A place for peculiar ideas.

Document text / 37 minute read

US2023090686

Download preserved PDF ↓

Opening preserved document…

Extracted document text. Layout, formulas and symbols may not survive extraction; consult the preserved PDF for the original presentation.

Text extraction covers 13 pages, including 13 transcribed by optical character recognition.

Page 1

as) United States
a2) Patent Application Publication co) Pub. No.: US 2023/0090686 Al

Lim

US 20230090686A1

(43) Pub. Date: Mar. 23, 2023

(54)

(7)
(72)
@1)
(22)
(86)

(60)

PHOTOBIOMODULATION SYSTEM AND
METHOD FOR IMPROVED IMMUNITY AND
TREATMENT OF RESPIRATORY TRACT
INFECTIONS

Applicant: Lew Lim, Toronto (CA)

Inventor: Lew Lim, Toronto (CA)

Appl. No.: 17/798,405

PCT Filed: Mar. 22, 2021

PCT No.: PCT/1B2021/052349
§ 371 (©),
(2) Date: Aug. 9, 2022

Related U.S. Application Data

Provisional application No. 63/004,752, filed on Apr.
3, 2020.

Publication Classification

(51) Int. Cl.
AGIN 5/06 (2006.01)
(52) US. CL
CPC ress AGIN 5/0624 (2013.01); AGIN 5/0603

(2013.01); AGIN 2005/0626 (2013.01); A6IN
2005/0664 (2013.01); AGIN 2005/0607
(2013.01); AGIN 2005/0659 (2013.01); AGIN
2005/0663 (2013.01)

(57) ABSTRACT

A self-administrable system for improved immunity and
treatment of respiratory tract infections in a subject, said
system comprising: a configured irradiation unit for delivery
of light energy into at least one portion of an in-vivo target
selected from the group consisting of the thymus gland,
sternal bone marrow and lungs.

Page 2

Patent Application Publication Mar. 23, 2023 Sheet 1 of 4 US 2023/0090686 Al

Page 3

Patent Application Publication Mar. 23, 2023 Sheet 2 of 4 US 2023/0090686 Al

a
cd
Pal

Fig. 2

Page 4

Patent Application Publication Mar. 23, 2023 Sheet 3 of 4 US 2023/0090686 Al

Fig. 3

300

Page 5

Patent Application Publication Mar. 23, 2023 Sheet 4 of 4 US 2023/0090686 Al

a 102
156
SS Y

Page 6

US 2023/0090686 Al

PHOTOBIOMODULATION SYSTEM AND

METHOD FOR IMPROVED IMMUNITY AN

TREATMENT OF RESPIRATORY TRACT
INFECTIONS

FIELD OF THE INVENTION

[0001] The present invention relates to photobiomodula-
tion, and more specifically, to a photobiomodulation system
and method for treatment of respiratory tract infections.

BACKGROUND ART

[0002] Respiratory Tract Infections

[0003] A respiratory tract infection (RTI) is an infectious
disease involving the respiratory tract. An infection of this
type can be classified as an upper respiratory tract infection
(URI) or a lower respiratory tract infection (LRI).

[0004] The upper respiratory tract is generally considered
to be the airway above the glottis or vocal cords. This part
of the tract includes the nose, sinuses, pharynx and larynx.
Typical infections of the upper respiratory tract include
tonsillitis, pharyngitis, laryngitis, sinusitis, otitis media, cer-
tain types of influenza, and the common cold. Symptoms of
URIs can include cough, sore throat, runny nose, nasal
congestion, headache, low grade fever, facial pressure and
sneezing.

[0005] The lower respiratory tract consists of the trachea
(wind pipe), bronchial tubes, the bronchioles and the lungs.
Lower respiratory tract infections are generally more serious
than upper respiratory infections. LRIs are the leading cause
of death among all infectious diseases. The two most com-
mon LRIs are bronchitis and pneumonia.

[0006] COVID-19

[0007] COVID-19 is the infamous respiratory tract infec-
tion responsible for a worldwide pandemic beginning in
2019. As of early 2021, several vaccines with varying
efficacies had been developed. However, there have been
many problems with rolling out the vaccines. Many coun-
tries, including high-income countries, are dealing with
vaccine shortages even to vaccinate the highest risk and
vulnerable members of their populations.

[0008] Furthermore, because they have a high propensity
to mutate, many versions of a virus can exist. This makes
viruses perpetual moving targets for synthetic treatment
intervention. For example, as a result of mutations, the main
genotype in this pandemic, SARS-CoV-2, differs substan-
tially from other viruses such as those that cause the com-
mon cold including four other types of coronaviruses
(OC43, HKU1, NL63, and 229E) and the various influenza
variants. This is why treatments effective against well
known viruses are often not effective against novel viruses
such as SARS-CoV-2. The same issue arises for SARS-
CoV-2 as new variants emerge.

[0009] Even as vaccines against COVID-19 have been
developed, variants have emerged at the same time. This
includes variants from the United Kingdom and South
Africa which some experts fear to be more easily transmis-
sible and could possibly cause a higher mortality rate. It is
uncertain whether the current vaccines are as effective
against these new variants. There is therefore a case for an
intervention that is potentially agnostic to variants of coro-
naviruses.

[0010] Photobiomodulation (PBM)

Mar. 23, 2023

[0011] Photobiomodulation (PBM), also known as low-
level light therapy (LLLT), is a biostimulation technique that
delivers photons (mainly of red and near infrared wave-
lengths) to living tissues to modulate their functions. It may
even have promise in strengthening the immune system. The
growth factors expressed in PBM activity accelerates the
healing of tissues.

