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Page 1

as) United States
cz) Patent Application Publication (10) Pub. No.: US 2015/0136226 Al

Guo et al.

US 20150136226A1

(43) Pub. Date: May 21, 2015

64)

(71)

(72)

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(63)

SUPER-HYDROPHOBIC SURFACES AND
METHODS FOR PRODUCING
SUPER-HYDROPHOBIC SURFACES

Applicants: Chunlei Guo, Rochester, NY (US);
Anatoliy Y. Vorobyev, Saint Catharines
(CA)

Inventors: Chunlei Guo, Rochester, NY (US);
Anatoliy Y. Vorobyev, Saint Catharines
(CA)

Assignee: UNIVERSITY OF ROCHESTER,
Rochester, NY (US)

Appl. No.: 14/593,465
Filed: Jan. 9, 2015

Related U.S. Application Data

Continuation-in-part of application No. 13/604,951,
filed on Sep. 6, 2012, which is a continuation-in-part of
application No. 12/188,258, filed on Aug. 8, 2008, now

abandoned, which is a continuation-in-part of applica-
tion No. 11/862,449, filed on Sep. 27, 2007, now aban-

doned.
(60) Provisional application No. 60/847,916, filed on Sep.
29, 2006.
Publication Classification
(51) Int.Ch
B23K 26/00 (2006.01)
HOIL 31/054 (2006.01)
HOLL 31/0232 (2006.01)
(52) U.S. Ch

CPC... B23K 26/0066 (2013.01); HOLL 31/02327
(2013.01); HOIL 31/0547 (2014.12)

(57) ABSTRACT

A metal or metal alloy including a region with hierarchical
micro-scale and nano-scale structure shapes, the surface
region is super-hydrophobic and has a spectral reflectance of
less than 30% for at least some wavelengths of electromag-
netic radiation in the range of 0.1 um to 10 uum. Methods for
forming the hierarchical micro-scale and nano-scale structure
shapes on the metal or metal alloy are also described.

Page 2

US 2015/0136226 Al

May 21, 2015 Sheet 1 of 59

Patent Application Publication

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Patent Application Publication © May 21,2015 Sheet 2 of 59 US 2015/0136226 Al

FIG. 2A

Page 4

Patent Application Publication © May 21,2015 Sheet 3 of 59 US 2015/0136226 Al

FIG. 3A

FIG. 3B

Page 5

Patent Application Publication © May 21,2015 Sheet 4 of 59 US 2015/0136226 Al

FIG. 4A

500 nim

FIG. 4B

Page 6

Patent Application Publication © May 21,2015 Sheet 5 of 59 US 2015/0136226 Al

FIG. 5B

Page 7

Patent Application Publication © May 21,2015 Sheet 6 of 59 US 2015/0136226 Al

200 nm

FIG. 6

Page 8

Patent Application Publication | May 21,2015 Sheet 7 of 59 US 2015/0136226 Al

200 um

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Page 9

US 2015/0136226 Al

May 21, 2015 Sheet 8 of 59

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US 2015/0136226 Al

May 21, 2015 Sheet 9 of 59

Patent Application Publication

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Patent Application Publication May 21,2015 Sheet 100f59 US 2015/0136226 Al

10B

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Page 12

Patent Application Publication

SURFACE TEMPERATURE (°C)

SURFACE TEMPERATURE (°C)

1000-

500-4

US 2015/0136226 Al

May 21, 2015 Sheet 11 of 59

Nd: YAG LASER

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Page 13

Patent Application Publication May 21,2015 Sheet120f59 US 2015/0136226 Al

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Patent Application Publication May 21,2015 Sheet 13 0f59 US 2015/0136226 Al

FIG. 13A

FIG. 13B

Page 15

Patent Application Publication May 21,2015 Sheet 14 0f59 US 2015/0136226 Al

4

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Page 16

Patent Application Publication May 21,2015 Sheet 15o0f59 US 2015/0136226 Al

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Page 17

US 2015/0136226 Al

May 21, 2015 Sheet 16 of 59

Patent Application Publication

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Patent Application Publication May 21,2015 Sheet170f59 US 2015/0136226 Al

17D

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Page 19

Patent Application Publication May 21,2015 Sheet 18 o0f59 US 2015/0136226 Al

PERIPHERAL NANGROUGHNESS

FIG. 18

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May 21, 2015 Sheet 19 of 59

Patent Application Publication

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Page 21

Patent Application Publication May 21,2015 Sheet 200f59 US 2015/0136226 Al

NANQPORES

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200 nm

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Patent Application Publication May 21,2015 Sheet 210f59 US 2015/0136226 Al

FIG. 21B

Page 23

Patent Application Publication | May 21,2015 Sheet 22 0f59 US 2015/0136226 Al

FIG. 22B

FIG. 22A

FIG. 22C

FIG. 22D

Page 24

Patent Application Publication © May 21,2015 Sheet 23 0f59 US 2015/0136226 Al

4.00

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Page 25

Patent Application Publication © May 21,2015 Sheet 240f59 US 2015/0136226 Al

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Patent Application Publication May 21,2015 Sheet 250f59 US 2015/0136226 Al

