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Page 1

as) United States

US 20190319152A

1

az) Patent Application Publication 0) Pub. No.: US 2019/0319152 Al

Guo et al.

(43) Pub. Date: Oct. 17, 2019

(54) SUPER-HYDROPHOBIC SURFACES AND
METHODS FOR PRODUCING
SUPER-HYDROPHOBIC SURFACES

(71) Applicant: University of Rochester, Rochester,
NY (US)

(72) Inventors: Chunlei Guo, Rochester, NY (US);
Anatoliy Y. Vorobyev, Saint Catharines
(CA)

(73) Assignee: University of Rochester, Rochester,
NY (US)

(21) Appl. No.: 16/456,226

(22) Filed: Jun. 28, 2019

Related U.S. Application Data

(63) Continuation of application No. 14/593,465, filed on
Jan. 9, 2015, which is a continuation-in-part of ap-
plication No. 13/604,951, filed on Sep. 6, 2012, which
is a continuation-in-part of application No. 12/188,
258, filed on Aug. 8, 2008, now abandoned, which is
a continuation-in-part of application No. 11/862,449,
filed on Sep. 27, 2007, now abandoned.

(60) Provisional application No. 60/847.916, filed on Sep.
29, 2006.

Publication Classification

(51) Int. Cl.
HOLL 31/054 (2006.01)
B23K 26/0622 (2006.01)
B23K 26/352 (2006.01)
€22F 3/00 (2006.01)
HOIL 31/0232 (2006.01)
B23K 26/00 (2006.01)
B23K 26/082 (2006.01)
(52) US. CL
CPC 2... HOIL 31/0547 (2014.12); B23K 26/0624

(2015.10); B23K 26/3568 (2018.08); B23K
26/355 (2018.08), B23K 2103/12 (2018.08);
HOLL 31/02327 (2013.01); B23K 26/0006
(2013.01); B23K 26/082 (2015.10); C22F 3/00
(2013.01)

(37) ABSTRACT

A metal or metal alloy including a region with hierarchical
micro-scale and nano-scale structure shapes, the surface
region is super-hydrophobic and has a spectral reflectance of
less than 30% for at least some wavelengths of electromag-
netic radiation in the range of 0.1 jum to 10 jum. Methods for
forming the hierarchical micro-scale and nano-scale struc-
ture shapes on the metal or metal alloy are also described.

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Oct. 17, 2019 Sheet 1 of 59

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FIG. 2B

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FIG. 3B

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Patent Application Publication Oct. 17,2019 Sheet 4 of 59 US 2019/0319152 Al

FIG. 4A

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Patent Application Publication Oct. 17,2019 Sheet 5 of 59 US 2019/0319152 Al

FIG. 5B

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200 an

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PERIPHERAL REMDROUGHNESS

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Oct. 17, 2019 Sheet 19 of 59

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Patent Application Publication Oct. 17,2019 Sheet 21 of 59 US 2019/0319152 Al

FIG. 21B

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Patent Application Publication Oct. 17,2019 Sheet 22 of 59 US 2019/0319152 Al

FIG, 22B |

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Page 24

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Patent Application Publication Oct. 17,2019 Sheet 27 of 59 US 2019/0319152 Al

FIG. 27A
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Page 29

Patent Application Publication Oct. 17,2019 Sheet 28 of 59 US 2019/0319152 Al

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Patent Application Publication Oct. 17,2019 Sheet 29 of 59 US 2019/0319152 Al

FIG. 29B
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Oct. 17, 2019 Sheet 30 of 59

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Oct. 17, 2019 Sheet 31 of 59

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Patent Application Publication Oct. 17,2019 Sheet 32 of 59 US 2019/0319152 Al

FIG. 32D

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Page 34

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AL BLAER)

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Patent Application Publication Oct. 17,2019 Sheet 36 of 59 US 2019/0319152 Al

FIG. 36A

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Oct. 17,2019 Sheet 37 of 59

Patent Application Publication

FIG. 37

Page 39

Patent Application Publication Oct. 17,2019 Sheet 38 of 59 US 2019/0319152 Al

FIG. 38

Page 40

Patent Application Publication Oct. 17,2019 Sheet 39 of 59 US 2019/0319152 Al

Oe

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Page 41

Patent Application Publication Oct. 17,2019 Sheet 40 of 59 US 2019/0319152 Al

FIG, 40

Page 42

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Page 43

Patent Application Publication Oct. 17,2019 Sheet 42 of 59 US 2019/0319152 Al

FIG, 42

Page 44

Patent Application Publication Oct. 17,2019 Sheet 43 of 59 US 2019/0319152 Al

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Page 45

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Figare 1, Vorobyev and Guo

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Oct. 17,2019 Sheet 45 of 59

Patent Application Publication

gare 2. Vorshyey and Oto

FIG, 45

Page 47

Patent Application Publication Oct. 17,2019 Sheet 46 of 59 US 2019/0319152 Al

Figure 3. Vorebyev and Guo

FIG. 46

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Patent Application Publication Oct. 17,2019 Sheet 47 of 59 US 2019/0319152 Al

Figure 4. Vorebvey and Guo

ay

FIG. 47

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Page 50

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Page 51

Patent Application Publication Oct. 17,2019 Sheet 50 of 59 US 2019/0319152 Al

Page 52

Patent Application Publication Oct. 17,2019 Sheet 51 of 59 US 2019/0319152 Al

“psoas asain ea ogni aaaa ooaa

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Page 53

Patent Application Publication Oct. 17,2019 Sheet 52 of 59 US 2019/0319152 Al

FIG. SIB

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FIG, SIC

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Patent Application Publication Oct. 17,2019 Sheet 54 of 59 US 2019/0319152 Al

FIG. 51D

Page 56

Patent Application Publication Oct. 17,2019 Sheet 55 of 59 US 2019/0319152 Al

Brass

FIG. SLE

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FIG, SIF

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FIG. 52A FIG. 52B

FIG, 52C FIG. 52D

FIG, S2E FIG, 52F

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FIG, 533A FIG, 53B

FIG, 53C€ FIG. 53D

FIG, 53E FIG. 53F

Page 60

Patent Application Publication

Reflectance (%)

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Oct. 17,2019 Sheet 59 of 59

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US 2019/0319152 Al

Wavelength (um)

FIG. 54

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SUPER-HYDROPHOBIC SURFACES AND
METHODS FOR PRODUCING
SUPER-HYDROPHOBIC SURFACES

RELATED APPLICATION DATA

[0001] This patent application is a continuation of, and
claims priority to U.S. application Ser. No. 14/593,465 filed
on Jan. 9, 2015, which itselfis a continuation-in-part of, and
claims priority to, U.S. application Ser. No. 13/604,951 filed
on Sep. 6, 2012, which itself is a continuation-in-part of, and
claims priority to, U.S. application Ser. No. 12/188,258 filed
on Aug. 8, 2008, which itself is a continuation-in-part of, and
claims priority to U.S. application Ser. No. 11/862,449 filed
on Sep. 27, 2007, which further claim priority to U.S.
Provisional Application Ser. No. 60/847,916 filed Sep. 29,
2006, the subject matters of which are herein incorporated
by reference in their entireties.

FEDERALLY SPONSORED RESEARCH

[0002] This invention was made with government support
under grant number CTS042506 awarded by the National
Science Foundation. The government has certain rights in
the invention.

BACKGROUND

1. Field of the Invention

[0003] Embodiments of the invention generally pertain to
the field of materials processing and associates processed
materials. More particularly, embodiments of the invention
are directed to methods for processing materials using
femtosecond duration laser pulses, applications of such
methods, and materials and/or material properties resulting
from such methods. Even more particularly, embodiments of
the invention are directed to methods for altering the surface
structure of metal materials using femtosecond duration
laser pulses, applications of such methods, and materials
and/or material properties resulting from such methods,
including blackened and colored metals.

2. Description of Related Art

[0004] Although materials may be shaped or otherwise
altered ina large variety of ways including milling, machin-
ing, grinding, etc., in recent years, laser-based alteration of
materials has become a common method for a variety of
materials processing applications. For example, laser altera-
tion of materials by high energy laser pulses has been used
to both create precise hole patterns in metals or metal films
as well as for more subtle material alterations such as
texturing of metals or metal films by the intense heating/
melting/vaporization effects of such high energy laser
beams.

[0005] Reported methods of laser alteration of materials
involves the use of ‘short-duration’ (i.e., nanosecond (ns)
and picosecond (ps)) laser pulses. See, for example, U.S.
Pat. Nos. 5,635,089 and 4,972,061. U.S. Pat. No. 6,979,798
describes the use of laser pulses of preferably less than 130
femtoseconds (fs) to specifically burn metal links on inte-
grated circuits. Thus the use of ultra-short (ns) duration laser
pulses for laser processing of materials may achieve results
that are different than those from longer duration (i.e.,
‘short’) laser pulses. The duration of a nanosecond laser
pulse is long enough for the pulse to interact with the

Oct. 17, 2019

material as it is ejected from the surface. Ultra-short dura-
tion, femtosecond (fs) laser pulses, by comparison, are not
long enough in duration to interact with the material ejected
from the surface of the irradiated substance, since the pulse
ends long before the hydrodynamic expansion of the ejected
material. Another difference between different laser pulse
timescales is that the laser-supported combustion and deto-
nation waves that are commonly generated in a nanosecond
duration laser pulse do not occur in an ultra-short fs laser
pulse, again offering up the possibility of materials process-
ing effects and resulting material parameters that may be
difficult or impossible to obtain with longer duration laser
irradiation.

[0006] In light of the above observations, advantageous
benefits may be obtained from the use of ultra-short, fem-
tosecond pulses in the processing of certain materials and
the altered materials or material characteristics resulting
from processing with one or more fs laser pulses. Certain
advantageous benefits may also be realized by the ability to
controllably modify optical properties of a metal.

SUMMARY

[0007] Embodiments of the invention are directed to meth-
ods for processing materials using femtosecond duration
(ie., 1-999 fs) laser pulses, applications of such methods,
and altered materials and/or material properties resulting
from such methods. Some embodiments of the invention are
directed to methods for altering the surface structure of
metal and other materials by application of one or more
femtosecond duration laser pulses, applications of such
methods, and altered materials and/or material properties
resulting from such methods. According to non-limiting
aspects, methods for uniformly coloring, non-uniformly
coloring, and blackening a metal or other material, increas-
ing a material’s absorptance (up to nearly 100%), increasing
a material’s surface area, as well as altered materials exhib-
iting these characteristics are disclosed.

[0008] In one non-limiting example, there is a metal or
metal alloy including at least one surface region including a
plurality of micro-scale structure shapes and a plurality of
nano-scale structure shapes, wherein the at least one surface
region is super-hydrophobic, wherein the at least one surface
portion has a spectral reflectance of less than 60% for at least
some wavelengths of electromagnetic radiation in the range
of 0.1 tum to 500 pum.

[0009] The at least one surface portion may have a spectral
reflectance of less than 40% for electromagnetic radiation
having wavelengths of 0.1 um to 2 um. The at least one
surface portion may have a spectral reflectance of less than
5% for electromagnetic radiation having wavelengths of 0.1
tum to 2 wm. The at least one surface portion may have a
spectral reflectance of less than 30% for at least some
wavelengths of electromagnetic radiation in the range of 0.3
[um to 3 jum and the at least on surface portion has a spectral
reflectance of greater than 50% for at least some wave-
lengths of electromagnetic radiation in the range of 3 um to
50 wn.

[0010] The micro-scale structures may be at least one of a
plurality of micro-grooves, a plurality of micro-protrusions,
a plurality of micro-cones, a plurality of micro-columns, and
a plurality of micro-cavities. The micro-scale structures may
be a plurality of micro-grooves that are parallel. A spacing
of the parallel micro-grooves may be approximately 0.1-500
um. A spacing of the parallel micro-grooves may be approxi-

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mately 100 jum. A depth of the parallel micro-grooves may
be approximately 1-150 uum. A depth of the parallel micro-
grooves may be approximately 1-50 jum. A depth of the
parallel micro-grooves may be approximately 50-100 um.
[0011] At least some of the plurality of nano-scale struc-
tures may be nano-scale structures extending into the micro-
scale structures and nano-scale structures extending out
from the micro-scale structures. At least some of the nano-
scale structures extending out from the micro-scale struc-
tures may be nano-scale spherical structures. At least some
of the nano-scale spherical structures may have diameters in
the range of 5-25 nm. At least some of the nano-scale
structures extending into the micro-scale structures may be
nano-scale cavities.

[0012] The surface portion further may include a hydro-
phobic coating on top of the plurality of micro-scale and
nano-scale structures.

[0013] In another non-limiting example, a metal or metal
alloy includes at least one surface portion including hierar-
chical nano-structures and micro-structures, wherein the at
least one surface portion has a water contact angle of 135°
or greater, wherein the at least one surface portion has a
spectral reflectance of less than 20% for at least some
wavelengths of electromagnetic radiation in the range of 0.1
yum to 10 yun.

[0014] The at least one surface portion may have a water
contact angle of 150° or greater, wherein the at least one
surface portion has a spectral reflectance of less than 10%
for at least some wavelengths of electromagnetic radiation in
the range of 0.1 jm to 10 pm.

[0015] In another non-limiting example, a method for
treating a metal or metal alloy to modify optical and hydro-
phobic properties of the metal or metal alloy includes:
exposing a surface region of the metal or metal alloy to one
or more femtosecond duration laser pulses suflicient to alter
a surface structure of the metal or metal alloy to form a
plurality of nano-scale structure shapes on the surface region
and a plurality of micro-scale structure shapes on the surface
region; wherein the surface region has a pre-laser treatment
surface profile, the metal or metal alloy having a first
electromagnetic absorption for the pre-laser treatment sur-
face profile and the surface region having a first hydropho-
bicity for the pre-laser treatment surface profile; wherein the
formed micro-scale and nano-scale structure shapes increase
the absorption of at least some electromagnetic wavelengths
of the metal or metal alloy so that the metal or metal alloy
has a second electromagnetic absorption greater than the
first electromagnetic absorption; wherein the formed micro-
scale and nano-scale structure shapes increase the hydro-
phobicity of the surface region so that the surface region has
a second hydrophobicity greater than the first hydrophobic-
ity.

[0016] The formed plurality of microscale structure
shapes on the surface region may include a plurality of
microscale grooves extending into the pre-laser treatment
surface profile. At least some of the formed plurality of
microscale grooves may have a spacing in the range of 50
uum to 150 um. The formed plurality of nanoscale structure
shapes comprise a plurality of nanoscale cavities and
nanoscale protrusions covering at least portions of the
microscale structure shapes. At least some of the formed
nanoscale protrusions may be nanospheres.

[0017] Forming the plurality of microscale and nanoscale
structure shapes on the surface region may increase the

Oct. 17, 2019

hydrophobicity of the surface region so that the surface
region becomes super-hydrophobic. Forming the plurality of
microscale and nanoscale structure shapes on the surface
region may increase the metal or metal alloy’s absorption of
substantially all visible light wavelengths to give the metal
or metal alloy a black or grey appearance. Forming the
plurality of microscale and nanoscale structure shapes on the
surface region may increase the metal or metal alloy’s
absorption of visible light wavelengths such that a spectral
reflectance of the visible light wavelengths of the metal or
metal alloy is below 5% after exposure to the femtosecond
duration laser pulses. Forming the plurality of microscale
and nanoscale structure shapes on the surface region may
increase the metal or metal alloy’s absorption of at least
some electro-magnetic wavelengths in the range of 0.25-3
um, wherein, after exposure to the femtosecond duration
laser pulses, spectral reflectance for the metal or metal alloy
of at least some electro-magnetic wavelengths in the range
of 0.25-3 jum is lower than spectral reflectance for the metal
or metal alloy of at least some electro-magnetic wavelengths
in the range of 3-50 um.

[0018] Forming the plurality of microscale structure
shapes may include forming a plurality of microscale
grooves having a periodic spacing in the range of 50 jum to
100 jum and having depths in the range of 5 jum to 20 wm.

[0019] In another non-limiting example, a metal or metal
alloy includes at least one surface region including a plu-
rality of microscale structure shapes and a plurality of
nanoscale structure shapes, wherein the at least one surface
region is super-hydrophobic, wherein the at least one surface
portion has a spectral reflectance of less than 10% for at least
some visible wavelengths of electromagnetic radiation.

[0020] At least some of the nanoscale structure shapes
may cover at least some of the microscale structure shapes.
At least some of the nanoscale structure shapes may include
spherically shaped nanoscale structure shapes. The
microscale structure shapes may be a plurality of microscale

grooves,

[0021] The at least one surface portion may have an
average spectral reflectance for wavelengths of electromag-
netic radiation in the range of 0.2 tum to 3 um that is lower
than an average spectral reflectance for wavelengths of
electromagnetic radiation in the range of 3 um to 50 pm.

[0022] The at least one surface region may have a water
contact angle of 150° or greater.

[0023] In another non-limiting example, a light sensor
configured to convert light into electric current includes at
least one metal or metal alloy surface region including a
plurality of microscale structure shapes and a plurality of
nanoscale structure shapes, wherein the at least one surface
region is super-hydrophobic, wherein the at least one surface
portion has a spectral reflectance of less than 10% for at least
some visible wavelengths of electromagnetic radiation.

[0024] In another non-limiting example, a photovoltaic
cell configured to convert light into electricity includes at
least one metal or metal alloy surface region including a
plurality of microscale structure shapes and a plurality of
nanoscale structure shapes, wherein the at least one surface
region is super-hydrophobic, wherein the at least one surface
portion has a spectral reflectance of less than 10% for at least
some visible wavelengths of electromagnetic radiation.

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BRIEF DESCRIPTION OF THE DRAWINGS

[0025] The patent or application file contains at least one
drawing executed in color. Copies of this patent or patent
application publication with color drawing(s) will be pro-
vided by the Office upon request and payment of the
necessary fee.

[0026] FIG. 1 is a graph that plots the absorptance of a
gold (Au) surface against number of fs laser pulses of
varying fluence from a Ti:sapphire laser having a central
wavelength of 0.8 pm and a pulse duration of 60 fs, and
further shows four regimes for absorptance change: AB, BC,
CD, and DE, according to an illustrative embodiment of the
invention;

[0027] FIGS. 2A, 2B are scanning electron micrograph
(SEM) images of a gold surface (a) before irradiation and (b)
after one shot from the laser described in the legend to FIG.
1, showing nanoscale roughness (2B) corresponding to the
region AB in FIG. 1, according to an illustrative embodi-
ment of the invention;

[0028] FIGS. 3A, 3B are SEM images of nanoscale sur-
face structural features produced on a gold surface (region
BC of FIG. 1) from the laser described in the legend to FIG.
1: (a) nanobranches after two shot ablation; (b) spherical
nanoparticles after five shot ablation, according to an illus-
trative embodiment of the invention;

[0029] FIGS. 4A, 4B are SEM images showing nanostruc-
ture-covered, laser induced periodic surface structures (NC-
LIPSS) in an irradiated area of a sample after 20,000 shots
at a fluence of F=0.17 em? (region CD in FIG. 1) from the
laser described in the legend to FIG. 1: (a) SEM micrograph
showing the period of the NC-LIPSS; (b) nanobranches and
supported spherical nanoparticles in the NC-LIPSS, accord-
ing to an illustrative embodiment of the invention:

[0030] FIGS. 5A, 5B are SEM images showing (a) NC-
LIPSS on the periphery of the irradiated area and gold-black
deposit outside the irradiated area after 10,000 shots at a
fluence of F=1.1 J/cm? (region DE in FIG. 1) from the laser
described in the legend to FIG. 1; (b) gold-black deposit
after 20,000 shots at F=0.17 J/cm? (region CD in FIG. 1)
consisting of spherical aggregates with a mean diameter that
decreases as the distance from the crater increases, accord-
ing to an illustrative embodiment of the invention;

[0031] FIG. 6 is an SEM image of spherical nanoparticles
in a spherical aggregate of the gold-black deposit shown in
FIG. 5;

[0032] FIGS. 7A, 7B are SEM images of (A) a crater
produced by 5,000 shots at F=0.17 J/cm; and (B) a crater
produced by 5,000 shots at F=1.1 J/em*, according to an
illustrative embodiment of the invention;

[0033] FIG. 8 is a graph of the residual energy coefficients
of aluminum (Al) versus laser fluence following ablation
with a single 55 ns pulse from a Nd:YAG laser at various
ambient gas conditions, presented for illustrative effect;
[0034] FIG. 9 is a graph of the residual energy coefficients
for aluminum versus laser fluence following ablation with a
single 45 ns pulse of a ruby laser at various ambient gas
conditions, presented for illustrative effect;

[0035] FIGS. 10A, 10B are open-shutter photographs of
plasmas produced by 55 ns Nd:YAG laser pulses in 1 atm air
and in vacuum at (A) F=4.7 J/cm? and (B) F=19.5 J/em?,
where the laser beam is normally incident on the sample
from the left (the white dashed lines indicate the front
surface of the sample), according to an illustrative embodi-
ment of the invention;

Oct. 17, 2019

[0036] FIG. 11A is a graph of estimates of surface tem-
peratures of Al samples for a Nd:YAG laser pulse at F,,,
approximately equal to F,;-1.4 Jiem? in 1 atm. air (solid
line) and at F,,, approximately equal to F,=2.7 Vem? in
vacuum at a base pressure of 0.01 torr (dotted line); FIG.
11B is a graph of estimated surface temperatures of Al
samples for a ruby laser pulse at F,,, approximately equal to
Fpl Jem? in 1 atm. air (solid line) and at F,,, approxi-
mately equal to F,=2.1 J/cm? in vacuum at a base pressure
of 0.01 torr (dotted line), according to an illustrative
embodiment of the invention;