[0012] The biochemical mechanisms of PBM interaction
include increasing the activity of ion channels such as the
Na+/K+ ATPase and the indirect effects include regulating
important secondary messengers such as calcium, cyclic
adenosine monophosphate (cAMP) and reactive oxygen
species (ROS)—all of which result in diverse biological
cascades. These biological cascades lead to effects such as
the maintenance of homeostasis and activating protective,
anti-oxidant and proliferative gene factors, as well as the
systematic responses, such as cerebral blood flow, which is
deficient in neurocognitive disorders.

[0013] The most well investigated mechanism of action of
PBM is its fundamental effect on mitochondrial function.
PBM has been demonstrated to increase the activity of
complexes in the electron transport chain of mitochondria,
comprising complex I, II, III, IV and succinate dehydroge-
nase. In complex IV, the enzyme cytochrome ¢ oxidase
(CCO), functions as photo acceptor as well as transducer.
CCO specifically accepts and transduces light in the red
(620-700 nm) and the near-infrared (780-1400 nm), wave-
lengths of lights which can be processed in PBM. The
process increases the amount of ATP produced, as well as
cyclic adenosine monophosphate (cAMP) and reactive oxy-
gen species (ROS). The increase in ATP increases the
activity of ion channels regulating cAMP and calcium,
which results in the stimulation of diverse biological cas-
cades and activate up to 110 genes for transcription, which
leads to healing and recovery activities and the prolongation
of the production of energy by the mitochondria. One of the
most prominent responses to PBM is the activation of
sodium pumps and the Nat/K+ ATPase, which leads to
greater membrane stability and resistance to depolarization.
[0014] It would be advantageous to use a non-invasive
therapy, such as PBM, for the treatment of respiratory tract
infections, such as COVID-19.

SUMMARY OF THE INVENTION

[0015] In one aspect, the present invention provides a
system for improved immunity and treatment of respiratory
tract infections in a subject, said system comprising:
[0016] a configured irradiation unit comprising a portable
hollow casing having fixed dimensions, a sized internal
spatial volume and an external surface configuration suitable
for application to the chest, said portable hollow casing of
the configured irradiation unit being comprised of:

(i) a light energy transmitting material which forms at least
a portion of the configured external surface for said hollow
casing of the configured irradiation unit; and (ii) at least one
light generating unit housed and contained within said
internal spatial volume of said hollow casing of the config-
ured irradiation unit and which is capable of generating light
energy of at least one preselected wavelength selected from
the group consisting of near infrared light wavelengths and
visible red light wavelengths, at a predetermined energy
intensity, for a preset time duration, and at a predetermined
pulse frequency, collectively on-demand sufficient to pen-
etrate through the skin and to pass to at least one portion of

Page 7

US 2023/0090686 Al

an in-vivo target selected from the group consisting of a
thymus gland, sternal bone marrow and lungs,

[0017] whereby said configured irradiation unit can emit
light energy after application to the chest and achieve
passage of said emitted light energy through the skin into the
at least one portion of the in-vivo target; a frame adapted for
support of said configured irradiation unit and for at will
placement of said light transmitting external surface of said
configured irradiation unit at a fixed position and desired
irradiation direction on the chest;

[0018] a portable controller assembly able to control on-
demand delivery of light energy from said configured irra-
diation unit into at least one portion of the thymus gland,
sternal bone marrow and/or lungs in-vivo, said controller
assembly including:

(a) a power source of on-demand direct electrical current,

(b) a central processing unit for controlling and directing the
flow of such direct electrical current,

(c) at least one connector in electrical communication with
the power source for on-demand conveyance of direct
electrical current to the central processing unit, and

(d) at least one connector in electrical communication with
the configured irradiation units for on-demand conveyance
of direct electrical current from said central processing unit
to said light generating units.

[0019] In another aspect, the present invention provides a
method for improved immunity and treatment of respiratory
tract infections in a subject, said method comprising the
steps of:

A. obtaining a light energy-emitting apparatus comprised of:
[0020] a configured irradiation unit comprising a portable
hollow casing having fixed dimensions, a sized internal
spatial volume and an external surface configuration suitable
for application to the chest, said portable hollow casing of
the configured irradiation unit being comprised of:

(i) a light energy transmitting material which forms at least
a portion of the configured external surface for said hollow
casing of the configured irradiation unit; and (ii) at least one
light generating unit housed and contained within said
internal spatial volume of said hollow casing of the config-
ured irradiation unit and which is capable of generating light
energy of at least one preselected wavelength selected from
the group consisting of near infrared light wavelengths and
visible red light wavelengths, at a predetermined energy
intensity, for a preset time duration, and at a predetermined
pulse frequency, collectively on-demand sufficient to pen-
etrate through the skin and to pass to at least one portion of
an in-vivo target selected from the group consisting of the
thymus gland, sternal bone marrow and lungs,

[0021] whereby said configured irradiation unit can emit
light energy after application to the chest and achieve
passage of said emitted light energy through the skin into the
at least one portion of the in-vivo target;

[0022] a frame adapted for support of said configured
irradiation unit and for at will placement of said light
transmitting external surface of said configured irradiation
unit at a fixed position and desired irradiation direction on
the chest;

[0023] a portable controller assembly able to control on-
demand delivery of light energy from said configured irra-
diation unit into at least one portion of the thymus gland,
sternal bone marrow and/or lungs in-vivo, said controller
assembly including:

(a) a power source of on-demand direct electrical current,

Mar. 23, 2023

(b) a central processing unit for controlling and directing the
flow of such direct electrical current,

(c) at least one connector in electrical communication with
the power source for on-demand conveyance of direct
electrical current to the central processing unit, and

(d) at least one connector in electrical communication with
the configured irradiation units for on-demand conveyance
of direct electrical current from said central processing unit
to said light generating units; and

B. causing said light generating units of said positioned
configured irradiation unit to generate light energy of at least
one preselected wavelength selected from the group con-
sisting of near infrared light wavelengths and visible red
light wavelengths, at a predetermined energy intensity, for a
preset time duration, and at a predetermined pulse fre-
quency, collectively on-demand suflicient to penetrate
through the subject’s skin and to pass into the at least one
portion of the in-vivo target.