FIG. 25

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Patent Application Publication May 21,2015 Sheet 260f59 US 2015/0136226 Al

FIG. 26D

FIG. 26A
FIG. 26C

Page 28

Patent Application Publication May 21,2015 Sheet 270f59 US 2015/0136226 Al

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Patent Application Publication | May 21,2015 Sheet 28 0f59 US 2015/0136226 Al

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Patent Application Publication May 21,2015 Sheet 290f59 US 2015/0136226 Al

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Page 31

Patent Application Publication May 21,2015 Sheet 300f59 US 2015/0136226 Al

FIG. 30B
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Page 32

Patent Application Publication May 21,2015 Sheet 31 o0f59 US 2015/0136226 Al

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Page 33

Patent Application Publication May 21,2015 Sheet 32 0f59 US 2015/0136226 Al

FIG. 32B
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Page 34

Patent Application Publication May 21,2015 Sheet 33 0f59 US 2015/0136226 Al

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US 2015/0136226 Al

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May 21, 2015 Sheet 34 of 59

Patent Application Publication

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Page 36

Patent Application Publication May 21,2015 Sheet 350f59 US 2015/0136226 Al

Al (BLACK)
FIG. 354 | :

25X25 mm

Al (GRAY)
FIG. 35B

25X25 mm

Al (GOLDEN)
FIG. 35C

25105 mm

Page 37

Patent Application Publication May 21,2015 Sheet 36 0f59 US 2015/0136226 Al

FIG. 36A

Al (FLIPSS) 25X25 mm

FIG. 36B

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Patent Application Publication May 21,2015 Sheet 370f59 US 2015/0136226 Al

FIG. 37

Page 39

Patent Application Publication May 21,2015 Sheet 38 0f59 US 2015/0136226 Al

FIG. 38

Page 40

Patent Application Publication May 21,2015 Sheet 39 of 59 US 2015/0136226 Al

FIG. 39

Page 41

Patent Application Publication May 21,2015 Sheet 40 0f59 US 2015/0136226 Al

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Page 42

Patent Application Publication May 21,2015 Sheet 41 0f59 US 2015/0136226 Al

FIG. 41

Page 43

Patent Application Publication May 21,2015 Sheet 42 0f59 US 2015/0136226 Al

ey

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Page 44

Patent Application Publication May 21,2015 Sheet 43 0f59 US 2015/0136226 Al

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Page 45

Patent Application Publication

May 21, 2015 Sheet 44 0f59 US 2015/0136226 Al

FIG. 44

Figure 1. Vorobyev and Guo

TOR 2

SAREE

SOULE

Page 46

US 2015/0136226 Al

May 21, 2015 Sheet 45 of 59

Patent Application Publication

yev and Guo

~ Vorob:

Figure 2.

FIG. 45

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US 2015/0136226 Al

May 21, 2015 Sheet 46 of 59

Patent Application Publication

3. Vorobyev and Guo

igure

F

FIG. 46

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US 2015/0136226 Al

May 21, 2015 Sheet 47 of 59

Patent Application Publication

yev and Guo

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Page 49

Patent Application Publication May 21,2015 Sheet 48 of 59 US 2015/0136226 Al

Page 50

Patent Application Publication May 21,2015 Sheet 49 0f59 US 2015/0136226 Al

Page 51

Patent Application Publication May 21,2015 Sheet 500f59 US 2015/0136226 Al

e
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Patent Application Publication May 21,2015 Sheet 51o0f59 US 2015/0136226 Al

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Page 53

Patent Application Publication May 21,2015 Sheet 520f59 US 2015/0136226 Al

FIG. SIB

Page 54

Patent Application Publication May 21,2015 Sheet 530f59 US 2015/0136226 Al

FIG, SIC

Page 55

Patent Application Publication May 21,2015 Sheet 54 o0f59 US 2015/0136226 Al

FIG. 51D

Page 56

Patent Application Publication May 21,2015 Sheet 550f59 US 2015/0136226 Al

Brass

FIG. SLE

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Patent Application Publication May 21,2015 Sheet 560f59 US 2015/0136226 Al

FIG, SIF

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Patent Application Publication © May 21,2015 Sheet 570f59 US 2015/0136226 Al

FIG, 352A FIG, 52B

FIG, 532€ FIG, 52D

FIG. 52E FIG, 52F

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Patent Application Publication May 21,2015 Sheet 58 0f59 US 2015/0136226 Al

FIG. 533A FIG. 53B
FIG, 53C FIG. 33D

FIG. S3E FIG. 53F

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Patent Application Publication May 21,2015 Sheet 59of59 US 2015/0136226 Al

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US 2015/0136226 Al

SUPER-HYDROPHOBIC SURFACES AND
METHODS FOR PRODUCING
SUPER-HYDROPHOBIC SURFACES

FEDERALLY SPONSORED RESEARCH

[0001] This invention was made with government support
under grant number CTS042506 awarded by the National
Science Foundation. The government has certain rights in the
invention.