[0037] FIG. 12 is a graph of the residual energy coefli-
cients of Al in air at various pressures versus laser fluence
following single pulse fs laser ablation using a Ti:sapphire
laser producing 60 fs pulses with a central wavelength of
about 0.8 tum at a base vacuum pressure of about 0.01 torr,
according to an illustrative embodiment of the invention;
[0038] FIG. 13A is a SEM image of a mechanically
polished Al surface before laser irradiation; FIG. 13B is a
SEM image of a typical surface modification of the Al after
1 shot at F<F.,,-0.053 J/em? in | atm. air using the fs laser
described in the legend to FIG. 12, according to an illustra-
tive embodiment of the invention;

[0039] FIG. 14 is a SEM images of the Al surface after 1
shot at F=F,,=0.086 J/cm? in 1 atm. air using the fs laser
described in the legend to FIG. 12, showing the number and
size of spherical nanoparticles on the surface being greater
than those at F=F,,,, (i.e., than in FIG, 13(B)), according to
an illustrative embodiment of the invention;

[0040] FIG. 15 shows open shutter photographs of plasma
produced by a single fs laser pulse at F=1.16 J/cm? in
vacuum (pressure of about 0.01 torr) using the laser
described in the legend to FIG. 12, where the laser beam is
normally incident on the target from the left (the white
dashed line indicates the front surface of the sample),
according to an illustrative embodiment of the invention;

[0041] FIGS. 16(A-D) are SEM images of nanoscale
structures in the center of the irradiated spot on a copper
sample following ablation at F=0.35 J/cm? using a Ti:sap-
phire laser with a central wavelength of 0.8 um and a pulse
duration of 65 fs: (A) sample surface before irradiation; (B)
a different area of the copper surface after one shot ablation
showing random fine nanostructures in the form of nano-
protrusions, nanocavities, and nanorims; (C) after two shot
ablation; (D) after 1,000 shot ablation, according to an
illustrative embodiment of the invention;

[0042] FIGS. 17(A-D) show SEM images of the central
part of the irradiated spot on copper following ablation at
F=1.52 J/cm? using the laser described in the legend to FIG.
16: (A) surface after one shot exhibiting random nanostruc-
tures in the form of nanoprotrusions and nanocavities; (B)
surface after two shot ablation showing random nanostruc-
tures in the form of spherical nanoprotrusions and nanocavi-
ties; (C) surface after 10 shots showing both nano- and
microstructures; (D) surface after 1,000 shots showing pre-
dominantly microstructures, according to an illustrative
embodiment of the invention;

[0043] FIG. 18 shows a SEM image of copper following
two shot ablation at F=9.6 J/cm? using the laser described in
the legend to FIG. 16, showing only microstructures in the
central area and nanostructures on the periphery of the
ablated spot; the insert shows microstructural details in the
central area;

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[0044] FIG. 19 shows a summary graphic of the different
types of structural features observed under a SEM on a
copper surface as a function of laser fluence and number of
shots, derived using the fs duration laser pulses obtained
from the laser described in the legend to FIG. 16, according
to an illustrative embodiment of the invention;

[0045] FIG. 20A shows an image of a copper sample
surface before irradiation; FIG. 20B shows an image of
nascent nanostructures formed on copper by ablation at
F=0.35 J/cm? with a single laser pulse using the laser
described in the legend to FIG. 16, according to an illustra-
tive embodiment of the invention;

[0046] FIGS. 21A, 21B are SEM images showing the
evolution of nanostructure-covered, laser induced periodic
surface structures (NC-LIPSS) in the central area of the
irradiated spot on a platinum (Pt) sample at F=0.16 J/cm?
delivered from a Ti:sapphire laser system that generates 65
fs pulses with a central wavelength of 0.8 jum: (A) initial
random nanoroughness formed after 10 shots (the inset
shows a detailed view of the nanoroughness); (B) nanostruc-
ture-covered LIPSS after 30 shots (the inset shows a detailed
view);

[0047] FIGS. 22(A-D) show SEM images illustrating the
formation of NC-LIPSS in the peripheral area of the irradi-
ated spot on Pt at F=0.16 J/cm? with 100 shots using the laser
described in the legend to FIG. 21: (A) general view of
ablated spot; (B) the magnified details show that LIPSS
disappears in the central area; (C) nanostructure-covered
LIPSS with a period of 0.62 um in the peripheral area; (D)
further magnified detail of (C), according to an illustrative
embodiment of the invention;

[0048] FIG. 23 is a graph showing Atomic Force Micros-
copy (AFM) measurements of the surface profile following
mechanical polishing and 10 laser shots using the laser
described in the legend to FIG. 21, according to an illustra-
tive embodiment of the invention;

[0049] FIG. 24 is a graph showing a NC-LIPSS profile
measured with AFM following 30 laser shots using the laser
described in the legend to FIG. 21, according to an illustra-
tive embodiment of the invention;

[0050] FIG. 25 is a SEM image showing nanostructure-
covered LIPSS with a period of 0.58 jum in the central area
of the irradiated spot on Au after 100 shots at a fluence of
F=0.16 J/cm? using the laser described in the legend to FIG.
21, according to an illustrative embodiment of the invention:

[0051] FIGS. 26(A-D) are SEM images of nanoroughness
ona titanium (Ti) sample following fs laser treatment at near
damage threshold fluence of F=0.067 J/cm? using a Ti:sap-
phire laser system that generates 65 fs pulses with a central
wavelength of 0.8 (A) sample surface before irradiation; (B)
nanoroughness after two shot laser treatment; (C) after 10
shot treatment; (D) a magnified view of a section in (B)
showing fine surface nanostructures in the forms of nanop-
ores and nanoprotrusions typically of spherical shape,
according to an illustrative embodiment of the invention;
[0052] FIGS. 27(A-D) show SEM images illustrating the
nanotopography of Ti following femtosecond laser treat-
ment at F=0.084 J/cm? using the laser described in the
legend to FIG. 26: (A) nanoroughness after one shot; (B)
nanoroughness after two shots; (C) a magnified view of a
section in (A) showing fine details of surface nanorough-
ness; (D) magnified view of a section in (B) showing fine
details of surface nanoroughness;

Oct. 17, 2019

[0053] FIGS. 28(A-D) show SEM images illustrating fs
laser produced periodic surface patterns on Ti following
laser treatment at F=0.067 J/cm? using the laser described in
the legend to FIG. 26: (A) periodic surface pattern after 40
shots; (B) periodic surface pattern after 100 shots; (C)
periodic surface pattern after 400 shots; (D) a magnified
view of a section in (C) showing fine details of the periodic
pattern covered with nanostructural features, according to an
illustrative embodiment of the invention;

[0054] FIGS. 29(A-D) show SEM images illustrating fs
laser produced periodic surface patterns on Ti following
laser treatment at F=0.084 J/cm? using the laser described in
the legend to FIG. 26: (A) periodic surface pattern after 20
shots; (B) periodic surface pattern after 400 shots; (C)
periodic surface pattern after 800 shots; (D) a magnified
view of a section in (C) showing fine details of the periodic
pattern covered with nanostructural features, according to an
illustrative embodiment of the invention;

[0055] FIGS. 30(A-D) show SEM images illustrating the
surface nano- and microtopography of Ti following fs laser
treatment at F=0.16 J/cm? using the laser described in the
legend to FIG. 26: (a) nanoroughness after one shot; (b)
nano- and microroughness after 20 shots; (c) typical micro-
roughness covered with nanostructures after 40 shot treat-
ment; (d) typical columnar microstructure after 200 shot
treatment, according to an illustrative embodiment of the
invention;

[0056] FIGS. 31(A-D) show SEM images illustrating the
surface topography of Ti following fs laser treatment at
F=0.35 Jem? using the laser described in the legend to FIG.
26: (a) nano and microroughness after one shot laser treat-
ment; (b) typical random microroughness covered with
nanostructures after 40 shot treatment; (c) typical columnar
microstructures after 100 shot treatment; (d) typical colum-
nar microstructures after 200 shot treatment, according to an
illustrative embodiment of the invention;

[0057] FIGS. 32(A-D) show SEM images illustrating the
surface topography of Ti following fs laser treatment at
F=0.48 J/cm? using the laser described in the legend to FIG.
26: (a) microroughness covered with nanoroughness after 40
shots; (b) typical microstructures following 70 shot treat-
ment; (c) typical microstructures following 100 shot treat-
ment; (d) a crater with a diameter of about 350 um after a
1,500 shot treatment, according to an illustrative embodi-
ment of the invention;

[0058] FIGS. 33(A-D) show SEM images illustrating the
surface topography of Ti following fs laser treatment at
F=2.9 Vem? using the laser described in the legend to FIG.
26: (a) smooth surface with microinhomogeneities after a
one shot laser treatment; (b) smooth surface with some
nanostructures after two shots; (c) a magnified view of a
section in (b) showing surface nanostructures; (d) nano-
topography of a smooth surface following 4 shot treatment
with observable spherical nanostructures as small as about
10 nm, according to an illustrative embodiment of the
invention;

[0059] FIG. 34 shows a plot of % reflectance versus
wavelength in nm for polished Al (open circles); “black” Al
(black diamonds; see also FIG. 35(A)); grayed Al (gray
circles; see also FIG. 35(B)); “golden” Al (gray squares; see
also FIG. 35(C)); and, Al colored by NC-LIPS S (open
squares; see also FIG. 36), according to an illustrative
embodiment of the invention;

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[0060] FIGS. 35(A-C) show photographs of metals pro-
cessed to have different optical properties: (A) black Al; (B)
grayed Al with two gray shades; (C) golden Al, according to
an illustrative embodiment of the invention;

[0061] FIGS. 36A, 36B show photographs of Al colored
by NC-LIPSS, where the color of the samples depend upon
the viewing angle due to a grating effect, according to an
illustrative embodiment of the invention;

[0062] FIG. 37 is a schematic diagram that illustrates the
so-called contact angle of a water/liquid drop deposited on
the horizontal surface of a solid;

[0063] FIG. 38: (a) Photograph of an altered glass sample;
(b-d) SEM images of microgrooves (b), and finer micro- and
nanostructural features on the microgrooves [(c) and (d)],
according to exemplary aspects of the invention;

[0064] FIG. 39 shows a 3D optical image of the surface
microgrooves of the altered material shown in FIG. 38,
according to an illustrative aspect of the invention;

[0065] FIGS. 40 (a-/) show the spreading dynamics of
water on a horizontally positioned glass sample, according
to an illustrative aspect of the invention;

[0066] FIGS. 41(a-f/) show the spreading dynamics of
water on a vertically positioned glass sample with grooves
oriented parallel to the table, according to an illustrative
aspect of the invention;

[0067] FIGS. 42 (a-/) show the dynamics of water running
uphill on a vertically standing glass sample with grooves
oriented perpendicular to the table, according to an illustra-
tive aspect of the invention;

[0068] FIG. 43 shows a plot of uphill distance traveled by
water front vs. t1/2, according to an illustrative aspect of the
invention;

[0069] FIG. 44: (a) Photograph of a tooth with a laser-
treated area on the enamel surface; (b) 3-D optical image of
the laser-produced microgrooves; (c) and (d) SEM images
showing fine micro- and nano-roughness on the surface of
the grooves, according to an illustrative aspect of the inven-
tion;

[0070] FIG. 45: (a) Photograph of a tooth with a laser-
treated area on the enamel surface; (b) 3-D optical image of
the laser-produced microgrooves; (c) and (d) SEM images
showing fine micro- and nano-roughness on the surface of
the grooves, according to an illustrative aspect of the inven-
tion;

[0071] FIG. 46: (a) and (b) Water spreading dynamics on
the laser-treated enamel surface positioned horizontally; (c)
and (d) Water spreading dynamics on the laser-treated
enamel surface positioned vertically, according to an illus-
trative aspect of the invention;

[0072] FIG. 47: (a) and (b) Water spreading dynamics on
the laser-treated dentin surface positioned horizontally; (c)
and (d) Water spreading dynamics on the laser-treated dentin
surface positioned vertically, according to an illustrative
aspect of the invention;

[0073] FIG. 48: SEM images showing typical structural
features of treated platinum surfaces; (a) and (b) Structure of
parallel grooves; (c) and (d) Micro- and nanostructural
features, according to an illustrative aspect of the invention;
[0074] FIG. 49: (a-d) Spreading dynamics of methanol on
a horizontal platinum sample, according to an illustrative
aspect of the invention; and

[0075] FIG. 50: Photographs showing methanol running
uphill on a vertically standing platinum sample; (a-d)
Dynamics of methanol running uphill; (e-f) Pictures show-

Oct. 17, 2019

ing transportation and accumulation of methanol to an
elevated point 10 mm above the reservoir surface, according
to an illustrative aspect of the invention.

[0076] FIG. 51(a) is a photograph of an example of
superhydrophobic black platinum.

[0077] FIG. 51(4) is a laser microscopy image showing
micro-structure on the platinum surface of FIG. 51(a).
[0078] FIGS. 51(c) and (d) are SEM images showing the
detailed hierarchical structures on the platinum surface of
FIG. 51(a).

[0079] FIGS. 51(e) and (f) are laser microscopy images
showing surface structures on examples of brass and tita-
nium.

[0080] FIGS. 52(a) through (f) are video clips showing a
water droplet bouncing off a superhydrophobie black plati-
num surface, which has a tilt angle of 8°.

[0081] FIGS. 53(a) through (e) are video clips showing a
superhydrophobic platinum surface that is self cleaned by
water droplets. The surface has a tilt angle of 8°.

[0082] FIG. 53(/) shows an untreated platinum surface that
has accumulated a puddle of water with floating dust.
[0083] FIG. 54 shows the spectral reflectance of the
examples of black brass, black platinum, and black titanium
of FIG. 51, shown as a function of wavelength. Spectral
reflectance of three mechanically polished metals without
laser treatment is also shown for comparison. The dashed
line shows the spectral reflectance of an ideal solar absorber.

DETAILED DESCRIPTION OF NON-LIMITING,
EXEMPLARY EMBODIMENTS OF THE
INVENTION

[0084] Embodiments of the present invention are gener-
ally directed to laser-based materials processing using one or
more femtosecond duration (i.e., 1-999.99 fs) laser pulses,
and to the altered materials obtained by such materials
processing. As used herein, the term ‘materials processing’
and ‘surface treatment’ refer to altering the surface structure
or restructuring the surface of the material being processed
by creating various nanostructures that may or may not be
created in combination with additional micro- and macro-
structures. Non-limiting examples of nanostructured sur-
faces in accordance with embodiments and aspects of the
invention are shown in the figures and will be described in
detail below.

[0085] Material alterations obtained in accord with
embodiments of the present invention may be defined by a
variety of experimental methods for analyzing the altera-
tions obtained (synonymously “the materials processing
outcome(s)”); for example, by electron micrographic analy-
sis, by spectroscopic analysis (e.g., absorption of light or
other electromagnetic energy by the altered surface), and via
other techniques recognized in the art. Material alterations
may also be additionally and/or separately defined in terms
of theoretical modeling of alterations and the mechanisms
by which alterations are generated, e.g., by post-ablation
redeposition of material, by the formation of nanostructure-
covered, laser induced periodic surface structures (NC-
LIPSS), and others described herein and known in the art.
[0086] In this regard, the term “ablation” is used to refer
to material alterations generally, rather than to any specific
process of material alteration. Specifically, “ablation” is
defined as occurring by experimental observation, i.e., by
the onset of surface damage or alteration to the material
being processed, where the surface damage or alteration is

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typically observed by eye or by SEM analysis (see, e.g.,
Example 2). Thus the term “ablation” is generic, and is not
used to refer to a specific physical process of material
alteration, for example, the specific physical process of
vaporization or other form of removal of material from a
surface, ete.

[0087] The structural material alterations described herein
below may be defined more precisely as, e.g., “nanostruc-
tures,” “nanoscale structure,” “nanoscale roughness,” or
“nanoroughness” obtained by femtosecond laser pulse nano-
structuring of the material. Other alterations that may or may
not occur in the presence of nanostructuring include, without
limitation, “microstructures,” “microscale _ structure,”
“microscale roughness,” or “microroughness” obtained by
microstructuring effects obtained by femtosecond laser
pulse nanostructuring of the material, and “macrostruc-
tures,” “macroscale structure,” “macroscale roughness,” or
“macroroughness” such as craters or other features obtained
by macrostructuring effects obtained by femtosecond laser
pulse nanostructuring of the material.

[0088] With further regard to nanostructures, terms
including but not limited to “nanobranches,” “nanopar-
ticles,” “nanoprotrusions,” “nanocavities,” “nanorims,”
“nanopores,” nanospheres” are used to describe nanoscale
dimension alterations having the visual appearances under
SEM analysis of branches, particles, protrusions, cavities,
spheres, channels, etc. With regard to microstructures, for
example, “columnar microstructures” is used to refer to
microstructures that appear visually under SEM analysis as
columns (see, e.g., FIGS. 30 and 31; FIGS. 3, 6, and 26 show
illustrative examples of these different micro- and nano-
structures).

[0089] Further with regard to the above terms, SEM
analysis may be used to establish quantitative as well as
qualitative definitions for macro-, micro-, and nanostruc-
tures, and these definitions may be used to define the
materials obtained by the materials processing methods
according to embodiments and aspects of the invention.
[0090] In some non-limiting aspects of the invention, it
may be desirable to create essentially a single kind of
materials structuring, while in other non-limiting aspects it
may be advantageous to create ‘mixed’ structuring. In this
context the word “dominated” is used herein to refer to a
situation where one type of structuring is prevalent, i.e.,
where one type of structuring occurs across, e.g. about 80%
or more of the surface area of the surface produced by the
specified materials processing regime. In general, however,
when the surface is “dominated” by nanostructures, for
example, it will be understood that other percentage values
are explicitly contemplated; i-e., 70, 71, 72, 73, 74, 75 . .
97, 98, 99% (i.e., counting by 1% intervals) of the surface
area is of the structure specified.

[0091] Although the above visually-based terms are used
herein to classify nanostructuring, microstructuring, and
macrostructuring effects according to embodiments of the
invention, other methods can be used to categorize these
structures. For example, because the absorptance of a mate-
rial is a function of the intrinsic absorptance, Apy7p, and the
surface roughness, A.p, alterations to a material that mani-
fest as alterations in surface roughness may be described by
absorptance changes rather than, or in addition to, descrip-
tions of macro-, micro-, or nanostructural changes based on
changes in the visual appearance. Thus Example 1 below
shows in detail how different femtosecond pulse duration

Oct. 17, 2019

laser processing regimes alter absorptance, and how these
alterations in absorptance correlate with macro-, micro- and
nanostructural changes in the surface of the material.
[0092] Further with regard to absorptance, as discussed in
Example 1 and particularly shown in FIG. 1, the materials
processing regimes of the embodiments of the invention are
capable of producing alterations to materials resulting in
extremely high absorptivity; e.g., absorptivity for gold of
close to 100%. Such high absorptivity may have particular
utility in, e.g. heat absorption applications (e.g., heat
exchange and heat absorption for hot water heating from
solar energy, etc.). However, as FIG. 1 shows, other absorp-
tance values may also be obtained. Thus the present inven-
tion is directed to producing materials having absorptance
values from 0.01, 0.02, 0.03, 0.04, 0.05, ..., 1.0 (counting
by 0.01), where the resulting absorptance of the material is
significantly greater than before processing.

[0093] The absorptance values determined in Example 1
are measured calorimetrically; however, absorptance may
also be measured by other means, and specifically by
methods that allow absorptance to be determined as a
function of the wavelength of the light impinging on the
sample. Reflectivity may also be measured in addition to, or
in substitution for, absorptance, especially in situations
where it is desirable to produce a material with favorably
altered reflectivity. Reflectivity may be measured by any
standard method used for such determinations; examples of
reflectivity measurements are provided in, for example, U.S.
Pat. No. 4,972,061, the contents of which are incorporated
herein by reference in their entirety.

[0094] Thus ina non-limiting, exemplary aspect, materials
processing methods and resulting altered or treated materials
are directed to the field of jewelry. The surface of virtually
any metal or metal alloy such as, but not limited to, gold,
platinum, silver, stainless steel, various precious metals,
decorative metals, and others may be decorated, initialed,
patterned, colored, blackened, or otherwise marked via
femtosecond laser surface structuring so as to have, for
example, altered reflectivity ranging from the reflectivity of
the unmarked metal down to essentially 0% reflectivity,
depending upon the desired application. In various non-
limiting aspects, reflectivity may vary with wavelength
(producing different colors) and/or viewing angle.

[0095] According to the various embodiments described
herein, the materials to be altered by femtosecond laser
surface structuring include most generally all metals and
alloys thereof, including, but not limited to, gold, aluminum,
copper, platinum, titanium, tungsten, stainless steel, and
others. The alteration of semiconductor materials and dielec-
trics are contemplated. Also contemplated are ceramic,
glass, and plastic materials.

[0096] According to non-limiting aspects, metal materials
are intended to include metal films (e.g., thin metal layers
coated on glass, silicon or other additional underlying layer)
and bulk metals. Bulk metals refer to non-thin films of more
than a few hundred nm, particularly more than 1 wm, and
more particularly to more than 10 wm in thickness. Thus
“bulk metals” refers to metals with the characteristics just
recited, whereas “thin films” refers to metals of less than a
few hundred nm, including the thin films described in the
Examples below.

[0097] Further with regard to the materials of the present
invention, as shown in the Examples and in, e.g., FIGS.
13-14, there is evidence that various of the alterations of the

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materials obtained by the embodied materials processing
methods occur preferentially on surface defects of the mate-
rials being irradiated by the femtosecond laser pulse(s). Thus
in some aspects, highly polished materials will be used
(pre-processing) in order to reduce the preferential forma-
tion of material alterations at material defects; in other
situations, it may be advantageous to leave the material
unpolished, to roughen the material, or even to introduce
inhomogeneities or other “defects” into the material in order
to facilitate certain alterations.