DESCRIPTION OF THE DRAWINGS

[0024] The present invention may be better understood
and more readily appreciated when taken in conjunction
with the accompanying drawings, in which:

[0025] FIG. 1 is a perspective view of a preferred system
of the present invention:

[0026] FIG. 2 is another perspective view of a preferred
system of the present invention;

[0027] FIG. 3 is a side view of a preferred system of the
present invention applied to a subject; and

[0028] FIG. 4 is a front view of a preferred system of the
present invention applied to a subject.

DETAILED DESCRIPTION OF THE
INVENTION AND PREFERRED
EMBODIMENTS

[0029] Use of PBM Against Viral Infections

[0030] The human body has repeatedly shown to have the
ability to adapt to ever-morphing microbes and viruses. The
ability to overcome these moving targets rests heavily on the
state of the immune system. It is therefore sensible to invest
in a way to support and enhance the natural intelligence of
the body’s immune system. The inventor recognizes that a
PBM modality can be one such solution because it supports
the body’s natural intelligence to restore functional homeo-
stasis, and at the same time, enhances the immune response
to infections such as COVID-19.

[0031] The inventor proposes that PBM can treat viral
infections by strengthening the immune system. Further,
PBM reduces inflammation and the overactivation of
inflammatory cytokines that are characteristic of COVID-19
cases. The growth factors expressed in PBM activity accel-
erates the healing of tissues that are damaged in severe
infections and inflammatory responses.

[0032] Components of the Preferred System/Apparatus
[0033] The system and apparatus of the present invention
preferably comprises at least the following component parts:
(1) a portable hollow casing;

(2) one or more light generating units which are housed and
contained within the interior spatial volume of the hollow
casing;

(3) a source of electrical current;

(4) a process controller assembly; and

Page 8

US 2023/0090686 Al

(5) optionally, a smart phone, tablet computer or other
computing device.

[0034] These components may preferably be electrically
linked together by at least one connector for transfer of
direct electrical current from the source of electrical current
to the controller assembly, and at least one connector for
conveyance of direct electrical current from the controller
assembly to the light generating unit.

[0035] 1. Portable Hollow Casing

[0036] The present invention includes at least one portable
hollow casing having fixed dimensions, a sized internal
spatial volume and an external surface configuration suitable
for application to the subject. The intended purposes and
goals of the portable casing are twofold: (i) to serve as a
containment chamber that is configured for easy application
to the subject: and (ii) to act as a molded lens that reflects
and directs emitted light waves to the subject.

[0037] Preferably, the portable casing may be constructed
and formed of a light transmitting material over at least a
portion of its external surface, and will encompass that
volumetric zone intended for housing and containment of at
least one light generating unit. By definition, such light
transmitting material includes and encompasses transparent,
translucent and opaque matter. However, in most instances,
a completely clear and transparent matter is preferred.
[0038] 2. Light Generating Unit(s)

[0039] The light generating unit will be able to deliver
therapeutic light at wavelengths that include but are not
necessarily limited to the following: (i) in the visible color
spectral ranges, the visible red light wavelengths ranging
between about 620-780 nm; and (ii) in the non-visible
spectral ranges, the near-infrared light wavelengths ranging
between about 780-1400 nm. In addition, the generated light
energy waves and particles may alternatively be: (i) either
coherent (as in lasers) or non-coherent (as in non-laser light
emitting diodes (LEDs); (ii) be either pulsing or non-pulsing
(continuous wave) in delivery; (iii) be either constant or
non-constant in intensity; (iv) be either uniform or non-
uniform in phase; (v) polarized and non-polarized; and (vi)
have a regular or irregular flux.

[0040] Any conventionally known means for generating
electromagnetic radiation or articles for propagating radiant
energy are acceptable for use in the present apparatus. In the
majority of embodiments, it is intended and expected that
either a low level laser unit or a LED will be employed as
the light generating unit(s) for irradiating purposes.

[0041] 3. Source of Electric Current

[0042] It is preferred that a portable and replenishable
source of on-demand direct electrical current exist as a
component part of the apparatus and system of the present
invention. The therapeutic treatment system and method
provided by the instant invention is intended to deliver a
specific energy dosage (measured in Joules), which is a
function of power (in wattage) and time (in seconds), and
which is deemed to be efficacious for each therapeutic
treatment.

[0043] The power supply typically will convey energy in
the form of direct electric current. Adequate quantities of
electric current can be repeatedly conveyed from, for
example, a single battery source or from a combination of
several dry cells joined together in series or parallel. In some
other desirable embodiments, the source of electric power
will be in the form of a rechargeable power bank, a direct
current battery unit (rechargeable from ordinary household

Mar. 23, 2023

alternating current receptacles) or as alternating current
(AC) via a power adaptor. It is expected and intended that
there will be several alternative embodiments with different
combinations of these components and which would be
suitable for different configurations of power, energy dosage
and treatment time.

[0044] As to positioning, in some preferred embodiments,
the power source is a discrete entity which is held and
contained entirely within the internal confines of the con-
troller assembly. In other preferred embodiments, however,
the source of electric current can be a self-contained, sepa-
rate and free standing unit which is in electrical communi-
cation with the controller assembly via an electrical cable
and connector module linkage, such as a portable and
rechargeable power bank. In an alternative embodiment, the
source of electrical current is obtained by plugging the
system and apparatus into the local electrical grid via a
power adaptor.

