collecting of the metal comprises performing a leaching
process after applying the voltage across the mixture.

a
Source notes & attribution
  1. https://rexresearch.com/FlashJouleHeating/US2023374623A1.pdf

Dossier visual record.

All 2 figures

Source illustrations for Flash Joule heating. Captions identify the document and evidence type.

Keep following.

Thematic connections, not evidence of a shared mechanism