[0098] Pulse duration is a function of the laser system
used. In various non-limiting embodiments, the laser system
is a Ti:sapphire laser system generating 65 fs duration pulses
at a central wavelength of 0.8 jum; however, other laser
systems generating different fs pulse durations are also
contemplated. See, e.g., U.S. Pat. No. 6,979,798 and U.S.
Publication No. 2006/0207976 A1, the contents of which are
incorporated herein by reference in their entireties, for
non-limiting descriptions of other such fs duration laser
systems, e.g., a Yb-doped fiber laser such as the FPCA
uJewel (available from IMRA America, Ann Arbor Mich.).
Other such fs duration lasers may include, e.g., dye lasers,
Cr:LiSAF lasers, KrF lasers, and others known in the art.

[0099] In addition to laser pulse duration, a number of
other laser parameters may be varied in various aspects of
the present invention in order to obtain the desired materials
processing effects, including but not limited to: the polar-
ization of the laser beam (typically horizontally polarized);
the diameter of the spot of laser irradiation on the surface of
the material sample (typically between 100 and 1200 um);
the wavelength of the laser beam; the energy density, F
(fluence), of the laser beam; the number of laser pulses
(shots) applied to the material sample; time delay between
laser pulses; the extent of overlap between multiple laser
pulses (shots) applied to the particular region of the material
being processed; whether the shots are applied in vacuum or
under higher pressure conditions, and others.

[0100] According to various non-limiting exemplary
embodiments, the fs laser has a central wavelength (lambda)
of 0.8 um. However, other wavelengths in the IR, visible,
ultraviolet, infrared, THz frequency, etc., may be advanta-
geously used.

[0101] With regard to laser fluence on the surface of the
material to be processed, as will be discussed below, con-
templated fluences will be sufficient to alter the surface
structure of the metal as described herein and will be
generally below about 25 J/cm? at the material surface; i.e.,
below about 25, 24, 23, 22, 21, 20, 19, 18, 17, 16, 15, 14, 13,
12, 11, 10, 9, 8, 7, 6, 5, 4, 3, 2, or 1 J/cm’. The exact choice
of fluence varies, however, depending upon the desired
materials processing effects. Thus for example, the summary
graphic of FIG. 19 shows that different materials properties
may be obtained for fs laser irradiation using different
combinations of laser fluence and number of laser pulses.

[0102] Further with regard to fluence, in an exemplary
embodiment the choice of fluence is expressed by reference
to the threshold laser fluence (synonymously, the “ablation
threshold” or F abl) required for visible material surface
damage under SEM. Thus as described in the Examples,
materials processing effects can be calibrated to the ablation
threshold, e.g., the fluence specified to obtain a particular
effect may be given both in absolute terms of J/cm? or,
alternatively, may be given as a percentage of the ablation

Oct. 17, 2019

threshold, ie., as 1, 2,3, 4,5,..., 100, 101, 102, 103, 104,
105, . . . 10,000% (counting by ones) of F,,,,;.

[0103] With regard to laser pulses, embodiments of the
present invention may use single- and multi-pulse exposures
of materials to obtain desired materials processing effects.
Laser “pulse” or synonymously, “shot”, refers to a single
laser pulse applied to the sample material using for example
an electromechanical shutter to select a single pulse. Multi-
pulse or multi-shot situations involve more than a single
shot, e.g., 2, 3, 4, 5, 6, 7, 8, 9, 10, ete. (counting by ones) up
to thousands, tens-of-thousands, or hundreds-of-thousands
of shots. The exact number of pulses or shots chosen will
depend upon the desired materials processing outcome, as
shown in for example in the summary graphic of FIG. 19 and
as discussed below.

[0104] The extent of overlap between shots in a multi-shot
situation may be varied in order to obtained desired effects,
e.g., by specifying that at least x % of the area of an
additional shot or shots overlap with the first or previous
shot, where x can be 1 to 100% counting by ones (i.e., 1, 2,
3, 4, 5,... , 100%). Such variations may be particularly
important when, for example, the portion of the material in
the center of the irradiation by the laser pulse or pulses
undergoes different alterations as a result of the centrality of
the beam than portions of the material at the periphery of the
pulse or pulses (see, e.g., FIGS. 18 and 22).

[0105] As a result of shot overlap or other controllable
parameters, a variable percentage of a surface may be altered
to have the desired structure or structures. For example, a
precise scanning pattern of a laser beam across the surface
of the material may be used to ensure that a variable
percentage of the surface is altered to possess the desired
nanostructure(s), microstructure(s), macrostructure(s), or
combinations thereof. Contemplated percentages of a sur-
face to be modified range from 1 to 100% counting by ones
(ie. 1, 2,3, 4,5,..., 100%). As shown in FIG. 18, precise
patterns of laser irradiation application, either at one fluence
alone or in a combination of fluences (e.g., high fluence/low
fluence) may influence the type of structuring of the material
obtained. FIG. 18, for example, shows that a two shot high
fluence regime at F=9.6 J/cm? on copper will produce a
mixed materials processing result of a microstructured cen-
tral area surrounded by a nanostructured periphery.

[0106] In addition to specifying the percentage of the
surface to be modified, the materials processing effects may
also be expressed in terms of a total area modified, e.g., 0.1,
0.2, 0.3, 0.4, 0.5, ... 10,000 cm? (counting by 0.1 cm? units).
In this regard, it is advantageous that the embodied materials
processing methods produce sufliciently large amounts of
altered materials, where these amounts may be specified in
terms of the total surface area of the material that has been
altered.

[0107] The exact surface area or range of surface areas
required for any particular application of the present inven-
tion will depend upon the application; aesthetic applications
such as jewelry, for example, will require relatively small
amounts of altered material. In contrast, larger surface areas
of altered materials may be required for other applications,
e.g., formation of heat absorptive surfaces, or for applica-
tions for, e.g., catalysis or materials implantation into the
human body for, e.g., dental implants or other situations
where nanostructuring is advantageous for cellular growth
and penetration into the implant material.

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[0108] According to non-limiting aspects of the invention,
advantageous nanostructured materials processing effects
may be obtained under ambient air/pressure conditions.
Thus the pressure conditions under which materials process-
ing occurs affect both the threshold laser fluence (synony-
mously, the “ablation threshold” or Fab) required for visible
material surface damage under SEM and the plasma ignition
threshold (Fr) as assayed by the onset of bright violet
radiation from the laser-irradiated spot as measured either by
a photomultiplier or an open-shutter camera (see, e.g., FIG.
12). Therefore, various embodiments of the present inven-
tion are directed to materials processing at: low-pressure
conditions (e.g., below 5 torr), where, for example, related
materials processing to produce “gold-black” is done;
vacuum conditions (i.e., below 0.1 torr); between 5 torr and
760 torr (1 atm), i.e., 5, 6, 7, 8, 9, 10, . . . 760 torr (counting
by ones); and, at atmospheric pressure, where the Examples
provided below show desirable materials processing effects
can occur, contrary to prior teachings that materials process-
ing must be performed at low pressure.

[0109] Additionally, Example 2 below discusses the
effects of ambient air versus a highly reactive gas (oxygen)
versus an inert gas (helium) on materials processing using ns
duration pulses, and concludes that these effects are depen-
dent upon gas pressure, rather than the type of gas environ-
ment used. While these effects are expected to be applicable
to fs duration pulses as well, non-limiting aspects of the
present invention nevertheless contemplate the use of puri-
fied gases in addition to ambient air for use with the
materials processing regimes. Inert gases may have particu-
larly desirable effects, thus such gases or other purified gas
or mixtures of gases may be used in aspects of the present
invention.

Exemplary Method Embodiments

[0110] Embodiments of the invention use pulsed laser
beams of femtosecond (fs) duration to obtain nanostructur-
ing of material surfaces with or without microstructuring
and/or macrostructuring effects. The specific conditions for
generating a particular structure (macro-, micro-, or nano-)
or combination of structures is a function of a number of
variables including laser pulse duration, laser energy density
or fluence (in J/cm”), time delay between laser pulses, and
the number of pulses or “shots” of the laser beam delivered
to a particular region of the material to be altered.

[0111] As shown in the Examples below, both on theo-
retical and experimental grounds, fs pulses produce different
materials processing effects than do ps and ns duration
pulses. It is also observed that the materials processing
effects obtained with fs laser pulses are not a priori uniform;
rather, they depend in part upon the specific pulse param-
eters such as the energy density or fluence of the laser beam
and the number of pulses of the laser beam applied to the
sample. However, various combinations of beam fluence
and shot number may advantageously produce more uniform
materials processing results.

[0112] Example 1 below will describe the effects of beam
fluence and shot number on a gold sample. The results are
categorized into four discrete regions of effect, AB, BC, CD,
and DE as shown in FIG. 1, which shows a graph of the
absorptance of a gold (Au) surface against number of pulses
of varying fluence from a Ti:sapphire laser (central wave-
length of 0.8 um; pulse duration of 60 fs). The different
absorptance values of the laser beam irradiated gold in

Oct. 17, 2019

various of these regions can be correlated with differences in
the materials alterations achieved; i.e., region AB is associ-
ated with nanoscale roughness (see also FIG. 2); region BC
is associated with nanoscale roughness including nano-
branches (see FIG. 3(a)) and spherical nanoparticles (see
FIG. 3(6)) and also contains microscale structures such as
micropores, circular microgrooves, and central microchan-
nels; and, region CD contains macroscale structures such as
craters, periodic structures, and other surface deformations
(see, e.g., FIG. 7).

[0113] As Example 3 will show, the regions defined in
Example 1 and shown in FIG. 1 are applicable not just to a
gold material sample but are also observed to be very
consistent across different materials. Thus Example 3 is
specifically directed to an analysis of the effects of fluence
and shot number ofa fs laser beam on copper, with the SEM
results for various experiments shown in FIGS. 16-18 and
20. FIG. 19 is a summary graphic that shows that there are
essentially three regions defined by the data of Example 3:
a region dominated by nanostructures (the X region in the
figure); a region dominated by microstructures with some
nanostructures (the open circle region in the figure); and, a
region dominated by macrostructures with some micro- and
nanostructures (the sold squares in the figure). These three
regions correspond to regions AB, BC, and CD (or possibly
CD/DE), respectively, of FIG. 1 and demonstrate that
although there would be no a priori ability to predict the
existence of these regions, once the regions have been
defined, the structures formed for each region are relatively
predictable.

[0114] Further confirmation of the general applicability of
the three regions of FIG. 19 to other materials including, but
not limited to, other metals, semiconductors, and dielectrics
is provided by the data of Example 5, where titanium metal
was exposed to a varying number of fs duration laser pulses
of varying fluence. Specifically, Example 5 will show that
nanostructures are present with low laser fluences (see, e.g.,
FIGS. 26-29) as expected, and that for higher fluences of,
e.g., 0.16 or 0.35 J/cm2 and a sufficient number of laser shots
(e.g., 20-200; see FIGS. 30 and 31), microstructuring occurs
as predicted by the data of FIG. 19. Finally, again as
predicted by the data of FIG. 19, for 1,500 shots at a fluence
of 0.48 J/cm2, macrostructures are formed as predicted (see,
eg., FIG. 32(d)).

Exemplary Applications

[0115] The apparatus and method embodiments described
herein may have utility in a variety of applications including,
but not limited to: aesthetic or marking applications such as
the application of patterning or coloring to the surface of
jewelry; medical applications, e.g., for implantable medical
devices, where the novel properties of the laser altered
surface of such a device may aide in, for example, integra-
tion of cells of a subject into the implant; catalysis, where the
properties of the altered materials and particularly the
increased surface area of the materials resulting ftom, e.g.,
nanostructuring, may improve the ability of the material to
catalyze chemical reactions; heat transfer situations, where
alterations resulting in increased absorptivity may improve,
e.g., the efficiency of solar cells and heat sinks; sensor
sensitivity, where the unique alterations to materials
described herein may be used in both a sensor’s absorbing
element to increase the amount of electromagnetic radiation
absorbed and also in the shielding around the sensor or

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sensors to protect them from various forms of stray electro-
magnetic radiation, thereby helping to improve their signal-
to-noise ratios; and, stealth technologies or other technolo-
gies where the absorption of electromagnetic energy such as
ultraviolet, visible, infrared, terahertz radiation, etc., may
cloak, conceal, or otherwise obscure the object coated or
shielded with the altered material having the desired absorp-
tive properties.

Exemplary Aesthetic or Marking Applications

[0116] A non-limiting aspect of the invention is directed to
methods for materials processing that produce altered mate-
rials for aesthetic or marking applications, for example
jewelry or other applications where the nano-, macro-, or
micro-structuring of a material’s surface may produces
desired effects.

[0117] The data of Example 1 will show that fs-based laser
processing may be used to increase the absorptivity of a
material, which can be observed visually as darkening or
blackening of the surface region of the material so altered.
Accordingly, an embodiment the invention is directed to a
method of obtaining the desired markings. A related embodi-
ment is directed to the materials obtained by such processing
methods.

Exemplary Biomedical Applications

[0118] A non-limiting aspect the invention is directed to is
a method for materials processing that produce materials
advantageously suitable for biomedical applications, par-
ticularly medical applications where a metal or metal-clad
device is to be implanted into a subject, and alterations to the
metal or metal cladding may act to improve the biocompat-
ibility of the metal or metal cladding.

[0119] In this aspect, suitable materials may include met-
als, ceramics, composites, and others, that are nanostruc-
tured and/or possibly microstructured and then introduced or
implanted into a biological milieu such as in bone, in tissue,
etc., where biocompatibility is important for successful
introduction or implantation. The materials contemplated
include any as are known for introduction or implantation
into the body, and include, but are not limited to, metals such
as titanium, gold, silver, etc., alloys of these metals, com-
posites, etc. The “biological milieu” may include bone,
tissue, etc., of a whole organism, or of an isolated compo-
nent of an organism, e.g., of an isolated organ, teeth, bones,
etc. Organisms contemplated include animals, and particu-
larly mammals, including humans.

[0120] Example 5 below will discuss alterations to tita-
nium metal using a fs laser method described herein to alter
the surface topography of titanium for better biocompatibil-
ity, i.e., to provide a surface containing, e.g., pits, pillars,
steps, etc., or other structural features that serve as anchors
or other attachment, scaffolding, or stimuli for protein and/or
cellular integration.

[0121] “Biocompatibility” as used herein refers generally
to alterations in the surface of a material that increase the
ability of that material to integrate into the body, e.g.,
increase structural integration such as by invasion or inter-
penetration of the material by cells of the body or proteins
or other biological material. Biocompatibility also refers to
alterations that increase integration by decreasing rejection
of the material by the body, as would occur if the material

Oct. 17, 2019

fails to integrate, ie, so that the body recognizes the
material as non-integrated and thus acts to encapsulate or
otherwise reject it.

[0122] Biocompatibility may be assayed in a variety of
ways. For implants, for example, biocompatibility may be
determined by assaying the mechanical strength or stability
of the integration of the implant into the body. Thus for
example, in osseointegration of dental implants, biocompat-
ibility may be assayed by determining the force required to
displace or separate out the implant from the surrounding
bone. Biocompatibility may also be determined by directly
observing (e.g., by SEM) the extent to which proteins, cells,
or other biological materials are able to invade or integrate
into the metal or other material altered by the materials
processing methods of the present invention. As another
non-limiting example of an assay for biocompatibility,
methods for measuring cell death or proliferation may be
used to determine the extent to which the altered surface
topography of the material processed by the laser methods of
the present invention results in the activation of cells to
proliferate, or the active suppression of cell death mecha-
nisms that would otherwise occur if the cells failed to find
themselves in a suitable proliferative environment.

Exemplary Catalysis Applications

[0123] A non-limiting aspect is directed to a method for fs
laser pulse materials processing that can produce materials
with desirable catalytic properties; i.e., materials that con-
tain nanostructural and macro- and/or micro-structured
alterations that increase catalytic surface area.

[0124] Such alterations may be assayed by SEM or other
analyses that allow for the determination of the porosity or
other increased surface area aspects of the materials altered.
Alternatively, catalytic activity may be measured directly by
determining the rate at which a reaction is catalyzed by an
unaltered material (e.g., platinum) versus the rate of the
reaction using an altered material.

Exemplary Modifications of the Optical Properties of
Materials

[0125] An aspect of the invention is directed to a method
for altering the optical properties of materials, including, but
not limited to, metals such as are provided in Example 6
below. Thus as shown in Example 6, the materials process-
ing methods of the present invention may be used to obtain,
e.g., metals which appear to the human observer to have
various shades of gray (where “gray” may alternatively be
defined as a material having relatively uniform reflectance
across the entire visible wavelength), including multiple
shades of gray in one metal piece. These materials process-
ing methods may additionally be used to obtain what appear
to the human observer to be colored materials (where
“colored” may alternatively be defined as a material having
preferential reflectance in some regions of the visible spec-
trum and not in others), e.g., colored metals such as are also
described in Example 6, and ‘black’ metal. Although these
methods are applied to metals in Example 6, the present
invention explicitly contemplates the application of these
methods for certain non-metal materials as well.

Example 1

[0126] Experiments in support of embodiments of the
invention have demonstrated that a significant amount of

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residual thermal energy is deposited in metal samples fol-
lowing multi-shot femtosecond laser ablation. Traditionally,
it was commonly believed that one of the most important
advantages of femtosecond laser ablation is that the energy
deposited by ultrashort laser pulses does not have enough
time to move into the bulk sample; therefore, the residual
thermal energy remaining in the bulk sample should be
negligible. In contrast to this, a significant enhancement in
laser light absorption was observed recently by the inventors
following ablation. To understand the physical mechanisms
of laser energy absorption, the change in absorptance of gold
due to structural modifications following multi-shot femto-
second laser ablation was directly measured. The measured
data indicates that there is a significant absorption enhance-
ment due to nanostructuring in addition to the known
mechanisms of absorption increase via micro- and macro-
structuring. Moreover, nanostructuring alone may enhance
the absorptance by a factor of about three. The physical
mechanism of the total enhanced absorption is due to a
combined effect of nano-, micro-, and macro-structural
surface modifications induced by femtosecond laser abla-
tion. At a sufficiently high fluence and with a large number
of applied pulses, the absorptance of gold surface may reach
an absorptance value of nearly 100%.

[0127] The absorptance A of a pure metal with a clean
surface consists of two components A=A;y7p+Asp, Where
Ajyzr is the intrinsic absorptance and Asp is the contribution
due to surface roughness. For an optically smooth metal
surface, Asp is about 1-2% of App. but the role of Asp
enhances as the surface roughness increases. For multi-pulse
ablation, only the first femtosecond laser pulse interacts with
an undamaged surface, since the laser-induced surface struc-
tural modification develops long after the ultrashort pulse. In
this case, A is governed by Ayyr, Which can be a function
of laser fluence due to laser-induced change in the dielectric
constant of the material. All of the subsequent laser pulses
interact with a structurally modified surface and their
absorption is determined by both Ajyre and Asp. The
absorption of a single femtosecond laser pulse by an undam-
aged metal surface is dominated by A;y7p. However, the
coupling of laser energy to a metal in multi-pulse femto-
second laser ablation has not yet been investigated, where
Asp may have a significant value due to surface structural
modification.

[0128] The instant non-limiting example discusses the
effect of surface structural modifications on the absorptance
of gold in multi-pulse femtosecond laser ablation when an
originally plane and smooth surface transforms into a blind
hole. This effect is investigated as a function of the number
of applied ablation pulses at various fluences. A reported
calorimetry technique allows a direct measurement of laser
energy absorbed by the sample. Our data indicate that
femtosecond laser-induced surface modification enhances
the sample absorptance, which can reach a value close to
100% at a sufliciently high fluence with a large enough
number of applied pulses. Scanning electron microscope
(SEM) studies show that there is absorption enhancement
due to nanostructuring, which, alone was seen to enhance
the absorptance by a factor of about three.

[0129] Experimentally, an amplified Ti:sapphire laser sys-
tem was used to generate 60-fs pulses of about 1.5 mJ/pulse
at 1 kHz repetition rate at a central wavelength of 800 nm.
The laser beam was focused onto a mechanically polished
sample surface with a 40-cm-focal-length lens at normal

Oct. 17, 2019

incidence. An electromechanical shutter was used to select
the number of pulses, N, applied to the sample. The absorp-
tance of the ablated spot was studied. After ablation of the
sample with a chosen number of pulses, we reduced the laser
fluence to a level below the ablation threshold. Subse-
quently, we irradiated the ablated spot again using a train of
low-fluence laser pulses that would not induce any further
surface modification. A certain amount of energy from this
low-fluence pulse train, E.,, is absorbed in the skin layer of
the sample, dissipates via heat conduction in the sample, and
causes a bulk temperature rise AT. We measured this tem-
perature rise with a thermocouple battery that allows E,, to
be determined calorimetrically as E, ,=CAT, where C is the
known heat capacity of the sample. To measure energy E,
incident upon the sample, a certain fraction of incident pulse
train energy was split off by a beam splitter and measured
with a joulemeter. Having measured E, and E.,, the absorp-
tance of the ablated spot could be found as A=E_/E,.
Laser-induced surface modifications were then studied using
a SEM and an optical microscope.

[0130] The optical properties of surface modifications
were studied following multi-pulse ablation at single-pulse
laser fluences of F=1.1, 0.35, 0.17, and 0.078 J/cm? in air.
The ablation threshold F,,,; for a pristine surface was found
to be F,,-0.067 and 0.048 J/cm? for single-pulse and
$00-pulse train irradiation, respectively. The numbers of
pulses required to perforate a 1 mm-thick sample at the
center of the irradiated spot were determined to be 16,100,
25,000, and 77,000 pulses at F=1.1, 0.35, and 0.17 Jem’,
respectively. This corresponds to average ablation rates of
63, 40, and 13 nm/pulse, indicating that a single laser pulse
produces a nanoscale modification in depth. Plots of absorp-
tance versus the number of ablation shots, N, at different F
are shown in FIG. 1. For an undamaged surface, the absorp-
tance remains a constant value of 0.12 when measured at
F=0.0043 cm, which is an order of magnitude below F,,,,.
The absorptance of a structurally modified surface is sig-
nificantly greater than that of the undamaged surface and
shows dependence on the number of applied ablation pulses,
N.