[0045] 4. Process Controller Assembly

[0046] The process controller assembly is a portable unit
component having at least three structural features:

(i) A receiving circuit for receipt of such electrical current as
is transferred to the controller assembly from the electrical
current source;

(ii) A central processing unit (CPU) for controlling and
directing the flow of such electrical current as is received by
the controller assembly over time; and

(iii) A delivery circuit for delivering direct electrical current
from the controller assembly to the light generating unit(s).
[0047] It is intended and expected that the process con-
troller assembly will be electrically linked to other essential
components of the apparatus and thus typically will also
have:

(a) at least one connector for transfer of direct electrical
current from the source of electrical current to the controller
assembly; and

(b) at least one connector for conveyance of direct electrical
current from the controller assembly to the light generating,
unit(s).

[0048] These connectors typically are formed as insulated
copper wire cables and jack modules that allow for quick
and easy linkage and electrical communication with both the
electrical current source and the light generating unit(s).
[0049] It is intended and expected that any conventionally
known and interchangeable electric cables and connectors
will be used to link the controller assembly to the irradiation
lens. This also provides a distinct advantage and benefit to
the user, namely the option to exchange one configured
irradiation lens (able to transmit light at a first wavelength)
for another irradiation lens (able to transmit light at a second
and different wavelength), and thereby permits the use of
different lasers and alternative light emitting diodes able to
deliver different wavelengths of visible and invisible light
energy with one single controller assembly.

[0050] In some preferred embodiments, the source of
electrical current lies internally and is contained within the
interior spatial volume of the controller assembly, and
appears as an electric battery (dry cell or rechargeable unit).
In this instance, the controller assembly also has a socket
adapted for the attachment of an insulated copper wire cable
and modular jack connector, whose other end is joined to the
light generating unit disposed within the hollow casing.
[0051] The central processing unit (“CPU”) of the con-
troller assembly is preferably able to regulate light energy

Page 9

US 2023/0090686 Al

with respect to many different parameters including but not
limited to: wavelength, coherency/synchrony, energy
(Joules (J)), Power (Watts (W) or milliwatts (mW)) or
irradiance (W/cm?), radiant exposure (J/em?), exposure time
(seconds), pulse mode (continuous or pulse), frequency
(Hertz (Hz)), duty cycle (percentage), fraction protocol
(number of patient treatment sessions), light beam size (area
of landed beam), and light beam penetration (delivery)
distance.

[0052] The process controller assembly will not operate in
the absence of a source of electrical current. In addition, the
controller assembly, besides preferably switching off the
unit after a predetermined time, is a circuitry which provides
power to drive the light generating unit(s) properly and
efficiently. The controller also ensures that the power deliv-
ered to the light generating unit(s) is consistent. It therefore
desirably monitors the battery strength where the source is
a power bank or battery, and switches off the unit if the
power bank or battery is unable to supply sufficient power to
drive the circuitry properly.

[0053] Ina preferred embodiment, the controller is part of
the same part of the system which houses the light gener-
ating unit(s). Alternatively, the controller is detached from
this part but connected via a cable for communication.
[0054] 5. Smart Phone, Tablet Computer or Other Com-
puting Device

[0055] In one alternative embodiment, the function of the
controller assembly is controlled, in whole or in part, by
smartphone, smartwatch, tablet computer, laptop computer,
desktop computer or any appropriate computing device. The
smart phone, for example, may operate on one of the more
popular mobile platforms. The light generating unit(s) could
be connected via a cable or wirelessly to the smart phone.
The smart phone carries a downloadable software applica-
tion that would largely duplicate the software functions in
the controller assembly. A modified attachment containing
interface processing software in a computer chip will pro-
vide a physical connection between the controller and the
proprietary smart phone platform. The software application
will also contain more software controls and graphic inter-
faces. Alternatives to the smart phone include a smartwatch,
tablet computer, laptop computer, desktop computer or any
appropriate computing device with the software application
downloaded thereon.

[0056] In yet another alternative embodiment, the control-
ler assembly works in combination with smartphone, smart-
watch, tablet computer, laptop computer, desktop computer
or any appropriate computing device. In particular, the
computing device has downloaded thereon a software appli-
cation which can: (i) turn the controller assembly on and off;
and/or (ii) transmit instructions to the controller assembly to
adjust the light energy parameters of each individual light
generating unit, including but not limited to wavelength,
coherency/synchrony, energy (Joules (J)), Power (Watts (W)
or milliwatts (mW)) or irradiance (W/cm”), radiant exposure
or dose or fluence density (J/cm), exposure time (seconds),
pulse mode (continuous or pulse), frequency (Hertz (Hz)),
duty cycle (percentage), fraction protocol (number of patient
treatment sessions), light beam size (area of landed beam),
and light beam penetration (delivery) distance.

[0057] Furthermore, the computing device can serve as a
system interface where a user enters instructions through the
interface to turn the controller assembly on and off and/or
adjust the light energy parameters of each individual light

Mar. 23, 2023

generating unit. Instructions may be entered by any known
input component such as a touch screen, mouse, keypad,
keyboard, microphone, camera or video camera. Once the
user inputs instructions into the system interface, instruc-
tions are transmitted to the controller assembly which then
adjusts the parameters of the light energy being delivered to
by the light generating units.

[0058] In these embodiments, any conventionally known
and interchangeable electric cables and connectors can be
used to link the computing device to the controller assembly.
Alternatively, the computing device may communicate with
the controller assembly by wireless means. Connections
between any of these components are implemented using
appropriate wired or wireless communications via protocols
such as BLUETOOTH™, Wi-Fi, Near Field Communica-
tions (NFC), Radio Frequency Identification (RFID), 3G,
Long Term Evolution (LTE), Universal Serial Bus (USB)
and other protocols and technologies known to those skilled
in the art.

[0059] Two specific components of a preferred system of
the present invention could have a role in the treatment of
RTIs, such as COVID-19:

1. An intranasal LED device applied in the nasal cavity; and
2. ALED module positioned on the sternum.

[0060] Both specific components of the preferred system
of the present invention may also contribute an additional
beneficial systemic effect that is characteristic of PBM.
[0061] Mechanism of Action

[0062] The system of the present invention delivers light
of specific wavelength, power and duration to the body. The
body responds by utilizing the energy to translate numerous
interacting elements to restore functional homeostatic bal-
ance. A beneficial outcome is the regulation of the immune
system. PBM using the system of the present invention
elevates a weakened immune system, and in cases of healthy
individuals, is prophylactic.

[0063] The fundamental mechanism of action of PBM is
based on directing light photons to the mitochondria at the
cellular level. PBM has a modulating action on the mito-
chondrial respiratory chain where a transient release of
non-cytotoxic levels of reactive oxygen species (ROS) leads
to positive effects. PBM has a regulatory role via crosstalk
with nuclear factor kappa-light-chain-enhancer of activated
B cells (NF-«B) for the management of various conditions,
including immune-related conditions. In an immune-com-
promised system, the chain of activity leads to increased
production of appropriate levels of white blood cells, while
managing inflammation. The appropriate dose of PBM
directed to the mitochondria can positively modulate the
immune system.

[0064] Action Again COVID-19

[0065] Regarding COVID-19, the corona spike protein of
the SARS-COVID membrane has a higher propensity to
absorb light from ultraviolet to infrared. This process can
transform the envelope of the virus and thus weaken it. This
makes the virus particularly amenable to further action of
PBM in the red and NIR spectra used by the system of the
present invention.

[0066] Another relevant component released during PBM
is nitric oxide (NO). It is commonly identified with vaso-
dilatation and improved blood circulation. However, in the
context of a coronavirus pandemic, its value to potentially
inhibit the replication of coronavirus is much more impor-
tant.

Page 10

US 2023/0090686 Al

[0067] In view of the effect of PBM on the electron
transport chain of mitochondria, such as on the enzyme
cytochrome ¢ oxidase (CCO), the inventor proposes an
inhibitory effect on coronavirus replication. The function of
CCO as a photo acceptor is enhanced when photons from the
PBM process dissociates nitric oxide (NO) from the CCO.
NO can then inhibit the replication of coronaviruses.
[0068] Preferred Targets for System/Apparatus of the
Present Invention

A. Thymus Gland

[0069] In PBM, low levels of red and NIR light interact
with cells to cause changes at the molecular, cellular and
tissue levels. Besides restoration of immune function, PBM
leads to stem cell genesis that progress to embryonic cells
for tissue repair and production of white blood cells to
support the immune system.

[0070] The application of a controlled dose of PBM to the
thymus gland can cause improved maturation of T-lympho-
cytes. Although, the thymus gland shrinks as we age, PBM
activates the remaining gland and surrounding bone marrow
to contribute to mesenchymal stem cell genesis. The overall
effect helps to boost the immune system to resist a viral
infection.

[0071] The system of the present invention has a LED
module placed over the thymus gland to stimulate the
production of T-lymphocytes and surrounding bone tissues.
[0072] B. Upper and Lower Respiratory Tracts

[0073] Some viral respiratory infections, such as COVID-
19, affects both the upper respiratory tract (nasal cavity,
pharynx, larynx) and the lower respiratory tract (trachea,
primary bronchi, lungs). One of the reasons for the potency
of COVID-19 is its ability to migrate to the lungs and access
the host type II alveolar cells, the most abundant type of
alveoli where gas exchanges take place. Its entry is facili-
tated through the enzyme ACE2 connected by its “corona”
spikes. As alveolar damage progresses, respiratory failure
ensues and death may follow.

[0074] The present invention may preferably include
direct irradiation of the lower respiratory tract, particularly
the lungs where most of the COVID-19 consequential
pathology takes place in a symptomatic patient. One out-
come from PBM-related mitochondrial action is the release
of nitric oxide (NO) dissociated from the respiratory chain.
In viral infections, NO effects are complex and can be
protective or deleterious. However, in our examination of
the COVID-19 pathology, it has been found that NO has the
beneficial effect of inhibiting the replication cycle of SARS-
Cov.

[0075] In the present invention where the lungs are tar-
geted, PBM is preferably directed to regions in the chest,
more preferably around the sternum. This is the same as the
preferred position of the LED module to target the thymus
gland. Therefore, this position allows for the double effect of
irradiating the thymus, as well as the lungs. The LED
module of the system of the present invention for this area
emits light of preferably about 810 nm. This wavelength was
chosen for its penetration depth into mammalian tissues with
minimum absorption by water.

[0076] C. Nasal Cavity

[0077] The nasal cavity has been chosen to preferably
position a LED because of the dense blood capillary net-
works shielded by very thin membrane. This makes the area
relatively easy for light from the system of the present

Mar. 23, 2023

invention low-power LED to reach the blood circulatory
system and the requisite tissue.

[0078] PBM has a body-wide systemic effect mediated by
omnipresent circulating cell-free respiratory competent
mitochondria. This is in addition to the mitochondria embed-
ded inside human eukaryotic cells. Therefore, the positive
effect of therapeutic light is delivered throughout the body
by simply by lighting up the blood capillaries in the nasal
cavity where these circulating mitochondria are present.
This effect is circulated and spread throughout the body
through the major vessels at about three times a minute.