[0131] The ACN) curves for the ablated surface can be
characterized into distinct regions marked with A, B, C, D,
and E on A(N) in the case of F=0.17 J/cm2 in FIG. 1. The
first of these four regions is region AB, where the absorp-
tance initially increases from 0.12 (undamaged surface) to a
value in the range of 0.25-0.33. Typically, this region covers
the first 1-10 shots. For example, this initial enhancement of
absorptance can be produced by four pulses at F=0.17 Jem?
or by one pulse at F=0.35 and 1.1 J/em?. Optical microscopy
showed that the irradiated spot was entirely covered with
surface modification following ablation by only one pulse
when F20.35 J/cm?, but four pulses at F=0.17 J/cm2.
Therefore, the enhancement of A with N at F=0.17 em?
appears due to both the surface modification and an increase
in size of the modified area from point A to B.

[0132] In the second region, BC, the absorptance under-
goes a slight decrease as N increases. Typically, this region
covers approximately the next 100-300 pulses. Both regions
AB and BC extend to a larger number of pulses when the
surface is modified at F only slightly above F.,,,, as seen
from the curve at F=0.078 J/cm? in FIG. 1.

[0133] The third region, CD, is characterized by a further
enhancement of absorptance with the increase of N. This
region extends to N on the order of 10,000 pulses.

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11

[0134] The fourth region, DE, was where absorptance
reached a maximum value that did not change with further
increase of N.

[0135] Reference is now made to the SEM pictures of
surface morphology shown in FIGS. 2-6. In regions AB, BC,
and CD, where absorptance exhibits dependence on N, the
following surface modifications were observed: For region
AB, a characteristic modification is nanoscale roughness
(FIG. 2). In region BC, two major features were observed.
First, nanoscale roughness develops further in the form of
nanobranches (FIG. 3 (a)) and spherical nanoparticles (FIG.
3 (6)). Secondly, microscale structures begin to develop in
the forms of micropores, circular microgrooves, and central
micro-channels. In region CD, features resembling a crater
with a deep central micro-channel, periodic structures with
orientation in the direction perpendicular to the laser light
polarization and with a period roughly equal to the laser
wavelength (FIG. 4(a)), and a visible black halo around the
crater were observed. All these laser-induced surface modi-
fications can affect the absorptance in various ways. For
example, surface roughness can enhance the absorption of
light both by multiple reflections in micro-cavities and by
variation in the angle of incidence (angular dependence of
Fresnel absorption). Nanoscale structural features can affect
absorptance since the optical properties of a nanostructured
material can be quite different from the bulk. Laser-induced
periodic surface structures (LIPSS) may enhance absorption
of laser energy via generation of surface electromagnetic
waves. In accordance with non-limiting aspects of the
instant invention, the observed LIPSS, referred to herein as
nano-structure-covered laser-induced periodic surface struc-
tures (NC-LIPSS) having non-conventional, finer nanoscale
structural features, are shown in FIG. 4 (b).

[0136] The absorption of laser energy in femtosecond
laser ablation may also be altered through re-deposition of
ablated material. Examination of the black halo produced
around the crater shows that its elemental composition as
determined by energy dispersive X-ray analysis is identical
to that for a pristine surface; i.e., the black halo is a layer of
the ablated and re-deposited gold. SEM images in FIGS. 5
and 6 demonstrate that the black halo has a structure of
spherical nanoparticle aggregates that is typically seen in
gold-black films and, which, have been known for their high
absorptance in the infrared. Therefore, the gold-black halo
can enhance the absorption of low-intensity wings of the
incident Gaussian beam and contribute to residual heating of
the sample. Since re-deposition of ablated material occurs
both outside and within the ablated spot, the re-deposition of
the nanoparticles produced by ablation can also enhance the
absorption of light in the ablated area. For example, an
enhanced absorption of light by a semiconductor coated with
Au nanoparticles has recently been reported. Therefore, in
femtosecond laser ablation, the enhanced absorption can
occur due to surface nano-, micro-, macro-structures and
re-deposition of nanoparticles depending on ablation con-
ditions. The combined effect of these surface modifications
can lead to virtually 100% absorption of laser light in
multi-pulse ablation with a sufficiently large number of
pulses at high fluence as shown in FIG. 1. Almost all of
incident laser energy is retained in the sample as residual
thermal energy. This suggests that the energy carried away
by the ablated material is small in Au, and the enhanced
absorptance appears to be the dominant factor in the

Oct. 17, 2019

enhanced residual thermal energy deposition in multi-pulse
femtosecond laser ablation at large numbers of applied
pulses.

[0137] Since different surface modifications are superim-
posed on each other, it is difficult to completely isolate and
determine each individual contribution to the enhanced
absorptance. Therefore, we provide the following estima-
tions on the contributions of nano-, micro-, and macro-
structures induced by femtosecond laser ablation. Since
surface nano-structures are the dominant feature in region
AB and part of region BC for N<50-100, and the absorp-
tance increases from 0.12 to 0.25-0.33 over these regions
(see FIG. 1), nano-structures alone are believed to account
for the additional absorptance increase of about 0.1-0.2. The
contribution of two microscale structures, LIPSS and ran-
dom roughness, is estimated as follows. To estimate the
contribution of LIPSS, we ablated a sample using p-polar-
ized light and measured the low-fluence absorptance A(N) of
the ablated spot with both p- and s-polarizations. The curves
A(N) of different polarizations were identical, indicating
that the grating effects of microscale LIPSS on the absorp-
tion of laser light by gold is negligible. To estimate the
contribution of microscale random roughness, we abraded a
mechanically polished sample surface with sandpaper to
produce a rms roughness of 3 ym, which is estimated to be
comparable to the laser-induced roughness for
100<N<1000. The absorptance of this abraded surface was
then measured to be about 0.24 as opposed to 0.12 for a
mechanically polished surface. This indirectly shows that
the random micro-roughness accounts for the additional
absorptance increase of about 0.12. Macro-structures come
into play in two major forms, deep central channel and
concentric ring grooves, when the number of pulses is
between about 500-1000 and laser fluence is higher than
0.17 Jiem?. Two SEM pictures showing typical macro-
structure craters are presented in FIG. 7. The macro-scale
crater formation starts in region CD and, therefore, we
believe the progressive increase of macro-structure size
largely accounts for the absorptance increase from 0.4 to
about 1.0. However, nano- and micro-structures also
develop further in regions CD and DE and may also con-
tribute to absorptance increase to some extent.

[0138] Besides the physical mechanisms of enhanced
absorption, we also make the following observations about
femtosecond laser-matter interactions: First, laser-induced
nanostructures alone can enhance the absorptance of Au by
a factor of about three following only 1-3 pulses. This result
suggests a new direction for future study of optical proper-
ties of nanostructures imprinted on a metal surface. Sec-
ondly, we produced a new type of microscale periodic
structure with much finer nanoscale structures (NC-LIPSS)
following ablation with a large number of applied pulses.
Thirdly, re-deposition of laser-induced nanoparticles is seen
outside of the ablated spot leading to the formation of a
nanostructured material known as gold black. Finally, we
identified potential new applications of femtosecond laser
ablation for modifying optical properties of metals and
producing technologically valuable surface coatings such as,
but not limited to, gold-black films.

Example 2

[0139] In this Example, a comparative study of residual
thermal effects in aluminum following fs laser ablation was
performed. At laser fluences above the ablation threshold

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where plasmas are produced and at a sufliciently high
ambient gas pressure, an enhanced coupling of pulsed laser
energy into the sample occurs. Furthermore, in contrast to
the conventional understanding that residual thermal energy
is negligible in fs-laser ablation, up to 70% of the incident
pulse energy can be retained in the sample following single-
pulse fs-laser ablation in 1-atm air. The major factors
influencing thermal energy coupling to the sample are the
laser fluence and ambient gas pressure. Residual thermal
energy deposition decreases with reducing ambient gas
pressure.

[0140] Laser ablation using femtosecond (fs) laser pulses
has numerous applications in the field of materials process-
ing and machining and, nanotechnology. Comparative stud-
ies have demonstrated that femtosecond laser ablation has
advantages over nanosecond ablation in aspects of higher
precision, reduced heat-affected zone, and smaller amount of
debris around the ablated spot. Following laser ablation, a
fraction of absorbed laser energy is retained in the heat-
affected zone, dissipates into the bulk of the sample and
remains inside as residual thermal energy that induces the
bulk temperature of the sample to rise. This is sometimes
referred to as the thermal load and is often undesirable in
laser micro- and nano-machining.

[0141] The coupling of thermal energy into metals has
been previously studied for microsecond and nanosecond
laser ablation. An enhanced residual thermal energy cou-
pling to metals has been observed when laser fluence is
above a certain threshold value. It has been suggested that,
in addition to the direct absorption of laser light, energy
transfer from laser-produced plasma can contribute to
residual heating. However, mechanisms responsible for ther-
mal coupling are still not fully understood.

[0142] We have observed an enhanced residual heating of
metals following multi-pulse femtosecond laser ablation,
where laser-induced surface modification has been found to
play a role in enhanced residual heating but, where this alone
could not fully account for the observed amount of deposited
thermal energy. To exclude the effect of surface modification
on residual thermal response, we investigated single-pulse fs
ablation. We also studied the residual thermal response of
aluminum (AJ) following ns-laser ablation to compare with
the results for fs-laser ablation. We used a calorimetric
technique to study effects of laser pulse duration, ambient
gas pressure, and laser wavelength on residual heating of Al.
To characterize the residual thermal response, we defined a
so-called residual energy coefficient (REC) K=E,/E,, where
E, is the residual thermal energy remaining in the sample
following ablation and E, is the incident laser pulse energy.
By definition, REC is equal to absorptance of the sample
material when laser fluence is below the ablation threshold.
Enhanced residual heating occurred following both single-
pulse ns- and single-pulse fs-laser ablation in ambient gas at
a sufficiently high pressure. The major factors governing the
residual heating are laser fluence and ambient gas pressure.
There is a fundamental difference between multi-pulse ver-
sus single-pulse ablation because multi-pulse ablation may
induce absorptance change due to accumulated surface
modifications from multiple laser shots. This accumulated
effect does not occur in single-pulse ablation.

[0143] Both ns and fs duration pulse effects were exam-
ined. The following three laser systems were used: 1) a ruby
laser producing 45-ns pulses (FWHM) at wavelength 4=0.
69 wm with pulse energy of 0.6 J; 2) a Nd:YAG laser

Oct. 17, 2019

generating 55-ns pulses at A=1.06 jum with pulse energy of
1.4 J; and, 3) a Ti:sapphire laser producing 60-fs pulses at
4=0.8 um with pulse energy of 1.5 mJ. Using each laser
system, the laser beam was focused onto an Al sample at
normal incidence. A fraction of the incident pulse energy E,
was split off using a beamsplitter and measured with a
joulemeter to allow E, to be determined.

[0144] The residual energy E, that remains in the sample
following ablation causes the bulk temperature of the sample
to rise by AT. Using a thermocouple attached to the Al
sample, AT was measured after thermal equilibrium was
reached in the sample. Knowing the specific heat capacity c,
and the mass m of the sample, the residual energy can be
obtained from E,-me,AT. The thermocouple response time
(the time required for achieving a maximum thermocouple
signal in our calorimeter) was about 2.5 sec. Using measured
E,and Eg, the residual thermal energy coeflicient K=E,/E,
can be found as a function of single-pulse laser fluence
F=E/S, where S is the laser beam area on the sample. The
samples were mechanically polished. Measurements were
performed in various ambient gases and at different pres-
sures. The sample was translated with an X-Y stage so each
subsequent laser pulse was incident on a fresh spot. Two
parameters, the ablation threshold F.,,,, and the plasma igni-
tion threshold F,,, were determined at the onset of surface
damage visible to eye with subsequent examination under a
scanning electron microscope (SEM). F,; was determined by
observing the onset of bright violet radiation from the
irradiated spot using either a photomultiplier (PMT) or an
open-shutter camera, both properly filtered to cut off scat-
tered laser light.

[0145] Although embodiments of the invention are
directed to fs-duration laser pulses, this Example probes
some of the effects of both fs- and ns-duration laser pulses.
The dependence of REC on laser fluence F following
single-pulse ns-laser ablation in various ambient gases under
different pressures on Al are plotted in FIGS. 8 (or Nd:YAG
laser) and 9 (or ruby laser). For the Nd:YAG laser, ablation
and plasma ignition thresholds in 1-atm air are determined
to be F,,-1.2#0.3 J/cm? and F-14204 Vem. For the
ruby laser, these values are F,,,=1.020.2 Jem? and F,,=1.
140.3 Jem?. Thus F.,E,, in these experiments. By defi-
nition, REC should be equal to the absorptance of the
material when it is irradiated by low-fluence laser light that
does not cause any surface modification. The measured
value of REC (K=0.25) at F<F,,, in FIG. 2 agrees with the
reported value of absorptance for a mechanically polished Al
sample at 4=1.06 jum (D. E. Gray (Ed.): American Institute
of Physics Handbook, 3rd edn. (McGraw-Hill, New York,
1972)), and this agreement shows the accuracy of our
measurement technique. Data at 1-atm in FIGS. 8 and 9
show that REC enhances abruptly at a certain fluence
threshold, F,,,,, and reaches a maximum value of about
0.5-0.6 indicating that about 50-60% of the laser pulse
energy can be retained in Al following nanosecond laser
ablation. Our experiment also shows that F’,,,,~',, within the
experimental uncertainty for both Nd:YAG and mby laser
ablation.

[0146] Next, we studied the pressure effect on REC;
representative curves are plotted in FIGS. 8 and 9. For
Nd:YAG laser ablation, REC slightly decreases when air
pressure, P, decreases from 1 atm to about 30 torr, but REC
abruptly drops when pressure further reduces from 30 torr to
about 0.6 torr. For P<0.6 torr, the onset of plasma is

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accompanied with a drop of REC. This drop becomes more
pronounced as the pressure is further reduced to 0.04 torr. At
this pressure, REC eventually reaches a value of about 0.12
that is smaller than the absorptance of an undamaged surface
by a factor of two. For P<0.04 torr, REC virtually remains
independent of the residual air pressure. This behavior
shows that, in contrast to the observation in air, the onset of
plasma in vacuum is accompanied by a drop of REC. In
vacuum, both F,,, and F,,, are higher than those at 1-atm air
pressure by approximately a factor of two. Dependence of
REC on laser fluence is also studied in 1-atm oxygen and
1-atm helium, and these REC data are shown in FIGS. 8 and
9. The dependences show virtually the same behavior as
those in air, indicating that REC does not essentially depend
on the particular type of gas. The contribution of possible
exothermic chemical reactions that may occur due to pres-
ence of chemically active gases such as oxygen is negligible.
[0147] In vacuum, the laser plasma mainly consists of
ionized species of ejected material, while in a gas medium,
plasma consists of ionized species of both ablated material
and ambient gas. A characteristic feature of ambient gas
plasma produced by ns pulses is that the plasma expands due
to the generation of laser-supported absorption waves. FIG.
10 shows open-shutter photographs of plasmas produced by
55-ns Nd:YAG laser pulses for ablation of Al in both air and
vacuum under the same experimental conditions. Distinction
between plasmas can be clearly seen. The size of plasma in
air is larger than that in vacuum. Therefore, the role of
plasmas in residual heating of the sample in air may differ
from that in vacuum.

[0148] The direct absorption of laser energy is a factor that
may influence residual heating. According to the Drude
model, when the temperature increases material absorptivity
should also increase due to an enhanced collision frequency
between free electrons and thermally vibrating lattice atoms.
Therefore, one should expect an increase in REC with laser
fluence due to this enhancement of material absorptivity.
However, the fact that REC increases in air while it
decreases in vacuum above a certain laser fluence indicates
that the temperature-enhanced Drude absorption does not
play an essential role in enhanced residual thermal response.
This is also confirmed by our estimation of the laser-induced
surface temperature using the following formula:

_ Ava pi te-0)
KV se VO

Ts(t) = d94+To

where A is the absorptance, a is the thermal diffusivity, 1 is
the intensity of incident laser light, k is the thermal conduc-
tivity, t is the time, T, is the initial temperature, and 0 is the
integration variable. FIG. 11(a) shows the computed TO)
induced by the Nd:YAG laser pulse at F,,eF,Al4 Jem? in
1-atm air and at F,,f,;-2.7 Jem? in vacuum with A=0.25,
a=1.0x10~* m/s, k= odos m-'°C.-1, and T,=20° C. One
can see that the maximum surface temperature is about 500°
C. in air and 1000° C. in vacuum. The estimated surface
temperature in air is below both the melting (660° C.) and
boiling (2495° C.) points of Al. The computed T,(t) for ruby
laser at FF, 1.1 Jem? in 1-atm air and at Fp@F,-2.1
Jem? in vacuum with A=0.28 are shown in FIG. 11).
Similar to the results of Nd:YAG laser in FIG. 5(a), the
estimated surface temperature for ruby laser irradiation in air

Oct. 17, 2019

is also below both the melting and boiling points of Al. Thus
when the enhanced thermal coupling occurs in 1-atm air, the
estimated surface temperature induced by both Nd: YAG and
ruby lasers is too low to induce a significant increase in
absorptance.

[0149] The similar general behavior of REC for Nd:YAG
(A=1.06 um) and ruby (4=0.69 jum) lasers shows that laser
wavelength is relatively unimportant in the visible and near
infrared spectral region. Nevertheless, our experiment
clearly demonstrates that REC of the aluminum sample
depends mainly on laser fluence and ambient gas pressure
following ns-laser ablation.

[0150] The dependence of REC on laser fluence for Al
following fs-laser ablation in 1-atm air and in vacuum
(P=0.01 torr) are plotted in FIG. 12. The residual thermal
energy coupling is enhanced in air above a certain threshold
value of laser fluence, while in vacuum it is reduced. The
values of F,,,. F,,, and F,,,, in air are found to be 0.053
Vem, 0.086 lem? , and 0.5 J/cm’, respectively. These
thresholds are well separated and the enhancement threshold
is above the plasma threshold; i.e. F,,,,>F,>F gp in contrast
to the ns-laser ablation where FFF, We note that
our measured value of F,, in 1-atm air agrees with reported
values for Al thin film deposited on a silicon substrate. The
values of F,,, and F, pl in vacuum are determined to be 0.058
Jem? and 0.096 Jem? , respectively (see FIG. 12). Contrary
to conventional understanding that the residual thermal
energy is negligible in an ablated sample following femto-
second laser ablation, our data show that REC reaches a
value of 0.7 indicating that, at the highest laser fluence
achievable in our experiment (F~4 J/cm”), about 70% of the
incident laser energy can be retained in the sample following
single-pulse fs-laser ablation in 1-atm air.

[0151] FIG. 13(@) shows an SEM image of an undamaged
surface that is mechanically polished. A view of the sample
surface after irradiation in air at F=F,,, is shown in FIG.
13(4). (FIG. 13(4) does not show the same spot on the
sample as in FIG. 13(a)). FIG. 13(6) shows that surface
defects are preferential spots for initial ablation with some
sparsely distributed small spherical nanoparticles in the
irradiated area. FIG. 14 shows a typical laser-induced sur-
face morphology following ablation at P=’, in 1-atm air. It
is seen that surface modifications are still localized around
surface defects, but both the number and the size of nano-
particles are greater than those at F=F,,,. Therefore, material
ejection in fs-laser ablation appears to be initiated at surface
defects. Open-shutter photographs of the femtosecond laser-
induced plumes taken at F=1.16 J/cm? (higher than F,) are
shown in FIG. 15. The figure shows that the size of the
plume in air is larger than that in vacuum (P=0.01 torr).
[0152] There are three basic distinctions between ns- and
fs-laser ablation. First, fs-laser pulses do not interact with
ejected material because hydrodynamic expansion of
ablated material from the irradiated area occurs on a times-
cale much longer than femtosecond pulse duration. Sec-
ondly, laser-supported absorption waves that are commonly
generated in ns-laser ablation in a gas medium do not exist
in fs-laser ablation. Thirdly, a material irradiated with an
intense fs-laser pulse can be heated to a solid-density plasma
state.

Example 3

[0153] Unique properties of nanomaterials have been
extensively studied in the past and various nanostructures

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have found numerous applications in optics including
enhanced x-ray emission and enhanced absorption in intense
light-matter interaction, and optical biosensing, to name a
few. Direct surface nanostructuring (i.e., not from ablated
plume deposition) may be used in a number of technological
applications, for example, manipulation of optical properties
of solids, catalysts, dental implants, etc. We performed a
detailed study of the morphology of surface nanomodifica-
tions produced on bulk metals using a femtosecond laser
ablation technique embodied herein. The effects of laser
fluence and number of applied pulses on the generated
surface nanostructures were studied with a scanning electron
microscope (SEM). According to an aspect, a set of optimal
laser irradiation conditions for metal surface nanostructuring,
is disclosed.