[0079] A study using red laser optic fiber to treat vaso-
motor rhinitis presented a significant increase of T-lympho-
cytes. The complex and cascading mechanisms that start
from the free-floating circulating mitochondria in the blood
vessels surrounding the nasal cavity are the likely factors
behind the outcomes. PBM via the nasal cavity using the
system of the present invention can boost the production of
the protective white blood, including T-lymphocyte cells,
which are present throughout the body.

[0080] The intranasal applicator of the system of the
present invention is used such that its LED preferably
delivers red light at 633 nm at a safe power density of 6.5
mW/em2.

[0081] There are suggestions that ultraviolet (UV) C may
help to eliminate viruses by direct irradiation but prolonged
exposure has carcinogenic risks, so the most preferred
wavelength to be used in the nasal cavity should be subject
to further investigations.

[0082] In summary, the application of PBM to the nasal
cavity and thymus gland, with light in the red and NIR
range, activates the body’s immune response system
throughout the whole body. These wavelengths also fall
within the range and around the peak of action spectra for
PBM effects. For this effect, the system of the present
invention has an intranasal applicator to preferably deliver
633 nm wavelength. Its depth of penetration is estimated to
be near optimum for penetrating and irradiating the vascular
network under the thin membrane around the nasal cavity.

[0083] Further Applications of System/Apparatus of Pres-
ent Invention

[0084] Cytokine Storm Syndrome

[0085] Accumulating evidence suggests that a subgroup of
patients with severe COVID-19 might have cytokine storm
syndrome. A “cytokine storm” is an overproduction of
immune cells and their activating cytokines, which is often
associated with a surge of activated immune cells into the
lungs. The resulting lung inflammation and fluid buildup can
lead to respiratory distress and can be contaminated by a
secondary bacterial pneumonia, often increasing the mor-
tality in patients.

[0086] It is vital to manage the lung inflammation and the
contributing cytokines. PBM can increase immune activa-
tion by promoting NF-KB proteins in normal cells. In the
presence of inflammatory markers, PBM can have anti-
inflammatory effects. The anti-inflammatory characteristic
of PBM is expected to calm a potential cytokine storm in
patients.

[0087] Sepsis after Infection

[0088] Damage to the lungs due to an infection could lead
to the subsequent risk of sepsis due to a weakened immune
system working on overdrive. Statistics show that half of the

Page 11

US 2023/0090686 Al

survivors of such infection suffer from further infections,
kidney failure or cardiovascular problems about three
months after the incidence.

[0089] Furthermore, many sepsis patients suffer severe,
long-term functional, cognitive or psychological conse-
quences such as paralysis, depression or anxiety disorders.
In 2017, the global burden of sepsis accounted for 49 million
cases and 11 million deaths.

[0090] In an animal study, the findings suggested that
PBM is an inexpensive and non-invasive treatment for
sepsis that could be effective.

[0091] Prophylaxis Against Disease

[0092] PBM has been shown to modulate the body’s own
immune response, both locally and systemically. The fact
that PBM strengthens the immune system makes it a cred-
ible prophylaxis against diseases, which include viral infec-
tions.

[0093] Preferred Embodiment of the System of the Present
Invention

[0094] As shown in FIGS. 1 to 4, the present invention
provides a preferred embodiment of an apparatus 100 having
a respiratory tract light therapy unit 102. Optionally, as can
be seen in FIGS. 1 and 3 to 4, there is an intranasal unit 200
as well.

[0095] A controller assembly 150 can serve as a power
source and central processing unit for both the respiratory
tract light therapy unit 102 and intranasal unit 200. In the
preferred embodiment shown in FIGS. 1 to 4, the controller
assembly 150 is located on the respiratory tract light therapy
unit 102. In alternative embodiments, the controller assem-
bly 150 is a separate unit which can communicate with the
respiratory tract light therapy unit 102 and intranasal unit
200.

[0096] Referring to FIGS. 1 to 4, the respiratory tract light
therapy unit 102 comprises one or more configured irradia-
tion units 108, each of the configured irradiation unit 108
including a portable hollow casing having fixed dimensions,
a sized internal spatial volume, and an external surface
configuration suitable for application to the chest 502 of the
subject 500.

[0097] The portable casing comprises: (i) a light energy
transmitting material which forms at least a portion of the
configured external surface for said hollow casing, and (ii)
at least one light generating unit entirely housed and con-
tained within said internal spatial volume of said hollow
casing and which is capable of generating light energy of at
least one preselected wavelength selected from the group
consisting of near infrared red light wavelengths and visible
red light wavelengths, at a predetermined energy intensity,
for a preset time duration, and at a predetermined pulse
frequency, collectively on-demand sufficient to penetrate
through the chest 502 and to pass into the body.

[0098] A frame 118 is provided in the respiratory tract
light therapy unit 102 to support the configured irradiation
unit 108 and to adapt the respiratory tract light therapy unit
102 for at will placement of the light transmitting external
surface of the configured irradiation unit 108 at a fixed
position and desired irradiation direction on the chest 502.
Support structure 128 is preferably provided to help secure
the respiratory tract light therapy unit 102 to the chest 502
and to make the respiratory tract light therapy unit 102 more
comfortable for the subject 500 to wear.

[0099] The configured irradiation unit 108 is positioned in
the respiratory tract light therapy unit 102 such that it can

Mar. 23, 2023

target specific locations. In the preferred embodiment, the
configured irradiation unit 108 is positioned to direct light
energy to at least one portion of an in-vivo target selected
from the group consisting of a thymus gland, sternal bone
marrow and lungs.