[0154] In our experiment, we used an amplified Ti:sap-
phire laser system that consisted of a mode-locked oscillator
and a two-stage amplifier including a regenerative amplifier
and a two-pass power amplifier. The laser system produces
65-fs pulses with energy around 1 mJ/pulse at a 1 kHz
repetition rate with a central wavelength 4=800 nm. To
produce ablation, the laser beam is focused normally onto a
bulk sample mounted vertically. To measure the incident
pulse energy, a certain fraction of the incident light is split
off by a beam splitter and measured with a pyroelectric
joulemeter. The number of laser shots, N, applied to the
sample is controlled using an electromechanical shutter. All
experiments were performed in air under atmospheric pres-
sure. The morphology of femtosecond laser-induced surface
modifications was studied using a SEM. The studied
samples were mechanically polished copper, gold, and plati-
num. The range of laser fluence used in the ablation was
between 0.084 and 9.6 J/cm”. The number of applied pulses
was varied from 1 to 5x10* shots. The ablation threshold
was determined as the minimum fluence to generate a
surface damage seen under the SEM.

[0155] ASEM picture of a copper sample surface prior to
laser irradiation is shown in FIG. 16(a). For reference, the
ablation threshold for a copper sample was determined to be
F.,,;-0.084 J/em® following a total of N=100 shots. The
morphology of the irradiated surface was studied following
ablation with laser fluence of F=0.084, 0.16, 0.35, 1.52, 3.7,
and 9.6 J/cm? and the number of applied pulses in the range
of 1-5x10*. A number of representative surface structures
produced on the copper sample are shown in FIGS. 16-18.
An analysis of the SEM data shows that the morphology of
femtosecond laser-induced surface nanostructures depends
both on laser fluence and the number of applied pulses. The
effect of the total number of shots on nanostructuring at
F=0.35 and 1.52 J/cm? is shown in FIGS. 16 and 17,
respectively. FIG. 16(6) shows that nanostructures begin to
occur on some random localized sites after one shot at
F=0.35 J/em?, A few larger-size structural features are also
observed in the central part of the ablated area, as seen in
FIG. 16(4). These larger structures may be associated with
surface defects and/or laser beam intensity inhomogeneities.
FIG. 16(c) shows a nanoscale surface structure produced by
two-shot ablation. The structure comprises both larger nano-
cavities and nanoprotrusions with spherical tips of diameter
up to about 75 nm. Therefore, the one additional shot
transforms the sparsely distributed nanoscale features in
FIG. 16(4) to the cellular-like structures in FIG. 16(c). The
surface morphology after ablation with 1000 pulses is shown
in FIG. 16(d). One can see that the mean size of nanopro-

Oct. 17, 2019

trusions becomes larger while at the same time some nano-
cavities develop into microcavities. The evolution of the
surface structures following ablation at F=1.52 Jem? and
various N is shown in FIG. 17(a-d). At this middle fluence,
pure nanostructures are only generated by ablation with one
or two laser shots (FIGS. 17(a) and 17(4)). As shown in FIG.
17(c), 10 shot ablation produces both random nano- and
micro-structures. With further increasing N, the proportion
of nanostructures decreases as can be seen in FIG. 17(d),
where microscale structures become dominant. At the high-
est fluence used in our experiment, nanostructures are not
present over most of the irradiated area and a dominant
morphological feature is microroughness. However, nano-
structuring can still be observed on the periphery of the
ablated spot where the Gaussian beam intensity is low
enough for nanostructural formation. An example of these
surface structural modifications is shown in FIG. 18 for
two-shot ablation at F=9.6 J/cm?

[0156] The effect of laser fluence on surface structuring
can be seen from analyzing the surface modifications pro-
duced at various F and fixed N as shown for example in FIG.
16(c) (F=0.35 Iem?, N=2), FIG. 17(b) (F=1.52 Vem?, N=2)
and FIG. 18(F=9.6 J/cm’, N=2). These images show that
ablation with high laser fluence does not actually induce
nanostructures and therefore there exist optimal laser abla-
tion conditions for surface nanostructuring. In order to
determine the optimal conditions for nanostructuring, we
performed an SEM study of laser-induced surface modifi-
cations following ablation with a large variety of F and N.
The obtained data are summarized in FIG. 19. One can see
that the most favorable conditions for pure nanostructuring
are ablation at low and medium values of laser fluence
(F<1.5 J/cm’). FIG. 19 also shows the range of laser
irradiation parameters where femtosecond laser ablation
produces different combinations of surface nano-, micro-,
and macro-structures.

[0157] To determine the mechanism of nanostructuring,
we performed a SEM study on the origin of nanoscale
modifications. A representative example of nascent nano-
structures following ablation with F=0.35 J/cm? and N=1 is
shown in FIG. 20(5), where the characteristic types of initial
nanostructures are labeled. For comparison, FIG. 20(a)
shows an undamaged area of the sample using the same
scale as in FIG. 20(6). It is seen in FIG. 20(4) that surface
structuring is initiated on random, highly-localized
nanoscale sites. The typical structures include circular nano-
pores with a diameter in the range of 40-100 nm, randomly-
oriented nanoprotrusions with a diameter in the range of
20-70 nm and a length of 20-80 nm, nanocavities of arbitrary
form, and nanorims around nanocavities. Under these fem-
tosecond laser processing conditions, nanoscale features
down to a size of 20 nm are produced. One can see from
FIG, 20(4) that a nanopore or nanocavity is always imme-
diately accompanied by a nanorim or nanoprotrusion, indi-
cating a nanoscale material relocation to an adjacent site.
These one-to-one nanoscale dips and protrusions occur
randomly over the laser spot, suggesting an initial non-
uniform laser energy deposition. Possible factors respon-
sible for the spatial variation of the absorbed laser energy
include: (1) the spatial inhomogeneity of the incident beam;
(2) the enhancement of absorption by surface defects; (3)
interference of the incident laser light with the excited
surface electromagnetic waves due to structural defects.
When the incident laser fluence is close to the laser ablation

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US 2019/0319152 Al

threshold, the spatial variations in deposited laser energy can
produce a melt at localized nanoscale sites within the
irradiated spot. Once the localized nanoscale melts have
been formed, a high radial temperature gradient in a nano-
melt can induce a radial surface tension gradient that expels
the liquid to the periphery of the nanomelt. This will lead to
the formation of nanocavities, nanoprotrusions, and nano-
rims due to fast freezing of the expelled liquid on the
boundary with the solid state material (see FIG. 20()). This
mechanism may also be used to explain the formation of
nanobumps on a thin metal film. These initially induced
surface random nanostructures can enhance the absorption
of laser light and facilitate the further growth of surface
nanoroughness due to the increased spatial non-uniform
energy absorption.

[0158] When laser fluence is sufliciently high to produce
ablation, the atoms ejected from the nanomelts produce a
recoil pressure that squirts liquid metal outside of the
nanomelt. For multi-pulse ablation, the repeating vaporiza-
tion and re-deposition of nanoparticles back onto the surface
may also affect the surface nanostructuring. SEM morphol-
ogy study at high fluence (F>5 Vem? i.e., strong ablation)
shows that melt occurs over a large area of the ablated spot
(see FIG. 18) and the flow dynamics in this large melt pool
predominantly results in microstructuring. We have also
studied the ambient gas pressure effect on nanostructuring
by taking SEM images of platinum following single-pulse
ablation in 1-atm air and in a vacuum at a base pressure of
8x10~° Torr. Although we have observed a greater amount of
re-deposited nanoparticles in air than in vacuum, the mor-
phology of nanostructures is still quite similar under differ-
ent air pressures. Our study was performed with samples
mounted vertically. It should be noted that the amount of
re-deposited ablated particles back onto the sample surface
may be different when the sample is positioned vertically
versus horizontally, but further studies are required in this
aspect of nanostructuring using fs laser pulses.

Example 4

[0159]  Laser-induced periodic surface structures (LIPSS)
on solids have been studied in a number of works in the past.
Typically, LIPSS show regular groove structure with a
period on the incident laser wavelength scale and oriented
perpendicularly to the polarization of the incident light.
LIPSS are commonly seen following long pulse irradiation
on a variety of materials, including semiconductors, metals,
and dielectrics.

[0160] In contrast to previous work performed mostly at
relatively high fluence, we studied the formation of LIPSS
on platinum and gold in a special fluence regime, namely, at
near damage-threshold fluence. We found a unique type of
LIPSS entirely covered with nanostructures. A distinctive
feature of the nanostructure-covered LIPSS (NC-LIPSS) is
that its period is appreciably less than that of the regular
LIPSS whose period is approximately equal to the laser
wavelength at normal incident laser light. The reduced
period of the nanostructure-covered LIPSS is caused by a
significant increase of the real part of the effective refractive
index of the air-metal interface when nanostructures develop
on a metal surface that affects the propagation of excited
surface plasmon polaritons. Nanostructure-covered LIPSS
has a variety of potential applications, such as modifying
optical properties of materials and chemical catalysts where
high surface-to-volume ratio is a crucial factor.

Oct. 17, 2019

[0161] In this experiment, we used an amplified Ti:sap-
phire laser system that generates 65-fs laser pulses with
energy about 1 mJ/pulse at a 1 kHz repetition rate and with
a central wavelength 40.8 The horizontally-polarized laser
beam is focused onto a vertically standing metal sample in
air at normal incidence. The number of laser shots, N,
applied to the sample is selected with an electromechanical
shutter. We studied the evolution of NC-LIPSS on metals
following irradiation with N=1, 2, 4, 8, 10, 20, 30, 40, 50,
100, 200, 300, 400, 500 pulses at near damage-threshold
fluence. The studied metals were platinum and gold. The
laser fluence of the incident light was varied by changing the
distance between the focusing lens and sample. To measure
the laser pulse energy incident upon the sample, a fraction of
the incident laser beam is split off by a beamsplitter and
diverted to a pyroelectric joulemeter. The morphology of the
produced periodic structures is examined using a scanning
electron microscope (SEM). The surface profile is measured
with an atomic force microscope (AFM). All sample sur-
faces were mechanically polished using 0.1 jum grade alu-
minum oxide powder.

[0162] The evolution of surface structures produced on Pt
following ablation at near damage-threshold laser fluence of
F=0.16 J/cm? is shown in FIGS. 21(a)-(6). FIG. 21(a)
demonstrates surface random nanoroughness produced after
10 shot ablation. The inset in FIG. 21(@) shows that this
initial surface modification is characterized by nanocavities
and nanoprotrusions of various forms. At N=20, a
microscale periodic pattern starts to form over the initially
produced random nanoroughness. At this stage, only small
patches of periodical structures are observed in various
isolated locations within the irradiated spot, referred to
below as intermediate LIPSS. With increasing N, the inter-
mediate LIPSS grow and coalesce into a clear extended
LIPSS with a period of 0.61 jum at N=30 (FIG. 21(b). For N
greater than 70 shots, LIPSS starts to disappear gradually in
the central spot area (FIGS. 22(a) and 22(5)). However, clear
NC-LIPSS continue to form in the peripheral area (FIGS.
22(c) and 22(d). Using AFM, the initial undamaged surface
rms roughness is found to be about 5.6 nm after polishing,
and a typical AFM surface profile measurement on Pt is
shown in FIG. 23(a). Following ablation with N=1, 2, and 10
shots, surface rms roughness is found to be about 16.5, 35.2,
and 79.8 nm, respectively. FIG. 23(6) shows typical surface
roughness after N=10 shots. The surface profile of LIPSS
after 30 laser shots is shown in FIG. 24. To gain the insight
of how initial nanoroughness affects the formation of NC-
LIPSS, we performed a SEM study of the formation of
NC-LIPSS with samples of different initial surface condi-
tions. We found that the extended LIPSS is produced with a
smaller number of laser shots when the sample has a greater
surface nanoroughness. To understand the material depen-
dency in forming the nanostructure-covered LIPSS, we also
performed a detailed SEM study of surface structural modi-
fications on Au. Our data show that the general trend is
similar for Au and Pt in forming the initial nanoroughness.
The period of nanostructure-covered LIPSS on Au is
observed to be 0.58 um and is also markedly less than the
laser wavelength (FIG. 25). However, the periodic patterns
on Au are much less clear compared to Pt. Recently, we
performed a comparison study on regular LIPSS on various
metals following femtosecond laser radiation where LIPSS
shows distinctly different level of morphological clearness
among various metals even under identical experimental

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conditions. The electron-phonon energy coupling coefli-
cient, g, is shown to directly correlate to the morphological
clearness of LIPSS. A larger g coefficient usually leads to
more pronounced LIPSS. In this study, g coefficient for Pt
and Au are 25x10"° and 2.1x10'° W/m°K, respectively, and
the much larger g coefficient explains why LIPSS is much
more clear on Pt than Au.

[0163] The periodic patterns induced by femtosecond
laser processing are distinctly different from those produced
by longer pulses in two aspects. First, femtosecond laser-
induced periodic structures are covered by random nano-
structures. Secondly, the LIPSS period induced by femto-
second pulses at normal incidence is appreciably less than
the laser wavelength while the period is roughly equal to the
wavelength for longer pulses. To account for our observa-
tion, we carefully examined the evolution of surface struc-
tural modifications on both Pt and Au, and we propose the
following mechanism for the formation of NC-LIPSS. The
first few laser shots usually produce sparsely and randomly
distributed nanostructures. It is known that surface plas-
mons, both localized and propagating along a surface, can be
excited by coupling laser energy into nanostructures. With
further increase of the number of laser shots, more nano-
structures appear allowing excitation of more localized and
propagating surface plasmons. The produced nanoroughness
includes nanorods, nanocones, and nanospheres, and these
nanostructures will excite propagating cylindrical surface
plasmons that subsequently interfere with the incident light.
This interference causes the formation of intermediate peri-
odie surface microstructures. As the number of laser shots
increases, the intermediate microstructures will grow as well
as the area occupied by these structures. The developed
intermediate periodic surface microstructures will further
excite propagating plane surface plasmons that interfere
with the plane incident laser light wave, and this interference
will finally result in the permanent extended periodic micro-
structures.

[0164] For normally incident linearly polarized light, the
period d of the surface grating formed due to the interference
between the incident laser light and the excited surface
plasmon wave is given by equation 1 as:

dy @)

with gE, where ) is the incident light wavelength, »=Re
[€(E+1)]"” is the real part of the effective refractive index
of the air-metal interface for surface plasmons, € is the
dielectric constant of the metal, g is the grating vector, and
E is the electrical field vector of the incident wave. For a
plane vacuum-metal interface, 1 is calculated to be 1.0096
at A=800 nm for Pt (E,--15.5 and €,=23.5) and 1.022 for
Au (€,=-23.4, €)=1.55). Using Eq. (1), the grating period
is found to be 0.79 jum for Pt and 0.78 tum for Au. However,
the observed period is 0.61 um for Pt (FIG. 1(5)) and 0.58
yum for Au (FIG. 5). If we substitute these values of the
observed period into Eq. (1), we will have »=1.31 for Pt and
=1.38 for Au. To explain this discrepancy, we note that the
table values of €, and €, for Pt and Au are obtained from
smooth surface and at room temperature, and therefore these
values may not be suitable when the metals are heated by
high-intensity femtosecond pulses and covered with nano-
and micro-structures. To better understand the high-intensity
effects on NC-LIPSS period, we performed a detailed study
of LIPSS in various locations within the damaged spots on
metals. From these data summarized in Table 1, we can see

Oct. 17, 2019

that the NC-LIPSS period remains the same in the central
and peripheral areas of an irradiated spot despite the fact that
the two locations have different intensities due to the Gauss-
ian beam profile. On the other hand, the period of our
NC-LIPSS decreases with increasing N when the surface
roughness grows while the light intensity remains constant.
Furthermore, the NC-LIPSS produced using a higher fluence
of 0.16 J/cm? exhibit a similar period as that produced at
F=0.084 Vem?. Our observations indicate that the high-
intensity effect on dielectric constant is not essential,
whereas the effects of surface morphology (nano- and
micro-roughness) are more dominant. It is known that
surface roughness causes an increase in the modulus of the
surface plasmon wave vector, and this will correspond to an
increase in the real part of the refractive index. According to
Eq. (1), an increased real part of the refractive index for
propagating surface plasmons will cause a reduced NC-
LIPSS period, which agrees with our experimental obser-
vation.

TABLE 1

Nanostmicture-covered LIPSS period in different areas of the
irradiated spot on platinum at F = 0.084 J/em?,
LIPSS period (um)

Number of shots Central area Peripheral area
30 0.62 0.61
50 0.58 0.61
100 0.57 0.57
200 0.55 0.54
500 0.55 0.53

[0165] Under certain conditions we also produced a large
number of nanoprotrusions and nanocavities on a metal
surface (see FIG. 22). The nanostructures produced can
greatly increase the effective surface area, which may be of
importance in many technological applications, such as but
not limited to producing better chemical catalysts where a
high surface-to-volume ratio is a crucial factor.

Example 5

[0166] In this study we performed a femtosecond laser
surface treatment of titanium to help determine the potential
of this technology for surface structuring of titanium
implants. We found find that femtosecond laser processing
produces a large variety of nanostructures (nanopores, nano-
protrusions) with a size down to 20 nm, multiple parallel
grooved surface patterns with a period on the sub-micron
level, microroughness in the range of 1-15 um with various
configurations, smooth surface with smooth micro-inhomo-
geneities, and smooth surface with sphere-like nanostruc-
tures down to 10 nm. Also, we have determined the optimal
conditions for producing these surface structural modifica-
tions. Femtosecond laser treatment may produce a richer
variety of surface structures on titanium for implants and
other biomedical applications than long-pulse laser treat-
ments,

[0167] Due to good biostability, biocompatibility,
mechanical performance, and long-term durability, titanium
has been widely used in a variety of biomedical applications
such as dental and orthopedic implants, and implantable
electronic devices. In numerous in vitro and in vivo studies,
surface topography of titanium implants has been shown to
be important in enhancing implant performance. It has been

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shown that both microstructures and nanostructures influ-
ence biological processes at implant interfaces. Various
methods of implant surface structuring have been studied in
the past such as grit-blasting, chemical etching, laser treat-
ment, and the combinations of the various methods. Recent
studies have shown that laser processing of implant surfaces
provides both suitable surface topography and less surface
contamination as compared with other methods. Another
advantage of laser processing is that the technique is also
suitable for texturing of implants of more complicated
shapes. In the past, surface structures have been produced
using long-pulse lasers, including nanosecond Nd:YAG
laser, copper vapor laser, nanosecond excimer lasers, pico-
second Nd:YAG laser, and sub-picosecond excimer laser.
Femtosecond lasers have advantages over nanosecond lasers
in aspects of higher precision, reduced heat-affected zone,
and smaller amount of debris around the ablated spot.
[0168] The effects of laser fluence and the number of
applied pulses on laser-induced surface topography in tita-
nium are reported herein. We found that a femtosecond laser
produces a large variety of nanostructures (nanopores, nano-
protrusions) with a size down to 20 nm, multiple parallel
grooved surface patterns with a period on the sub-micron
level, microroughness in the range of 1-15 jm with various
configurations, smooth surface with smooth micro-inhomo-
geneities, and smooth surface with sphere-like nanostruc-
tures down to 10 nm. Our results suggest that femtosecond
laser treatment can produce a richer variety of surface
structures on titanium for implants and other biomedical
applications than long-pulse laser treatments.

[0169] Commercially pure titanium flat plates with a
dimension of 15x17x1.5 mm were used in our experiment.
The plates were mechanically polished using 0.1-tum-grade
aluminum oxide powder and further cleaned with acetone.
For surface texturing, we used an amplified Ti:sapphire laser
system that generates 65-fs laser pulses with the pulse
energy over 1 mJ at a 1 kHz repetition rate with a central
wavelength of 0.8 um. The laser beam is horizontally
polarized and was focused at normal incidence onto a
vertically standing titanium sample in air at a pressure of 1
atm. For laser beam focusing, we used an achromatic lens
with a focal length of 20 cm. The laser fluence of the
incident light was varied by changing the distance between
the focusing lens and the sample. The diameter of laser-
irradiated spots on the titanium sample was varied from 100
to 1200 um. The number of laser shots, N, applied to the
sample was selected with an electromechanical shutter. The
surface structuring of titanium was studied following the
treatment with laser fluence of F=0.067, 0.084, 0.16, 0.35,
0.48, and 2.9 J/cm? and the number of applied pulses, N, in
the range of 1-30,000. Following femtosecond laser treat-
ment, the topography of surface modifications was studied
using a SEM.

[0170] As a reference, FIG. 26(@) shows a SEM image of
the titanium surface prior to laser irradiation. FIGS. 26(6)
through 26(d) demonstrate surface topography produced by
femtosecond laser processing at near-damage-threshold flu-
ence of F=0.067 J/cm? for different numbers of laser shots,
where the characteristic features are random nanopores and
sphere-like nanoprotrusions with the size down to about
15-20 nm. Laser-induced surface nano-topography depends
on both the number of applied pulses and laser fluence. At
higher fluence of F=0.084 J/cm*, the nanoroughness pro-
duced is shown in FIGS. 27(a) through 27(d), where the

Oct. 17, 2019

average size of the nanostructures at this higher fluence is
larger than those at lower fluence in FIG. 1. For N>10-15,
periodic ordering of surface nanoroughness begins to occur.
FIGS. 28 and 29 show some typical periodic patterns for
laser fluences F=0.067 and 0.084 J/cm”, respectively. The
period of the grooves is about 0.53 These periodic patterns
with sub-micron periods are covered with nanoroughness, as
shown in detail in FIGS. 28(d) and 29(@). With increasing
laser fluence, the periodic patterns are less likely produced
and microroughness becomes a more dominant surface
structure. FIG. 30 shows surface topography produced fol-
lowing treatment at F=0.16 J/cm? at various N. At this
middle-level laser fluence, pure nanoroughness is observed
only after one-shot laser processing (FIG. 30(a)). A clear
microscale roughness covered with nanoroughness develops
after 20-shot treatment (FIG. 30(6)). With further increasing
N, microroughness continues to develop with deepening of
cavities (FIG. 30(c)). At a large enough N, columnar surface
micro-structures covered with nanoroughness are seen in
FIG. 30(@). At higher laser fluence of F=0.35 J/em?, a
combination of nano- and micro-structures is produced after
only one laser shot, as shown in FIG. 31(a). With increasing
N, columnar microstructures rapidly develop as the domi-
nating structures (see FIGS. 31(b)-31(d)). When the laser
fluence is increased to the level of F=0.48 J/em?, a different
type of surface microstructures is observed, as shown in
FIGS. 32(a)-32(c). At this laser fluence and for N>1000, a
pore of the size of the focused laser beam can be created. An
example of such a pore with the diameter of 350 um is
shown in FIG, 32(d), where microstructures are also seen at
bottom of the pore. At the highest fluence used in our
experiment, F=2.9 J/cm’, one laser shot can produce surface
melting over the entire irradiated surface area, and resolidi-
fication of this surface melt results in a smooth surface
covered with some micro-inhomogeneities as shown in FIG.
33(a). Following two-pulse irradiation, an even smoother
surface is seen in FIG. 33(b). A magnified picture showing
nanoscale features of such smooth surfaces is shown in FIG.
33(c). A detail picture of the titanium surface after four laser
shots is shown in FIG. 33(d), where one can see nanoscale
structures as small as down to 10 nm. The smooth surface is
produced with a low number of laser shots (N<10). At a
larger N(N>10), micro-inhomogeneities develop rapidly and
eventually a crater of the size of the focused laser beam will
be formed.

[0171] It has been shown that implant surface topography
is an important factor affecting the behaviors of both pro-
teins and cells on implant surfaces. It is generally accepted
that proteins typically respond to surface structural features
(pits, pillars, steps) about 1-10 nm, while cells can be
sensitive to structural features on the scale of 15 nm-100 um.
Tt was also found that structured implants have a better
mechanical interlocking of the bone-implant interfaces than
smooth implant surfaces due to an increased surface area.
Also, it has been reported that extended parallel groove
structures may cause cells to align and migrate along the
grooves, a contact guidance phenomenon. Our SEM study
shows that all of these types of surface textures can be
produced by femtosecond laser treatment.

[0172] Little work has been done on laser fabrication of
surface nanostructures on titanium. Our study shows that
femtosecond laser technique can produce a large variety of
both pure nanostructures (FIGS. 26(6)-26(d), 27(a)-27(d),
and 33(c)) and various combinations of micro- and nano-

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18

structures (FIGS. 28(d), 29(d), 30, 31). There are two types
of pure nanostructures observed in our experiment. The first
type (FIGS. 26(6)-26(@), 27(a)-27(d)) is produced at low
laser fluence (near the damage threshold) and a low number
of laser shots; the size of these nanostructures is down to 20
nm. The second type (FIGS. 33(c) and 33(d)) is produced at
high fluence and low N when laser irradiation causes the
surface to melt uniformly over the entire irradiated area; the
size of these nanostructures is down to 10 nm.

[0173] Examination of shot-to-shot SEM images of sur-
face topography suggests the following mechanism for the
formation of nanostructures of the first type. It is seen from
FIG. 26(d) that a nanopore is always accompanied by a
nearby nanoprotrusion, indicating a nanoscale material relo-
cation to an adjacent site. This one-to-one nanoscale pores/
protrusions relationship occurs randomly over the laser spot,
suggesting an initial non-uniform laser energy deposition.
When the incident laser fluence is close to the laser damage
threshold, spatial non-uniformity in the deposited laser
energy can produce a melt at localized nanoscale sites within
the irradiated spot. Once the localized nanoscale melt has
been formed, a high radial temperature gradient in a nano-
melt can induce a radial surface tension gradient that expels
the liquid to the periphery of the nanomelt. This can lead to
the formation of nanocavities and nanoprotrusions due to
fast freezing of the expelled liquid on the boundary with the
solid state material. These initially induced surface random.
nanostructures enhance the absorption of laser light and
facilitate further growth of surface nanoroughness with
increasing number of laser shots due to the increased spatial
non-uniform energy absorption. When laser fluence is suf-
ficiently high to produce ablation, particles will be ejected
from the nanomelts and produce a recoil pressure that squirts
the liquid metal outside of the nanomelt. It should be noted
that for multi-pulse ablation, the repeating vaporization and
re-deposition of nanoparticles back onto the surface can also
promote surface nanostructuring. As seen from FIGS. 26 and
27, the average size and density of femtosecond laser-
induced nanostructural features can be controlled by varying
both the laser fluence and number of laser shots.

[0174] Mechanisms for the formation of nanostructures of
the second type cannot be straightforwardly derived from
our SEM study. The formation of these nanostructural
features may be due to redeposition of ablated nanoparticles
back onto the irradiated surface.

[0175] Multiple parallel grooved surface patterns for bio-
medical applications are commonly produced using litho-
graphic or laser holographic techniques. However, fabrica-
tion of these type of patterns on biomaterials using a single
laser beam has not been reported. Below we discuss the
optimal conditions for producing these structures and
explain the physical mechanisms of their formation.

[0176] Our study shows that optimal conditions for pro-
ducing periodic groove patterns on titanium are at near-
damage-threshold fluence and with the laser shot number in
the range between 20 and 800. In the past, multiple parallel
grooved surface patterns have been produced by long-pulse
lasers and are known as laser-induced periodic surface
structures (LIPSS). The formation of LIPSS on metals is
believed to result from the interference of the incident laser
light with the excited surface plasmon polaritons that result
in spatial periodic energy distribution on the surface. Usu-
ally, LIPSS shows a regular groove structure with a period
on the incident laser wavelength scale and is oriented

Oct. 17, 2019

perpendicularly to the polarization of the incident light. Our
results of the evolution of surface structural modifications on
titanium suggest the following mechanism for the formation
of the observed LIPSS. In our experiment, the first few laser
shots produce sparsely and randomly distributed nanostruc-
tures. It is known that propagating cylindrical surface plas-
mons can be excited by coupling laser energy into nanor-
oughness, and this can give rise to their interference with the
incident light. This interference will, first, cause the forma-
tion of intermediate periodic surface structures in localized
areas of the irradiated spot. An example of such intermediate
periodic surface structure can be seen in FIG. 26(c). With
further increasing number of laser shots, the number of
intermediate periodic structures will grow as well as the area
occupied by these structures. The developed intermediate
periodic surface structures will further excite propagating
plane surface plasmons and their interference with the plane
incident laser light wave will, finally, result in the permanent
extended periodic grating.

[0177] For linearly polarized incident laser light, the
period d of the surface grating formed due to the interference
between the incident laser light wave and the excited surface
plasmon wave is given by d=A/(y+sin 0) with gl|E, where in
this equation is the incident light wavelength, y=Re[E/
(E41)? is the real part of the effective refractive index of
the air-metal interface for surface plasmons, ¢ is the dielec-
tric constant of the metal, 6 is the laser light incidence angle,
gis the grating vector, and E is the electrical field vector of
the incident wave. The above equation shows that the period
of laser-fabricated grating can be varied by changing the
laser wavelength, the incidence angle, or the real part of the
effective refractive index. An important parameter affecting
the cell behavior is known to be groove depth, and this
parameter in fabricating LIPSS can be controlled by the
number of applied laser shots.

[0178] A unique feature of the periodic groove structures
produced according to the embodiments herein is that both
ridges and grooves are covered with nanoroughness follow-
ing femtosecond laser treatment, in contrast to rectangular
surface grooves fabricated using lithography techniques that
usually have smooth ridges and rough floors.

[0179] Laser microtexturing of titanium has been studied
in the past using long-pulse lasers. It has been shown that
laser processing of implant surfaces provides both suitable
surface microstructures and the least surface contamination
as compared with other methods. As shown in FIGS. 30(4)-
30(d), 31(a)-31(d), 32(a)-32(c), and 33(a), a rich variety of
microstructures can be produced by femtosecond laser treat-
ment, and these structures can be characterized as the
following two types. The first type (see FIGS. 30(6)-30(d),
31(a)-31(d), 32(a)-32(c)) is produced at the middle levels of
the laser fluence (F=0.16 and 0.35 J/cm”). The characteristic
size of this type of microroughness is in the range of 1-15
um. Both the characteristic size and configuration of the
surface microroughness can be controlled by both laser
fluence and the number of applied shots. This type of
imicroroughness seems to be only produced by femtosecond
laser treatment. The second type of microroughness (see
FIG. 33(a)) is characterized by a smooth surface with
smooth micro-inhomogeneities. This type of microrough-
ness is produced at the highest laser fluence in our experi-
ment (F=2.9 J/cm?) when melting occurs over the entire
irradiated area. If the melted surface has some structural

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inhomogeneities, fast resolidification of this melted surface
may result in smooth micro-scale roughness.

[0180] Some parts of implant surfaces may be required to
be smooth. Previously, nanosecond excimer lasers have been
used for polishing machined titanium implants, and effects
of both polishing and cleaning of the surfaces have been
reported). Our study shows that smoothed surface can be
also obtained with femtosecond laser treatment, as shown in
FIG. 33(6).

[0181] It is known that open pores with a diameter in the
range of 100-400 jum can improve the strength of bone-
implant interfaces. Recently, long-pulse lasers have been
used for fabricating 100-300 j1m pores on Ti6Al4V implants.
Our study shows that pores of this size can be produced with
femtosecond laser treatment, as shown in FIG. 32(d). We
note that we can further produce various surface structures
on the pore bottom through femtosecond laser treatment.

Example 6

[0182] Another application of femtosecond laser surface
structuring to produce the materials processing of the pres-
ently embodied invention is to provide the controllable
modification of the optical properties of metals, where these
optical properties range from the UV to THz spectral range,
and where the modifications may be used to create various
black, grayed, and colored metals.

[0183] As an example, FIG. 34 shows the % reflectance
from 0.25 to 2.5 wm of “black” aluminum obtained by the
materials processing methods of the present invention. In the
visible this aluminum appears pitch black as illustrated in
FIG. 35(a).

[0184] By varying the materials processing parameters,
we have also produced aluminum that appears to be various
shades of gray. Thus in the case of the grayed aluminum as
shown in FIG. 35(b), the materials processing was per-
formed at laser fluence F=7.9 J/cm’, a scanning speed of the
laser beam across the surface of the Al of v=] mm/s, and
translation between scanning lines S=100 um. The two gray
shades of aluminum shown in FIG. 35(b) are obtained by
varying the laser pulse repetition rate (f-100 Hz for the
darker shade and 93 Hz for the lighter one). The spectral
reflectance of this darker gray aluminum sample is shown in
FIG. 34.

[0185] In addition to producing various shades of gray as
discussed above, the materials processing methods of the
present invention can also produce colored metals; i.e.
metals that appear to have a particular color or that appear
to have multiple colors.

[0186] To produce colored metals, two types of femtosec-
ond laser processing techniques were performed. The first
technique involved tailoring laser-induced surface random
structures, while the second technique produced femtosec-
ond laser-induced periodic surface structures (FLIPSS). The
colored metals produced by the first technique exhibit the
same apparent color at various viewing angles, while the
colored metals produced by the second technique exhibit
different colors at different viewing angles due to a grating
effect.

[0187] FIG. 35(c) shows a picture of a colored aluminum
sample produced by the controlled tailoring of random
surface roughness. The aluminum appears golden in color
because the tailored surface structures preferentially

Oct. 17, 2019

enhance the absorption at blue and green wavelengths. The
spectral reflectance of the golden aluminum is shown in FIG.
34,

[0188] Colored metals produced by the second technique,
FLIPSS, exhibit different colors at different viewing angles.
FIG. 36 shows various colors of an aluminum sample
structured with FLIPSS under experimental conditions of
F=0.05 J/cm, f=83 Hz, v=1 mm/s, and S=100 pm. The
spectral reflectance of the color aluminum structured with
FLIPSS is shown in FIG. 34. Structuring with FLIPSS can
cause a polarization effect on the absorption of light that
provides an additional way for controlling the optical prop-
erties. The size of the optically modified metal surface area
can be as small as a tightly focused laser spot; ie. down to
about 10 jum, or as large as desired by using a scanning laser
beam (for example, FIGS. 35 and 36 show samples with
structurally modified area of about 24 mm in diameter).

[0189] Given the additional advantages of laser processing
such as low contamination and capability to process com-
plicated shapes, the black, grayed, and colored metals cre-
ated by femtosecond laser surface structuring have numer-
ous potential applications in such areas including, but not
limited to, photonics, plasmonics, optoelectronics, stealth
technology, thermal radiation sources, solar cell absorbers,
radiative heat transfer devices, infrared sensing, bio-optical
devices, thermophotovoltaics, and airborne/space borne
devices.

Superwicking and Superwetting

[0190] Wetting properties of a solid surface are character-
ized by the contact angle of a water/liquid drop deposited on
the horizontal surface of the solid as shown in FIG. 37. The
surface can be smooth or structured. A surface is called
hydrophilic when it exhibits the water contact angle smaller
than 90 degrees. The smaller the contact angle, the better the
wetting. A surface is commonly referred to as superhydro-
philic (or superwetting) when the water/liquid spreads to
zero or nearly a zero contact angle. When a smooth surface
is originally hydrophilic, any surface structure produced on
the surface will enhance the hydrophilicity (wettability).

[0191] ‘Wicking’ means that the surface has capillary
properties. In non-limiting, illustrative aspects of the inven-
tion, capillary properties are due to microgrooves engi-
neered into the surface of the material. The capillary effect
ina pipe is well known. However, when the pipe is cut along
its axis into a half-pipe, the capillary effect will occur as
well, albeit to a much lesser extent than in the full pipe.

[0192] Strictly speaking, most any material surface struc-
ture has capillary properties because most any structure can
be viewed as a two-dimensional network of micro- or
nano-channels. However, most surface structures exhibit
negligible capillary effect unless they are specifically engi-
neered to do so. Therefore both smooth and structured
surfaces can be superwetting/superhydrophilic with a water
contact angle close to zero; however, they will not have
capillary properties and are not capable of wicking. To make
the surface wicking, we produce engineered surface struc-
tures that are capable of generating strong capillary forces.
Non-limiting, exemplary engineered surface structures are
an array of parallel microgrooves that can be reduced to a
single channel if necessitated by a particular design appli-
cation. Similar to non-wicking surfaces, the water/liquid

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contact angle on wicking surfaces also can be zero or close
to zero, and we can say that they are superhydrophilic/
superwetting.

[0193] The femtosecond laser-produced microgrooves
disclosed herein generate strong capillary action that enables
water, for example, to run vertically (against gravity) uphill.
This degree of capillary effect in pipes and grooves is
observed when the material is hydrophilic. The surface of
the embodied microgrooves is covered with a hierarchical
surface structure composed of fine microroughness in the
form of protrusions, cavities, spheres, rods, and/or other
irregularly shaped features having heights and/or widths on
the order of 0.5 to 100 microns, and nanoroughness in the
form of protrusions, cavities, spheres, rods, grooves, and/or
other irregularly shaped features having heights and/or
widths on the order of 1 to 500 nanometers. As mentioned
above, most any surface structure on an originally hydro-
philic surface will enhance the original hydrophilicity. The
novel hierarchical surface structure that covers the surface of
the embodied engineered microgrooves significantly
enhances the hydrophilicity of the microgroove surface and,
this hierarchical surface structure makes the microgroove
surface superhydrophilic/superwetting since the values of
the water contact angle, 0, are close to or substantially zero
degrees. The capillary force is proportional to cos 6; there-
fore, when 00, the capillary effect achieves a maximum
effect under the same other conditions.

[0194] Similarly for the other embodiments disclosed
herein, the laser parameters for controlling the formation of
appropriate surface structures include laser fluence, number
of laser shots N, focused spot diameter, scanning speed,
pulse repetition rate, scanning step, laser light polarization,
incidence angle of the laser beam, laser pulse duration,
spatial intensity profile, wavelength, kind and pressure of
ambient medium. To produce any surface structure, laser
fluence must exceed the material’s ablation threshold. Thus
as one skilled in the art will appreciate, the range of laser
fluence is any value of laser fluence above the particular
ablation threshold. The range of number of laser shots
(which may be overlapped), N is Nel. The focused laser
spot diameter determines the width of the microgrooves.
Typically, the smallest laser spot diameter is about 3-5 jum;
however, using tightly focused spots (3-5 wm) having a
Gaussian spatial intensity profile, 100 nm diameter holes can
be produced at ablation threshold fluence. Scanning the
sample across the laser beam can then produce nanogrooves
having widths down to about 100 nm. Since increasing the
laser spot diameter leads to decreasing the laser fluence, the
upper limit on the laser spot diameter is governed by the
value of laser ablation threshold laser fluence. However, this
is not limiting for producing wider grooves. For example,
we can produce a 1 mm-width groove using 100 \um-diam-
eter spots using overlapped scan lines. Other parameters can
be tuned for achieving strong capillary action depending on
material being processed.

[0195] Arrays of parallel microgrooves (one-dimensional
grating) in the material’s surface provided unidirectional
spreading of liquid. Two-dimensional gratings exhibited
uniform two-dimensional spreading of the liquid. Although
experiments were performed with straight grooves, curvi-
linear or other shaped groove forms are expected to be
equally as effective.

[0196] The embodied femtosecond processing methods
for creating superwicking and superwetting materials are or

Oct. 17, 2019

appear to be suitable for metals, semiconductors, dielectrics
(glasses), polymers, enamels, hard biological tissues (teeth,
bones, etc.) and other materials containing hydroxyapatite.
[0197] Wetting properties of solids can be also modified
through surface chemistry. For example, a silicon structured
surface becomes superhydrophobic after coating with a
monolayer of dimethyldichlorosilane — [(CH3)2SiC12]
reagent. Therefore, the embodied technique for producing
wicking surfaces can be supplemented with chemical treat-
ment for further improving the superwicking and superwet-
ting performance of appropriate materials.

[0198] The production of the fine microstructures
described hereinabove may be made or controlled by a
variety of method modifications; that is to say, once a
material has been selected and the general ablation param-
eters have been determined, alterations of or in the materi-
al’s surface can be performed in a variety of ways. For
example, a desired indentation in the material in the form of
a crater may be made at time t,. At time t,, another desired
indentation may be made in the surface; and so on and so
forth where At may be seconds, hours, days, weeks, and so
on. Thus, for example, a two dimensional array of grooves
containing fine microstructural and nanostructural features
thereon may be created in a single step process (as appro-
priate) or a multi-step process, with none or various actions
between the steps, as we believe a person skilled in the art
will readily understand.

[0199] According to a non-limiting, illustrative two step
process, in a first step, we produce grooves in the surface of
the material of interest using relatively high laser fluence. In
a second step, we reduce the laser fluence to a value most
favorable for producing nano- and micro-structures and
process the surface again. Relatively low values of laser
fluence may be more favorable for producing nanorough-
ness, while relatively moderate values may be more favor-
able for producing a combination of nanoroughness and fine
microroughness. Multiscale surface structures, for example,
may be more efficient for modifying hydrophilicity or
hydrophobicity. Multiscale fine structures may thus be more
favorable when seeking to enhance the wettability of the
grooved surface. We are able to produce non-wicking
(strictly speaking, slightly wicking because any surface
structure can be considered as a 2D network of capillary
channels) structures in the form of microgrooves. To pro-
duce wicking structures on the microgroove surface, we can
set the number of overlapping pulses and laser fluence in the
second step to values that are favorable for producing
laser-induced periodic structures (LIPSS; LIPSS are 1D
nanogratings), as discussed elsewhere herein.

[0200] Typically, their structure is an array of parallel
nanogrooves having a width of about 200-300 nm, a depth
of about 100 nm, and a period of about 500-600 nm, for the
fundamental wavelength of a Ti-sapphire laser. Furthermore,
the surface of LIPSS is extensively covered with fine
nanostructures. Since the direction of LIPSS nanogrooves
depends on the light polarization direction, we can produce
LIPSS nanogrooves that are parallel to the microgrooves.

Superwicking

[0201] The following is a non-limiting, illustrative
description of superwicking embodiments of the invention
ina glass material. Glass has been widely used in traditional
fluidic devices and more recently in optofluidic devices. The
behavior of liquids on a solid surface is determined by the

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surface wettability, which can be controllably modified
through engineered surface structuring. According to an
embodied aspect of the femtosecond laser structuring
method, we created novel surface patterns that transform a
regular glass surface into a superwicking material surface
for water, which in a gravity defying way, enabled water to
sprint vertically upwardly along the structured glass surface
at an unprecedented velocity of 3.8 cm/sec, following a
square root of time dependence.

Experimental Setup

[0202] To create the embodied structural alteration of a
glass surface, we used (as described elsewhere herein above)
an amplified Ti:sapphire laser system that generated 65 fs
pulses with energy around 1.1 mJ/pulse at a maximum
repetition rate of 1 KHz with a central wavelength of 800 nm.
The laser beam was horizontally polarized and was focused
normally onto the glass samples mounted vertically on a
translation stage. The samples were microscope glass slides
with a dimension of 25x25x1 mm*. We produced a 20 mm
long microgroove along the horizontal direction by scanning
the sample across the laser beam, followed by a vertical shift
of the sample by 100 um. This process was repeated to create
an extended array of parallel microgroove structures. The
resulting structured area was 20x9 mm?. A scanning electron
microscope (SEM) and three dimensional (3D) laser scan-
ning microscope from Keyence were used to examine the
surface structures following the femtosecond laser treat-
ments. Contact angle measurements were performed with a
VCA 2500XE video contact angle system.

Experimental Results and Discussion

[0203] A photograph of the laser treated glass sample is
shown in FIG. 38(a). SEM images of the surface structures
created on the glass surface are shown in FIGS. 38(b-d).
FIG. 38(4) shows that the treated surface has multiple
parallel microgrooves with a period of 100 yum, correspond-
ing to the vertical step between two horizontal scanning
lines. More detailed surface structural features are shown in
FIGS. 38(c) and (d), where both ridges and valleys of the
microgrooves are covered with nano- and fine micro-struc-
tures. As seen from FIG. 38(d), the nanostructures include
both nanopillars and nanocavities, while the fine microstruc-
tures include microcavities and microscale aggregates from
nanoparticles that fuse onto each other and on the glass
surface. FIG. 39 shows a 3D optical image of the treated
surface.