[0100] As can be seen in FIGS. 1 and 3 to 4 the preferred
system of the present invention optionally comprises an
intranasal light therapy unit 200 which includes a nose clip
202. The nose clip 202 holds a configured irradiation lens
204 inside one of the nostrils of the subject 500. The
configured irradiation lens 204 includes a portable hollow
casing having fixed dimensions, a sized internal spatial
volume, and an external surface configuration suitable for
application to the interior of the nostrils.

[0101] The portable casing comprises: (i) a light energy
transmitting material which forms at least a portion of the
configured external surface for said hollow casing, and (ii)
at least one light generating unit entirely housed and con-
tained within said internal spatial volume of said hollow
casing and which is capable of generating light energy of at
least one preselected wavelength selected from the group
consisting of near infrared red light wavelengths and visible
red light wavelengths, at a predetermined energy intensity,
for a preset time duration, and at a predetermined pulse
frequency, collectively on-demand sufficient to penetrate
through the nasal tissues and to pass into the blood vessels.
[0102] A first connector 300 may be in electrical commu-
nication with the configured irradiation unit 108 of the
respiratory tract light therapy unit 102. A second connector
400 may be in electrical communication with the configured
irradiation lens 204 of the intranasal light therapy unit 200.
This allows for on-demand conveyance of direct electrical
current from a power source, such as a battery pack 600 or
power plug 700 which is plugged into an electrical outlet,
through the controller assembly 150 and to the light gener-
ating unit(s) in the configured irradiation unit 108, as well as
the light generating unit(s) of configured irradiation lens 204
in the intranasal light therapy unit 200.

[0103] Experimental Section

[0104] A 30 day randomized study was conducted to
evaluate the efficacy of a preferred system of the present
invention in the treatment of COVID-19 respiratory symp-
toms.

[0105] Subjects for the Study

[0106] A total of 280 subjects, aged between 18 and 65
years, participated in the study. All subjects were confirmed
to have tested positive for the COVID-19 infection, with
moderate to severe symptoms. The subjects are randomized
ina 1:1 ratio either to be treated with the invention or receive
the standard of care (SOC).

[0107] None of the subjects were hospitalized or in need
of supplemental oxygen or positive pressure support. Fur-
thermore, none of the subjects were pregnant, had been
diagnosed with Chronic Obstructive Pulmonary Disease
(COPD), or tested positive for Hepatitis C Virus (HCV),
Hepatitis B Virus (HBV) or Human Immunodeficiency
Virus (HIV).

[0108] Treatment of Subjects

[0109] The system of the present invention was adminis-
tered to subjects for 20 minutes, twice a day for the first 5
days, with each administration was separated by at least 6
hours. Subsequently, subjects were treated once daily for 20
minutes.

Page 12

US 2023/0090686 Al

[0110] An NIR LED module of the preferred system of the
present invention was positioned over the manubrium of the
sternum to target the upper sternum. An intranasal applicator
was positioned inside the left or right nostril of the subject.
[0111] Subjects were asked to self-report their symptoms
by filling out the Wisconsin Upper Respiratory Symptom
Survey (WURSS-44). Oxygen saturation levels at rest were
measured.

[0112] Results

[0113] 73 subjects have been randomized into either the
treatment group or into the group receiving standard of care.
Independent statistical analysis reported that the study is
very promising, and is strongly recommended for full
completion with the planned 280 subjects.

[0114] The scope of the claims should not be limited by
the preferred embodiments set forth in the examples, but
should be given the broadest interpretation consistent with
the description as a whole.

1. A system for improved immunity and treatment of
respiratory tract infections in a subject, said system com-
prising:

aconfigured irradiation unit comprising a portable hollow
casing having fixed dimensions, a sized internal spatial
volume and an external surface configuration suitable
for application to the chest, said portable hollow casing
of the configured irradiation unit being comprised of:

(i) a light energy transmitting material which forms at
least a portion of the configured external surface for
said hollow casing of the configured irradiation unit;
and

(ii) at least one light generating unit housed and contained
within said internal spatial volume of said hollow
casing of the configured irradiation unit and which is
capable of generating light energy of at least one
preselected wavelength selected from the group con-
sisting of near infrared light wavelengths and visible
red light wavelengths, at a predetermined energy inten-
sity, for a preset time duration, and at a predetermined.
pulse frequency, collectively on-demand sufficient to
penetrate through the skin and to pass to at least one
portion of an in-vivo target selected from the group
consisting of the thymus gland, sternal bone marrow
and lungs,

whereby said configured irradiation unit can emit light
energy after application to the chest and achieve pas-
sage of said emitted light energy through the skin into
the at least one portion of the in-vivo target:

a frame adapted for support of said configured irradiation
unit and for at will placement of said light transmitting
external surface of said configured irradiation unit at a
fixed position and desired irradiation direction on the
chest;

a portable controller assembly able to control on-demand.
delivery of light energy from said configured irradia-
tion unit into at least one portion of the thymus gland,
sternal bone marrow and/or lungs in-vivo, said control-
ler assembly including:

(a) a power source of on-demand direct electrical current,

(b) a central processing unit for controlling and directing
the flow of such direct electrical current,

(c) at least one connector in electrical communication
with the power source for on-demand conveyance of
direct electrical current to the central processing unit,
and

Mar. 23, 2023

(d) at least one connector in electrical communication
with the configured irradiation units for on-demand
conveyance of direct electrical current from said central
processing unit to said light generating units.