[0204] We studied the wetting properties of the structured
glass sample both along and perpendicular to the groove
orientation. Distilled water was used in our study, and we
recorded the water spreading dynamics on the structured
surface using a camera. FIGS. 40(a-f) show the wetting
dynamics of a 3 1] water droplet pipetted on the horizontally
positioned structured glass surface. For comparison, the
behavior of a 3 ul water droplet pipetted on an untreated
glass surface is also shown in FIGS. 40(a-f). As shown, the
water drop spread highly anisotropically on the treated area
and it flowed preferentially along the microgrooves. We
repeated the experiments with different volumes of water in
the range of 1-6 tl, all of which showed a similar highly
anisotropic wetting behavior. When the glass slide was stood
vertically with the grooves oriented parallel to the table, the
highly anisotropic water spreading behavior remained the

Oct. 17, 2019

same, and we observed no noticeable downward flowing.
This can be clearly seen from FIGS. 41(a-/). From FIG.
40(b) we can also deduce that the average initial velocity of
water spreading is about 5.8 cm/s within the first 0.2 s. As
shown in FIGS. 40(¢-/), the water spreading velocity
decreased with time.

[0205] We next oriented the glass slide with the grooves
perpendicular to the table. When we pipetted a water droplet
on the bottom of the groove area, the water immediately
sprinted vertically uphill (against gravity), as shown in
FIGS. 42(a-/). It can be seen from the figures that this
gravity-defying uphill motion extends over several centime-
ters. We noted that the water spread to the very top of the
sample and we expect that the water would continue to
spread higher with a taller sample. This experiment clearly
demonstrated that we transformed a regular glass surface
into a superwicking surface having a capillary driving force
much stronger than gravity. From FIGS. 42(a-/) we deduced
that the average water spreading velocity was about 3.8
cm/sec within the first 0.2 s, slightly lower than the water
spreading velocity along the horizontal grooves.

[0206] Wetting of textured surfaces is commonly
explained by the classical Wenzel and Cassie models (R. N.
Wenzel, Ind. Eng. Chem. 28, 988 (1936); A. B. D. Cassie
and S. Baxter, Trans. Faraday Soc. 40, 546 (1944). The
Wenzel model assumes that a liquid penetrating into a
surface texture will completely wet the surface, whereas in
the Cassie model the liquid does not fill the texture and there
are air pockets between the liquid and the textured solid
surface. The liquid drop is very adhesive in the Wenzel
regime, while it will roll easily on the surface at small tilts
in the Cassie regime. In the Wenzel model, the wetting is
described by relation cos @*=r cos 0, where 6* is the
apparent contact angle on a rough surface, r is the roughness
factor (the ratio of the actual surface area to the geometri-
cally projected area on the horizontal plane), and @ is the
contact angle on a smooth horizontal surface of the same
material. Since r is always greater than 1, the surface texture
will enhance the hydrophilicity of an originally hydrophilic
surface (6<90°) and enhances the hydrophobicity of an
originally hydrophobic surface (8>90°). In our study, the
contact angle @ for water on a smooth glass surface before
the laser treatment was measured to be 15° and, therefore,
the smooth glass surface is originally hydrophilic (6<90°).
According to the Wenzel model, a surface texture should
enhance the hydrophilicity of the glass. In our experiment,
the apparent contact angle for the laser treated surface was
found to be essentially 0°. Therefore the surface structure
produced here turns the glass surface superhydrophilic. As
demonstrated in FIGS. 40-42, the water drop deposited onto
our textured surface is immediately sucked into the texture
and water spreads quickly along the microgrooves for an
extended distance from the point of deposition.

[0207] In the past, liquid flow has been studied in capillary
systems such as tubes, open surface grooves, and two
dimensional arrays of pillars. In 1921, Washburn (E. W.
Washburn, Phys. Rev. 17, 273 (1921) showed that motion of
a wetting liquid in a capillary tube follows a diffusion law as
z(t)aD(t)"”, where z is the distance traveled by the liquid, t
is the time, and D is the diffusion constant. Following
Washburn’s work, behaviors of wetting liquids have been
studied for open capillary systems such as surface grooves
and two-dimensional arrays of pillars. Rye et al. (R. R. Rye,
J. A. Mann, and F. G. Yost, Langmuir 12, 555 (1996) have

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shown that the wicking dynamics in open V-shaped grooves
also follows the Washburn-type t!’? dependence as z’=K(a,
8)[yho/]t, where K(a, 8) is the geometry term with a and
6 being the groove angle and the contact angle, y and 1 are
the surface tension and viscosity of the liquid, and hy is the
groove depth. Therefore, a structured surface can be viewed
as a network of open capillaries, where the liquid spreading
from a reservoir usually follows the Washburn-type scaling
law z a(Dt)"?, where D is the diffusion constant. Deviations
from the t'? dynamics have been observed at short initial
stages of the fluid motion in tube capillaries, where fluid
flow exhibits z a t? and z a t dependences before reaching
the Washburn behavior. To determine the imbibition dynam-
ics of our ultrafast laser-structured surface, we plotted the
uphill travel distance z as a function of t!”? for the vertically
standing sample, as shown in FIG. 43. One can see that the
spreading distance linearly depends on t'? for our glass
surface despite its complex surface geometry. Similar
spreading dynamics are also observed on the horizontally
positioned sample. We believe that the superwicking action
of the structure created here is due to combined capillary
effects of open microgrooves and finer structures at nano-
and fine micro-scale superimposed on the microgrooves.

Superwetting

[0208] The following is a non-limiting, illustrative
description of superwetting embodiments of the invention in
dentin and/or enamel materials.

[0209] Good wettability of enamel and dentin surfaces is
an important factor in enhancing adhesion of restorative
materials in dentistry. In general, the wetting of a solid
surface by a liquid depends on three major factors: (1) the
surface energy of the solid and the liquid; (2) the viscosity
of the liquid: and (3) the surface topography of the solid.
Therefore, surface texturing of the enamel and dentin sur-
faces is one of the approaches for improving the wettability
and consequently, bonding strength. Furthermore, the sur-
face texturing increases the surface area, which enhances
mechanical interlocking between a restorative material and
enamel or dentin. At the present time, etching with an acidic
or basic solution is a widely used approach for surface
texturing in adhesive dentistry, having known disadvan-
tages.

[0210] According to the embodied invention, a femtosec-
ond laser is used to texture the surface of hard dental tissues
that makes both the enamel and dentine surfaces superwet-
ting. In contrast to the traditional chemical etching which
yields a random surface roughness, the embodied technique
produces an engineered surface structure with a strong
capillary action that enables controllable modification of the
wetting in any extent between the initial wetting and super-
wetting. In an illustrative aspect, the engineered surface
structure is an array of parallel microgrooves that generates
a strong capillary force. Due to the powerful capillary
action, water is immediately sucked into this engineered
surface structure and spreads even on a vertical surface
against gravity at a high speed of about 20 mm/s. The
embodied approach for controllable improving the wettabil-
ity of a dentin/enamel material can be extended to bones
(because both (human) teeth and bones are mainly com-
posed of hydroxyapatite) and may be also used for hydroxy-
apatite coatings of implants, for example. The embodied
method for modifying the wettability is also suitable for a

Oct. 17, 2019

variety of biocompatible materials used in dentistry, medi-
cine, biomedicine, and biosensing.

[0211] The superwetting work disclosed herein below was
performed on extracted caries-free human molars. Prior to
femtosecond laser treatment, enamel/dentine surfaces were
flattened with 240-, 600-, 1000-, and 2000-grit SiC abrasive
papers. After sanding, the teeth were rinsed in distilled water
and stored in distilled water up to the laser treatment. For
surface texturing of enamel/dentine specimens, we used an
amplified Ti:sapphire laser system that generated 65-fs
pulses with energy around 1.2 mJ/pulse at a maximum
repetition rate of 1 kHz at a central wavelength of 800 nm.
The laser beam was horizontally polarized and was focused
normally onto the specimen mounted vertically on a trans-
lation stage. We scanned the specimen across the laser beam
to produce a 6 mm long microgroove along the horizontal
direction followed by a vertical shift of the specimen by 100
tum. This process was repeated to create an extended array of
parallel microgrooves. A surface area textured with the
microgroove pattern was 2.5x6 and 2.2x6 mm? on the
enamel and dentin specimens, respectively. To obtain
desired wetting properties, the surface structure was tailored
by varying laser fluence, pulse repetition rate, scanning
speed, and focused laser spot diameter.

[0212] A scanning electron microscope (SEM) and 3D
laser-scanning microscope VK-9700 from Keyence Co were
used to examine the surface structures following femtosec-
ond laser treatments. The wetting properties of the dental
hard tissues are reportedly often tested using water contact
angle measurements. We also tested the wettability of the
treated specimens by measuring the contact angle @ of a
distilled water drop with a volume of 1 ul. The water contact
angle on both the laser treated and untreated surfaces was
measured by the sessile-drop method using a VCA 2500XE
video contact angle system. The spreading dynamics of
distilled water on the treated surface was studied using a
video camera.

[0213] Photographs of the laser treated enamel and dentine
specimens are shown in FIGS. 44(a) and 45(a), respectively.
The 3D optical images of the surface structures produced on
the enamel and dentine specimens are shown in FIGS. 44(b)
and 45(6), respectively. The treated surfaces have multiple
parallel microgrooves with a period of 100 jum, correspond-
ing to the step between two laser scanning lines. The depth
of the microgrooves on the enamel and dentine specimens is
about 120 um and 100 um, respectively. The SEM images in
FIGS. 44(c), (d) and 45(¢), (d) show fine structural details of
the microgroove surface. The water contact angle before the
laser treatment was measured to be 42° and 48° on the
enamel and dentine specimens, respectively. The contact
angle on the laser-treated surface was found to be ~0° for
both the enamel and dentin specimens. A liquid wets a solid
surface when its contact angle on the surface is smaller than
90°. Commonly, a surface is referred to superwetting (or
superhydrophilic) when the water/liquid spreads to zero or
nearly zero contact angle. Therefore the illustrative surface
structures turn both the enamel and dentin surfaces super-
wetting.

[0214] Snapshots in FIGS. 46(a2) and 46(4) show the
spreading dynamics of a 1 ul water droplet pipetted on the
horizontally-positioned enamel surface, where one can see
that the water rapidly spreads over the laser-treated area. As
seen in FIG. 46(5), the water spreads for a distance of about
4.5 mm in 0.2 s. From these data, we can deduce that an

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average velocity of water spreading is about 22.3 mm/s
within the first 0.2 s. The spreading dynamics of a | ul water
droplet pipetted on the vertically-positioned enamel surface
with the microgrooves oriented perpendicular to the table is
shown in FIGS. 46(c) and 46(d), where it is seen that the
water immediately sprints vertically uphill against gravity.
From FIGS. 46(c) and 46(d), we can infer that the average
water spreading velocity is about 21.5 mm/s within the first
0.2 sec, slightly lower than that on the horizontal enamel
surface. Similar superwetting behavior of the water is also
observed on the laser-treated dentin specimen as shown in
FIG. 47 for horizontal and vertical orientations of the dentin
surface. FIGS. 47(a) and 47() show that the horizontally-
oriented treated surface is completely wetted at t-0.2 s.
From FIGS. 47(c) and 47(d), we can derive that the average
water spreading velocity on the vertical dentin surface is
about 21.7 mm/s within the first 0.2 s. Our data clearly show
that the water completely wets a large structured area within
a fraction of a second.

[0215] Human enamel and dentin are heterogeneous sub-
stances, dentin more especially than enamel, which consists
of 95% hydroxyapatite (Ca,(PO,),(OH),), 4% water, and
1% collagen fibers. The dentin is highly heterogeneous and
contains 70% hydroxyapatite, 20% collagen fibers, and 10%
water. Moreover, the dentin also has a structural complexity
due to the dentinal tubules. As a consequence, the wettability
modification of the dentin using the commonly known
chemical approaches is a much more complicated procedure
than that for the enamel. In contrast to the common chemical
approaches, the embodied method easily improves the wet-
tability of both the enamel and dentin.

[0216] Previously reported behavior of wetting liquids in
open capillary systems such as surface grooves has shown
that the capillary effect in the surface grooves depends on
their geometry. For example, it has been reported that the
liquid spreading in open V-shaped grooves is given by the
relation z*=K(a,9)[yhp/u]t, where z is the spreading dis-
tance, K(a,6) is the geometry term with a and @ being the
groove angle and the contact angle, y and pare the surface
tension and viscosity of the liquid, hy is the groove depth,
and t is the time. Therefore, varying the geometry of the
grooves allows the controllable modification of the wetting
in any extent between the initial wetting and superwetting.
In addition to a regular 1D-array of capillary microgrooves,
other networks of capillary channels (regular or irregular)
for improving the wettability can be designed and fabricated
(for example, a regular 2D-array of microgrooves with a
uniform liquid spreading in all directions).

[0217] Previous studies on applications of femtosecond
lasers in dentistry have demonstrated such advantages as (i)
minimal collateral damage (thermal and mechanical), (ii)
high precision, (iii) producing microcrack-free cavities, (iv)
the absence of a chemical change in the treated dental hard
tissues, and (v) high processing controllability through a
spectroscopic feedback. The embodied invention demon-
strates that this list can be expanded by the ability of the
femtosecond laser to improve significantly the wettability of
the dental hard tissues for enhanced bonding through pro-
ducing engineered surface structures.

[0218] In another demonstrative application, high-inten-
sity femtosecond laser pulses were used to create a super-
wetting surface pattern on platinum and gold plates, all
having a dimension of 25x25 mm? The structured metals
were created with an amplified Ti:sapphire laser that gen-

Oct. 17, 2019

erated 65 fs pulses with energy around 1.1 mJ/pulse at a
maximum repetition rate of | kHz at a central wavelength of
800 nm. The samples were mounted vertically on a trans-
lation stage. The laser beam was horizontally polarized and
was focused normally onto the samples. We produce an
extended area of surface structures by scanning the samples
across the laser beam along the horizontal direction followed
by a vertical shift. This process was repeated to obtain a
structured circular area of 24 mm in diameter. A scanning
electron microscope (SEM) was used to examine surface
structures following femtosecond laser treatment.

[0219] FIG. 48 shows typical surface pattern created on
the metals following femtosecond laser treatment. FIG.
48(a) shows that the surface has multiple parallel micro-
grooves with a period of 100 jm, corresponding to the
vertical step between two horizontal scanning lines. As
shown in FIGS. 48(6-d), a combination of porous nanostruc-
tures and fine microstructures are superimposed on both
ridges and valleys of the grooved pattern. From FIGS. 48(c)
and (d), one can see that the nanostructures include nano-
protrusions and nanocavities, while fine microstructures
include microcavities and microscale aggregates of nano-
particles that fuse onto each other and on the metal surface.
As further illustrated in FIG. 49, the structured surfaces
appear pitch black, indicating a significant change in optical
properties of the studied metals as reported herein above.
[0220] The surface wetting properties of the structured
platinum were studied by positioning the sample horizon-
tally, vertically, and titled at a 45° angle. The liquid used was
methanol. The spreading dynamics of methanol on the
structured surfaces was recorded using a video camera at a
speed of 30 frames/s. FIGS. 49(a-d) show the wetting
dynamics for a large drop of methanol pipetted on the
horizontal surface of the structured platinum. The liquid can
be seen to spread highly anisotropically and preferentially
flow along the surface microgrooves. Similar experiments
with smaller methanol drops at a volume in the range of 1-10
ul also showed similar highly anisotropic wetting responses.
To determine whether the wetting anisotropy of the struc-
tured platinum was caused by the parallel microgrooves, as
shown in FIG. 48 (a), we produced another platinum sample
with orthogonally crossed microgrooves. In this case, the
methanol spread uniformly along all directions indicating
that the capillary effect in the open microgrooves plays a
dominant role in directionally guiding the liquid.

[0221] When we positioned the platinum sample upward
at 45° and vertically at 90°, the drop of methanol moved
rapidly uphill against gravity, as seen in FIGS. 50 (a-d) for
the vertically standing sample. To confirm that the uphill
motion of the liquid was caused by the metal surface
structures, we repeated the above experiments with an
untreated platinum sample and found that the methanol did
not flow upward at all. To study the wetting dynamics, we
videotape the liquid spreading from the moment when
methanol was dropped on the structured metal surface, and
FIGS. 49 and 50 show the frames as the liquid moves with
time. We observed that the average wetting velocity was 1.6,
1.18, and 1 cm/s for the treated platinum oriented horizon-
tally, 45° upward, and 90° upward, respectively. We believe
that these are the highest liquid moving speeds upward that
one has observed on a metal surface.

[0222] When the bottom part of a vertically standing
sample of structured platinum was submerged in a methanol
reservoir, the methanol spread only along the microgrooves

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that were submerged in the methanol, but did not expand
laterally to grooves that were not initially in contact with the
methanol in the reservoir. However, when the sample was
enclosed in a transparent container to suppress evaporation,
a similar vertical wetting strip was formed rapidly, but the
liquid also spread slowly in the lateral directions until the
entire structured black surface became wet. The methanol
spreading speed in the lateral direction was about an order
of magnitude lower than that along the vertical grooves.
Thus in addition to the engineered capillary effect, evapo-
ration also plays a role for the unidirectional spreading of
methanol in open air. Therefore, in addition to a physical
wetting boundary formed by the outmost groove walls that
are in contact with the methanol reservoir, the evaporation
actually creates a virtual wall leading to a significantly
enhanced anisotropic (essentially unidirectional) wetting
behavior. When evaporation was suppressed in the enclosed
container, the observed wetting for the vertically standing
black platinum in all directions showed that the nano- and
micro-structures superimposed on the groove pattern also
enhanced the wicking effect of the platinum specimen.

[0223] Another observed property of the structured plati-
num was that a significant amount of liquid could be
transported uphill due to a strong capillary pumping effect.
To illustrate this effect, we structured a long stripe of surface
area of 2 mm wide and 25 mm long on a platinum foil and
bent the foil into an L shape, as shown in FIG. 50(e). We then
immersed the bottom edge of the black stripe in a methanol
reservoir. Within 10 min, a large drop of methanol accumu-
lated at the upper end of the black stripe that was 10 mm
above the methanol reservoir surface, as shown in FIG.
50(/). The accumulated liquid volume was measured to be
about 10 ul, indicating that the structured platinum can draw
a significant amount of liquid against gravity to an elevated
point.

[0224] The self-propelled motion of liquids against grav-
ity has been observed in the past when the surface has a
hydrophobicity gradient that causes a liquid drop to move
from a more hydrophobic surface area to a less hydrophobic
area. In our experiments, however, there is no hydrophobic-
ity gradient along the direction of the liquid spreading and
therefore, this mechanism could be ruled out. Another
known mechanism that drives liquids uphill on an inclined
surface is the classical “tears of wine” phenomenon, origi-
nally observed in a glass of strong wine and explained by
Thomson (J. Thomson, Philos. Mag. 10(4), 330 (1855). This
phenomenon is caused by a preferential evaporation of
alcohol from alcohol-water mixture that produces a concen-
tration gradient and a surface tension gradient that generates
a force driving a liquid film upward on the wine glass wall.
The drawn-up liquid accumulates on the glass walls and then
forms running-down droplets called tears of wine. To deter-
mine whether the vertically upflowing liquid is a similar
evaporation-driven phenomenon in our experiment, we
placed the methanol reservoir with the submerged sample
shown in FIG. 3(/) in a closed transparent container, and
observed that liquid did not accumulate at the top end of the
black metal track any more, although the blackened track
was wetted due to the capillary effect. The accumulation of
methanol on the top end of the blackened track occurred
again as soon as the container was reopened. We thus believe
that the methanol accumulation was due to the evaporation-
driven Marangoni effect, where fluid flow is induced by
surface tension gradients in volatile liquids. Although we

Oct. 17, 2019

used a single-component volatile liquid, the absorption of
water from the atmosphere can make our liquid become a
two-component mixture to some degree. The fact that the
vertically standing structured metal surface remained con-
stantly wet in a closed container showed that the surface
structures alone have an extraordinarily strong wicking
effect even in the absence of the driving force from the
evaporation.

[0225] Table I shows a variety of laser processing param-
eters for various materials including platinum (Pt), glass,
dentine, and enamel. Therein below, Table I also lists
exemplary engineered features in the various materials in the
left column and dimensional ranges for these features in the
right column. Table I thus provides a recipe that will enable
the skilled person to create the embodied superwicking
and/or superwetting effects in various materials and for
various applications.

TABLE I

Laser processing parameters

Parameter range

Metal sample (Pt)

Laser fluence: 0.05-200 Jem?

Spot diameter: 0.1 pm-5 cm

Pulse duration: 5 fs-continuous wave

Pulse repetition rate: 1 Hz-SO MHz

Scanning speed: 0.1 um/see-5 cm/sec

Step between scanning lines: 0.1 um-5 em

Ambient gas: air; inert or chemically
active gases; inert or
chemically active liquids;
‘Vacuum

Glass sample

Laser fluence: 0,5-500 Mem?

Spot diameter: 0.1 um-2 em

Pulse duration: 5 fs-continuous wave

Pulse repetition rate: 1 Hz-80 MHz

Scanning speed 0.1 misec-2 cm/sec

Step between scanning lines: 0.1 um-2 em

Ambient gas: air; inert or chemically active
‘gases; inert or chemically
active liquids; Vacuum

Dentine sample

Laser fluence: 0,05-50 Vem?

Spot diameter: O.1 ym-l cm

Pulse duration: 5 fs-continuous wave

Pulse repetition rate: 1 Hz-80 MHz

Scanning speed: 0.1 jmisec-1 cm/sec

Step between scanning lines: 0.1-500 um

Ambient gas: air; blowing inert or
chemically active gases

Enamel sample

Laser fluence: 0,05-50 Jem?

Spot diameter: O.1 pel em

Pulse duration: 5 fi-continuous wave
Pulse repetition rate: 1 Hz-80 MHz
Scanning speed: O.1 pmisec-1 cm/sec
Step between scanning lines: 0.1-500 um

Ambient gas: air; blowing inert or

chemically active gases

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TABLE I-continued

Laser processing parameters

Structures Structure range

Grooves on metal (Pt)

Period: 100 jim 10 nm-10 em
Width: 100 pm 10 nm-S mm
Depth: 75 um. 10 nm-5 mm
Grooves on glass

Period: 100 jm 10 nm-10 cm
Width: 100 um 10 nm-5 mm
Depth: 40 jun 10 nm-S mm
Grooves on dentin

Period: 95 jum 10 nm-2 mm
Width: 95 um 10 nm-2 mm
Depth: 100 um 10 nm-2 mm

Laser processing parameters

Grooves on enamel,

Period: 100 um 10 nm-2 mm
Width: 100 pm 10 am-2 mm
Depth: 120 pm 10 nm-2 mm
Fine microroughness

covering the groove surface of

metal, glass, dentin, and enamel

Size: 0.5-10 um 0.5-100 um

Shape: various protrusion, cavity, sphere, rod,
other irregular shapes
Nanoroughness covering

the groove surface of metal,

glass, dentin, and enamel

Size: 5-500 nm. 1-500 nm

Shape: various protrusion, cavity, sphere, rod,
and other irregular shapes

Biomimetic Multifunctional Surfaces Produced by

Femtosecond Laser Pulses

[0226] The following is a non-limiting, illustrative

description of embodiments of multifunctional surfaces pro-
duced by femtosecond laser pulses.

[0227] A multifunctional metal surface (including metal
alloys) may be produced having hierarchical nano- and
micro-structures using femtosecond laser pulses. In some
embodiments, the multifunctional surface produced exhibits
dramatically enhanced broadband absorption, superhydro-
phobicity, and self-cleaning effects.

[0228] The superhydrophobic effect, in some instances,
may be demonstrated by a falling water droplet repelled
away from a clean altered surface with 30% of the droplet
kinetic energy conserved, while the self-cleaning effect may
be shown, in some instances, by each water droplet taking
away a significant amount of dust particles from an altered
surface covered with dust. The enhanced light absorption of
certain embodiments of a multifunctional metal surface may
be useful whenever light collection is needed, for example
in sensors and solar energy absorbers. The superhydropho-
bicity and self-cleaning effects may, in some instances,
improve the performance and reduce the maintenance of the
devices that utilize these surfaces.

[0229] In some embodiments, such multifunctional prop-
erties may be similar to properties exhibited by certain
biological surfaces. One of the examples is the water-

Oct. 17, 2019
25

repelling lotus leaves. The lotus leaves have a number of
functionalities, such as superhydrophobicity, self-cleaning,
and defense against pathogens. Studies have shown that the
lotus leaf surface has a hierarchical structure containing a
larger micro-scale structure in the range of 10-50 jum and a
finer structure in the range of 0.2-2 jum. This hierarchical
structure along with a hydrophobic epicuticular wax coating
imparts the superhydrophobicity to lotus leaves. Further-
more, the hierarchical surface structure significantly reduces
the adhesion of contaminants to the surface. Both enhanced
hydrophobicity and reduced contaminant adhesion produce
the lotus self-cleaning effects, often referred as the “lotus
effect.” The lotus self-cleaning is achieved when water drops
roll over the leaves, pick up the dust particles, and carry
them away when rolling off the leaves. Another example of
the multifunctional biological surface is the Morpho butter-
fly wing. The surface structures of the wings produce a blue
color and also make the wing surface superhydrophobic and
self-cleaning.

[0230] As discussed above, femtosecond laser surface
processing can produce a wide variety of hierarchical nano-
and micro-structures that can significantly modify optical
and wetting properties of metals. In the experiments
described below, we produce nature-inspired hierarchical
surface structures on metals and demonstrate that the struc-
tured surfaces exhibit multifunctional properties, including
superhydrophobicity, self-cleaning, and enhanced broad-
band absorption from the ultraviolet to mid-infrared. The
enhanced light absorption may be useful, for example,
whenever light collection is needed, for example in sensors
and solar energy absorbers. The superhydrophobicity and
self-cleaning effects may improve, for example, the perfor-
mance and reduce the maintenance of the devices that utilize
these surfaces. Furthermore, our multifunctional surfaces
also should possess, in at least some instances, other highly
desirable functionalities, such as anti-corrosion, anti-adhe-
sive, anti-icing, anti-fouling, antimicrobial, and self-sanita-
tion, which are intrinsically associated with the superhydro-
phobicity.

[0231] A laser-treated platinum surface is shown in FIG.
51(a). The treated surface appears velvet black at all viewing
angles, indicating a significant increase of optical absorp-
tion. A hierarchical surface structure produced on platinum
is shown in FIGS. 51(4)-(d). In this particular example, this
structure is an array of parallel microgrooves covered by
extensive nanostructures. The microgroove spacing is about
100 jum, and the depth is about 75 um. In other non-limiting
examples microgroove spacing may be in a range of 0.1-500
tum and microgroove depth may be ina range of 0.1-500 um.
In other non-limiting examples microgroove spacing may be
in a range of 10-250 ym and microgroove depth may be in
a range of 10-250 jum. In other non-limiting examples
microgroove spacing may be in a range of 50-150 jum and
microgroove depth may be in a range of 50-150 uum. In other
examples, the structure is an array of periodic and/or random
nanostructure-covered microcolumns, nanostructure-cov-
ered microcones, and/or nanostructure-covered microcavi-
ties. In some of these other examples, the depth or height of
the microstructures may be in a range of 0.1-500 wm, 10-250
tum, or 50-150 jum and the spacing of the microstructures
may be in the range of 0.1-500 ym, 10-250 um, or 50-150
um.

[0232] SEM examination shows that the smallest
nanoscale features, in this particular example, are about 5-10

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26

nm. In some embodiments, the nanoscale features may
include nanosphere and/or other nanoprotrusions extending
outwardly from an associated microstructure and having
dimensions (such as a width, diameter, and/or height) in the
range of 1-100 nm, 1-50 nm, and/or 1-25 nm as well as
larger nanoscale features. In some embodiments, the
nanoscale features may include nanocavities, nanodepres-
sions, and/or other nanostructures extending into an associ-
ated microstructure and having dimensions (such as a width,
diameter, and/or depth) in the range of 1-100 nm, 1-50 nm,
and/or 1-25 nm as well as larger nanoscale features.
[0233] Following the laser treatment, superhydrophobicity
develops after the sample is exposed to air. In some
instances, laser parameters, such as fluence, pulse duration,
wavelength, repetition rate, and/or scanning speed may be
chosen to obtain the desired results. Sometimes, two-step
processing, where microstructures and nanostructures are
produced separately, may be utilized. In one example of
two-step processing, first the microstructures are produced
using a set of laser parameters favorable for microstructur-
ing and then the produced microstructures are treated with a
different set of laser parameters to produce nanostructures
on the surface of the microstructures.

[0234] In at least some instances, an intrinsic hydrophilic
surface will become more hydrophilic with hierarchical
structures, while an intrinsic hydrophobic surface will
become more hydrophobic with hierarchical structures.
Therefore, a super-hydrophobic surface with hierarchical
micro and nano-scale structures may not necessarily be
structurally very different from a super-hydrophilic surface.
However, in some examples, a superhydrophilic material
with hierarchical structures can become superhydrophobic
by changing its surface chemical property, such as coating it
with a hydrophobizing agent. In such examples, the hierar-
chical surface structure remains the same but the transition
from superhydrophilicity to superhydrophobicity occurs due
to a change of surface chemistry. In other examples, it is also
possible to turn a hydrophilic surface to hydrophobic or vice
versa purely by changing the surface structures.

[0235] To characterize the hydrophobicity of the treated
platinum surface in the example shown in FIGS. 51(a)-(d),
we measured the water contact angle on the surface to be
158°, and a water drop will slide on the treated surface at a
tilt angle of only 4°. More remarkably, when a drop of water
is released and falls towards the treated surface, the water
droplet is repelled by the treated surface to such a degree that
it bounces off the surface, lands again due to the gravity, and
bounces again and slides off the treated surface, as shown in
FIG. 52. Here, the water drop is released 19 mm above the
surface, reaches a height of 5.3 mm after the first bounce,
and lands 13.75 mm away from the first bounce before
bouncing off the surface. About 30% of the water droplet
kinetic energy is conserved from the first bounce. The two
bouncing motions last less than 0.5 second, and, as shown in
FIG. 52(/) the laser-treated surface remains completely dry
afterwards.

[0236] A decrease of surface tension on a solid surface can
also enhance the hydrophobicity. Therefore, another
approach to increase the hydrophobicity is to decrease the
surface tension by coating a hydrophobic layer on the solid
surface. The largest water contact angle ever achieved in the
past through coating on a smooth surface is only about 120°,
which is far less than 150°, the minimum water contact angle
required for being qualified as superhydrophobicity. How-

Oct. 17, 2019

ever, in at least some instances, a combination of surface
structuring (e.g. a hierarchical surface structure such as the
ones discussed in this application) and a hydrophobic chemi-
cal coating can produce strong superhydrophobicity. Non-
limiting examples of chemical coatings include non-polar,
hydrophobic groups with low surface energies such as
hydrocarbons (—C,,H>,,41), silicones (CH;—(Si—O)—
CH), and fluorocarbones (—C,,F >,,,;)- Metals are intrinsi-
cally hydrophilic; immediately after femtosecond laser sur-
face structuring, they first become more hydrophilic, but the
exposure to air turns the metals superhydrophobic. This
transition is explained by chemical interaction between the
surface and the ambient CO,, resulting in an accumulation
of carbon and its compounds on the laser-treated surface. We
believe that the laser-induced surface nanostructures may
also play an important role in enhancing this chemical
interaction due to nanochemical effects.

[0237] In nature, self-cleaning occurs on a superhydro-
phobic surface with water from rain, dew, and fog. These
water sources supply falling, rolling, and sliding drops. The
rolling and falling drops are more efficient in removing dust
particles than the sliding drops. FIG. 53 shows self-cleaning
of dust particles on the black platinum of FIG. 51(a) by
applying a string of water drops. The dust particles are a
collection of real-life dusts from a vacuum cleaner; the size
of the particles is in the range of 0.1-2 mm. Before cleaning,
about 40 particles are present on the surface and about 50%
of the dust particles are removed with only 3 drops of water.
The amount of dust particles decreases to a half again with
4 more water drops, see FIG. 53(c). After about 14 water
drops, the surface becomes virtually clean. Afterwards, the
laser-treated superhydrophobic surface area remains com-
pletely dry, while we can see that water sticks to the
untreated area even upside down. We also apply water on an
untreated platinum sample covered with dust particles. In
contrast to our superhydrophobic surface, water remains on
the untreated surface with all the dust particles floating
inside [FIG. 53(/)]. After water vaporizes, all the dust
particles remain on the surface of the untreated surface. In
our study, we repeatedly perform 20 cleanings on the
superhydrophobic surface and did not observe any degra-
dation of the self-cleaning effect.

[0238] Self-cleaning surfaces in accordance with some,
although not necessarily all, embodiments of the present
invention should have the following properties: (i) large
water contact angle exceeding 150°, (ii) small sliding angle
(<10°) to cause water drops easily roll off the surface, and
(iii) the adhesion between the surface and dust particles on
the surface should be smaller than that between the dust
particles and water. In some instances, the sliding angle may
be the minimum angle when a liquid droplet (e.g. a droplet
of distilled water or another “clean” liquid) begins to slide
down on the inclined surface at room temperature. The
surface structures we produced benefit self-cleaning in two
ways. First, the surface structures turn a metal surface
superhydrophobic; secondly, the surface structures also
reduce the adhesion of dust particles to the solid surface.
When the size of dust particles is larger than surface cavities,
the particles will sit on the top of surface protrusions, and
this reduces the adhesion due to a decrease of the contact
area. Therefore, these particles can be easily removed by
rolling water drops. However, when the particle size is
smaller than the surface cavities, the rolling drops may not
be efficient for cleaning. In this situation, falling drops with

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a sufficiently high kinetic energy are needed to penetrate into
the cavities and remove the small dust particles. In addition
to self-cleaning, the superhydrophobicity also enables a
number of other potential functionalities, such as anticorro-
sion, anti-icing, anti-biofouling, anti-microbial, low flow
resistance, and platelet anti-adhesion.

[0239] We have also produced multifunctional black and
superhydrophobic titanium and brass surfaces, which show
similar self-cleaning behavior as the Pt surface described
above. To characterize the optical property of these three
multifunctional surfaces, we measured the wavelength
dependent reflectance of their surfaces with the spectropho-
tometer and FTIR spectrometer. The results of these mea-
surements are shown in FIG. 54. For comparison, we also
measured the reflectance of mechanically polished surfaces
of the three metals before laser treatment. As shown in FIG.
54, the multifunctional surfaces have a very low reflectance
over a broad range of wavelengths. The reflectance in the
visible wavelengths is in a range of 1.3 3.5%, 3.3-4.1%, and
4.2-4.5% for brass, Pt, and Ti, respectively. For comparison,
the reflectance of mechanically polished surfaces of the
three samples is much higher as shown in FIG. 54. Because
of the extremely low reflectance, all three sample surfaces
appear pitch black. Furthermore, these surfaces also have
low reflectance in the near infrared, which increases with
wavelength slightly for Pt and Ti but significantly for brass.
At 16 um, the absorption is 9% for Pt, 18% for Ti, and 73%
for brass. The measured reflectance shows that the black Pt
and Ti surfaces are excellent broadband absorbers of elec-
tromagnetic radiation from the ultraviolet to mid-infrared.

[0240] It is known that absorptance, A, of a clean struc-
tured metallic surface is given by A(A)=Anyre (A)tAss (A),
where Ayyzp is the intrinsic absorptance of a flat, clean, and
ideally smooth surface and A,. is the contribution of surface
structures. The dramatically enhanced absorption of our
structured surface over a broad spectral range comes from
several mechanisms. The surface structures smaller than
light wavelength (nanostructures and fine microstructures)
enhance absorptance through antireflection effect of the
graded refractive index formed by subwavelength surface
textures at the air/solid interface. Furthermore, these sub-
wavelength surface structures significantly enhance absorp-
tance through plasmonic absorption. On the other hand, the
surface structures greater than the light wavelength enhance
absorptance through light trapping in surface cavities and
the Fresnel angular dependent reflection. All these absorp-
tion mechanisms contribute to the broadband high absorp-
tion, leading to the structural black color in the visible
spectral range. The hierarchical surface structures produced
on Pt and Ti are more optimized for the broadband absorp-
tion in the wavelength range of 0.25-16 um. The surface
structures on metals can also be optimized for efficient
absorption in the THz range, where regular metals are
perfect reflectors.

[0241] One application for the enhanced light absorption
is building better solar absorbers for efficient conversion of
solar energy to thermal or electrical energy. Solar radiation
is broadband and mainly composes of ultraviolet (A<0.4
um), visible (0.4<<0.7 ym), and infrared radiation
(0.7<A<100 pum). At the sea level, the fraction of solar
energy in the ultraviolet, visible, and infrared wavelengths
are about 4%, 42%, and 54%, respectively. From practical
point of view, almost all solar energy is contained in the
wavelength range of 0.2<A<3 uum. FIG. 54 shows that our

Oct. 17, 2019

samples have a very high absorptance in this wavelength
range, especially for Pt and Ti. An ideal solar energy
absorber should not only absorb solar energy efficiently in
this wavelength range but also minimize radiative thermal
loss to the environment at longer wavelengths. Therefore,
the ideal wavelength dependent reflectance should be R(A)
=0 at 0.3<2<3 um and R(A)=1 at 3<A<50 jum. A dashed line
in FIG. 54 shows this ideal reflectance. To provide high
reflectance at A>3 jm, the surface structures we created on
brass contain shallow microgrooves covered by nanostruc-
tures. FIG. 51 shows a comparison of the microgrooves of
brass versus Ti and Pt. The microgroove depth is about 10
tum for brass, but 50 and 75 um for Ti and Pt. Because a
shallower microgroove traps less infrared radiation at longer
wavelengths, brass has a significantly higher reflectance in
the infrared. We believe that a closer resemble of the ideal
reflection step function can be achieved by further optimiz-
ing the structural period and depth. In some instances, this
can be further optimized by reducing groove spacing and
depth to the 5-10 wm and 3-5 um range, respectively.
Alternatively, a nanotextured microcolumnar hierarchical
surface structure may provide a better structure for achiev-
ing the ideal reflection step function.

[0242] In summary, for the first time, we create a multi-
functional metal surface by producing a hierarchical nano-
and micro-structures with femtosecond laser pulses. The
multifunctional surfaces exhibit excellent broadband light
absorption, superhydrophobicity, and self-cleaning effects.
This surface should also possess other highly desirable
functionalities such as anti-corrosion, anti-icing, anti-bio-
fouling, and self-sanitation, since these properties are
directly related to superhydrophobicity.

[0243] To produce the hierarchical surface structures
described above in the non-limiting examples, we used an
amplified Ti:sapphire laser system that generates 65-fs
pulses with a central wavelength of 800 nm. The laser beam
was focused onto the sample surface by a lens onto a sample
mounted on a computerized XY-translation stage. The
samples in our study were platinum, titanium, and brass. A
scanning electron microscope (SEM) and a 3D laser scan-
ning microscope were used to examine the surface struc-
tures. Superhydrophobic properties were studied by mea-
suring both water contact angle and the surface tilt angle for
water sliding. The self-cleaning properties were studied with
real-life dust particles collected from a vacuum cleaner. For
cleaning, we use rolling and falling water drops. The rolling
drops with nearly zero kinetic energy are produced by
pipetting water drops near the sample surface, while the
falling drops are produced by pipetting drops at a height of
3-8 cm above the sample surface. The diameter of the
pipetted water drops is in the range of 2-5 mm. The
self-cleaning action is recorded with a video camera. To
characterize the optical properties, we measure the total
hemispherical optical reflection of the samples using a
Perkin-Elmer Lambda 900 spectrophotometer and Bruker
IFS 66/S FTIR spectrometer, each equipped with an inte-
grating sphere. The two spectrometers allow us to measure
the spectral reflectance in the wavelength range of 0.25-2.5
jum and 2.5-16 jum, respectively.

[0244] In some instances, commercial devices may be
used to measure the contact angle. In our study, for example,
we used a VCA 2500XE video contact angle system. When
using such a system, a water droplet is placed on the surface,
and an image is taken and an algorithm will be applied to

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US 2019/0319152 Al

calculate the contact angle based on the image. Commonly,
measurements are performed under normal atmospheric
pressure and room temperature. In some instances, measure-
ments are made using clean water, such as distilled water.
[0245] All references, including publications, patent appli-
cations, and patents, cited herein are hereby incorporated by
reference to the same extent as if each reference were
individually and specifically indicated to be incorporated by
reference and were set forth in its entirety herein.

[0246] The use of the terms “a” and “an” and “the” and
similar referents in the context of describing the invention
(especially in the context of the following claims) are to be
construed to cover both the singular and the plural, unless
otherwise indicated herein or clearly contradicted by con-
text. The terms “comprising,” “having,” “including,” and
“containing” are to be construed as open-ended terms (i.e.,
meaning “including, but not limited to,”) unless otherwise
noted. The term “connected” is to be construed as partly or
wholly contained within, attached to, or joined together,
even if there is something intervening.

[0247] The recitation of ranges of values herein are merely
intended to serve as a shorthand method of referring indi-
vidually to each separate value falling within the range,
unless otherwise indicated herein, and each separate value is
incorporated into the specification as if it were individually
recited herein.

[0248] All methods described herein can be performed in
any suitable order unless otherwise indicated herein or
otherwise clearly contradicted by context. The use of any
and all examples, or exemplary language (e.g., “such as”)

Oct. 17, 2019

provided herein, is intended merely to better illuminate
embodiments of the invention and does not impose a limi-
tation on the scope of the invention unless otherwise
claimed.

[0249] No language in the specification should be con-
strued as indicating any non-claimed element as essential to
the practice of the invention.

[0250] It will be apparent to those skilled in the art that
various modifications and variations can be made to the
present invention without departing from the spirit and
scope of the invention. There is no intention to limit the
invention to the specific form or forms disclosed, but on the
contrary, the intention is to cover all modifications, alterna-
tive constructions, and equivalents falling within the spirit
and scope of the invention, as defined in the appended
claims. Thus, it is intended that the present invention cover
the modifications and variations of this invention provided
they come within the scope of the appended claims and their
equivalents.

1. A metal or metal alloy comprising at least one surface
region including a plurality of micro-scale structure shapes
having a depth or height in the range of 0.1 to 500 pm and
a plurality of nano-scale structure shapes having at least one
dimension that is less than 1 um, wherein the at least one
surface region is super-hydrophobic having a water contact
angle of 150° or greater, wherein the at least one surface
portion has a spectral reflectance of less than 60% for at least
some wavelengths of electromagnetic radiation in the range
of 0.1 tum to 500 pum.

ee OR Rk
Source notes & attribution
  1. https://rexresearch.com/GuoSuperhydrophobicMetal/US2019319152A1.pdf

Dossier visual record.

All 1 figures

Source illustrations for Water-repelling metal. Captions identify the document and evidence type.

Keep following.

Thematic connections, not evidence of a shared mechanism