2. The system of claim 1, said system further comprising:

a configured irradiation lens including:

a portable hollow casing having fixed dimensions, a sized
internal spatial volume, and an external surface con-
figuration suitable for in-vivo insertion into the nasal
cavity space of a nostril without causing substantial
impairment to the subject’s ability to breathe and
without invading the nasal tissues of the living subject,
said portable casing of said configured irradiation lens
being comprised of:

(i) a light energy transmitting material which forms at
least a portion of the configured external surface for
said hollow casing of said configured irradiation lens,

(ii) at least one light generating unit housed and contained
within said internal spatial volume of said hollow
casing of said configured irradiation lens and which is
capable of generating light energy of at least one
preselected wavelength selected from the group con-
sisting of near infrared light wavelengths and visible
red light wavelengths, at a predetermined energy inten-
sity, for a preset time duration, and at a predetermined
pulse frequency, collectively on-demand sufficient to
penetrate through the nasal tissues and to pass into the
blood vessels,

whereby said configured irradiation lens can emit light
energy in any desired direction within the nasal cavity
after in-vivo insertion and achieve passage of said
emitted light energy from the nasal cavity into at least
one portion of the blood vessels in-vivo;

a self-administrable applicator means adapted for support
of said configured irradiation lens and for at will
placement of said light transmitting external surface of
said configured irradiation lens at a fixed position and
desired irradiation direction within a nostril adjacent to
the internal lining of a subject’s nasal cavity;

wherein said portable controller assembly is further able
to control on-demand delivery of light energy from said
configured irradiation lens.

3. The system of claim 1, wherein the light energy has a

wavelength of about 633 nm to 810 nm.

4. The system of claim 1, wherein the respiratory tract
infection is COVID-19.

5. A method for improved immunity and treatment of
respiratory tract infections in a subject, said method com-
prising the steps of:

A. obtaining a light energy-emitting apparatus comprised

of:

a configured irradiation unit comprising a portable hollow
casing having fixed dimensions, a sized internal spatial
volume and an external surface configuration suitable
for application to the chest, said portable hollow casing
of the configured irradiation unit being comprised of:

(i) a light energy transmitting material which forms at
least a portion of the configured external surface for
said hollow casing of the configured irradiation unit;
and

(ii) at least one light generating unit housed and contained
within said internal spatial volume of said hollow
casing of the configured irradiation unit and which is
capable of generating light energy of at least one

Page 13

US 2023/0090686 Al

preselected wavelength selected from the group con-
sisting of near infrared light wavelengths and visible
red light wavelengths, at a predetermined energy inten-
sity, for a preset time duration, and at a predetermined
pulse frequency, collectively on-demand sufficient to
penetrate through the skin and to pass to at least one
portion of an in-vivo target selected from the group
consisting of the thymus gland, sternal bone marrow
and lungs,

whereby said configured irradiation unit can emit light
energy after application to the chest and achieve pas-
sage of said emitted light energy through the skin into
at least one portion of the in-vivo target;

a frame adapted for support of said configured irradiation
unit and for at will placement of said light transmitting
external surface of said configured irradiation unit at a
fixed position and desired irradiation direction on the
chest;

a portable controller assembly able to control on-demand
delivery of light energy from said configured irradia-
tion unit into at least one portion of the thymus gland
and the lungs in-vivo, said controller assembly includ-
ing:

(a) a power source of on-demand direct electrical current,

(b) a central processing unit for controlling and directing
the flow of such direct electrical current,

(c) at least one connector in electrical communication
with the power source for on-demand conveyance of
direct electrical current to the central processing unit,
and

(d) at least one connector in electrical communication
with the configured irradiation units for on-demand
conveyance of direct electrical current from said central
processing unit to said light generating units; and

B. causing said light generating units of said positioned
configured irradiation unit to generate light energy of at
least one preselected wavelength selected from the
group consisting of near infrared light wavelengths and
visible red light wavelengths, at a predetermined
energy intensity, for a preset time duration, and at a
predetermined pulse frequency, collectively on-de-
mand suflicient to penetrate through the subject’s skin
and to pass into at least one portion of the in-vivo
target.

Mar. 23, 2023

6. The method of claim 5, wherein said light energy-

emitting apparatus further comprises:

a configured irradiation lens including:

a portable hollow casing having fixed dimensions, a sized
internal spatial volume, and an external surface con-
figuration suitable for in-vivo insertion into the nasal
cavity space of a nostril without causing substantial
impairment to the subject’s ability to breathe and
without invading the nasal tissues of the living subject,
said portable casing of said configured irradiation lens
being comprised of:

(i) a light energy transmitting material which forms at
least a portion of the configured external surface for
said hollow casing of said configured irradiation lens,

(ii) at least one light generating unit housed and contained
within said internal spatial volume of said hollow
casing of said configured irradiation lens and which is
capable of generating light energy of at least one
preselected wavelength selected from the group con-
sisting of near infrared light wavelengths and visible
red light wavelengths, at a predetermined energy inten-
sity, and for a preset time duration, and at a predeter-
mined pulse frequency, collectively on-demand suffi-
cient to penetrate through the nasal tissues and to pass
into the blood vessels,

whereby said configured irradiation lens can emit light
energy in any desired direction within the nasal cavity
after in-vivo insertion and achieve passage of said
emitted light energy from the nasal cavity into at least
one portion of the blood vessels in-vivo;

a self-administrable applicator means adapted for support
of said configured irradiation lens and for at will
placement of said light transmitting external surface of
said configured irradiation lens at a fixed position and
desired irradiation direction within a nostril adjacent to
the internal lining of a subject’s nasal cavity;

wherein said portable controller assembly is further able
to control on-demand delivery of light energy from said
configured irradiation lens.

7. The method of claim 5, wherein the light energy has a

wavelength of about 633 nm to 810 nm.

8. The method of claim 5, wherein the respiratory tract

infection is COVID-19.

ee OR Rk
Source notes & attribution
  1. https://rexresearch.com/ThymusTherapies/US2023090686A1.pdf

Dossier visual record.

All 1 figures

Source illustrations for The thymus dossier. Captions identify the document and evidence type.

Keep following.

Thematic connections, not evidence of a shared mechanism