RELATED APPLICATION DATA,

[0002] This patent application is a continuation-in-part of,
and claims priority to, U.S. application Ser. No. 13/604,951
filed on Sep. 6, 2012, which itself is a continuation-in-part of,
and claims priority to, U.S. application Ser. No. 12/188,258
filed on Aug. 8, 2008, which itself is a continuation-in-part of,
and claims priority to U.S. application Ser. No. 11/862,449
filed on Sep. 27, 2007, which further claim priority to U.S.
Provisional Application Ser. No. 60/847,916 filed Sep. 29,
2006, the subject matters of which are herein incorporated by
reference in their entireties.

BACKGROUND
[0003] 1. Field of the Invention
[0004] Embodiments of the invention generally pertain to

the field of materials processing and associates processed
materials. More particularly, embodiments of the invention
are directed to methods for processing materials using fem-
tosecond duration laser pulses, applications of such methods,
and materials and/or material properties resulting from such
methods. Even more particularly, embodiments of the inven-
tion are directed to methods for altering the surface structure
of metal materials using femtosecond duration laser pulses,
applications of such methods, and materials and/or material
properties resulting from such methods, including blackened
and colored metals.

[0005] 2. Description of Related Art

[0006] Although materials may be shaped or otherwise
altered in a large variety of ways including milling, machin-
ing, grinding, etc., in recent years, laser-based alteration of
materials has become a common method for a variety of
materials processing applications. For example, laser alter-
ation of materials by high energy laser pulses has been used to
both create precise hole patterns in metals or metal films as
well as for more subtle material alterations such as texturing
of metals or metal films by the intense heating/melting/va-
porization effects of such high energy laser beams.

[0007] Reported methods of laser alteration of materials
involves the use of ‘short-duration’ (i.e., nanosecond (ns) and
picosecond (ps)) laser pulses. See, for example, U.S. Pat.
Nos. 5,635,089 and 4,972,061. U.S. Pat. No. 6,979,798
describes the use of laser pulses of preferably less than 130
femtoseconds (fs) to specifically burn metal links on inte-
grated circuits. Thus the use of ultra-short (ns) duration laser
pulses for laser processing of materials may achieve results
thatare different than those from longer duration (i.e., ‘short’)
laser pulses. The duration of a nanosecond laser pulse is long
enough for the pulse to interact with the material as it is
ejected from the surface. Ultra-short duration, femtosecond.
(fs) laser pulses, by comparison, are not long enough in dura-
tion to interact with the material ejected from the surface of
the irradiated substance, since the pulse ends long before the
hydrodynamic expansion of the ejected material. Another

May 21, 2015

difference between different laser pulse timescales is that the
laser-supported combustion and detonation waves that are
commonly generated in a nanosecond duration laser pulse do
not occur in an ultra-short fs laser pulse, again offering up the
possibility of materials processing effects and resulting mate-
rial parameters that may be difficult or impossible to obtain
with longer duration laser irradiation.

[0008] In light of the above observations, advantageous
benefits may be obtained from the use of ultra-short, femto-
second pulses in the processing of certain materials and the
altered materials or material characteristics resulting from
processing with one or more fs laser pulses. Certain advanta-
geous benefits may also be realized by the ability to control-
lably modify optical properties of a metal.

SUMMARY

[0009] Embodiments of the invention are directed to meth-
ods for processing materials using femtosecond duration (i.e.,
1-999 fs) laser pulses, applications of such methods, and
altered materials and/or material properties resulting from
such methods. Some embodiments of the invention are
directed to methods for altering the surface structure of metal
and other materials by application of one or more femtosec-
ond duration laser pulses, applications of such methods, and
altered materials and/or material properties resulting from
such methods. According to non-limiting aspects, methods
for uniformly coloring, non-uniformly coloring, and black-
ening a metal or other material, increasing a material’s
absorptance (up to nearly 100%), increasing a material’s sur-
face area, as well as altered materials exhibiting these char-
acteristics are disclosed.

[0010] In one non-limiting example, there is a metal or
metal alloy including at least one surface region including a
plurality of micro-scale structure shapes and a plurality of
nano-scale structure shapes, wherein the at least one surface
region is super-hydrophobic, wherein the at least one surface
portion has a spectral reflectance of less than 60% for at least
some wavelengths of electromagnetic radiation in the range
of 0.1 yum to 500 yun.

[0011] The at least one surface portion may have a spectral
reflectance of less than 40% for electromagnetic radiation
having wavelengths of 0.1 um to 2 um. The at least on surface
portion may have a spectral reflectance of less than 5% for
electromagnetic radiation having wavelengths of 0.1 tum to 2
jum. The at least one surface portion may have a spectral
reflectance of less than 30% for at least some wavelengths of
electromagnetic radiation in the range of 0.3 um to 3 um and
the at least on surface portion has a spectral reflectance of
greater than 50% for at least some wavelengths of electro-
magnetic radiation in the range of 3 uum to 50 um.

[0012] The micro-scale structures may be at least one of a
plurality of micro-grooves, a plurality of micro-protrusions, a
plurality of micro-cones, a plurality of micro-columns, anda
plurality ofmicro-cavities. The micro-scale structures may be
aplurality of micro-grooves that are parallel. A spacing of the
parallel micro-grooves may be approximately 0.1-500 um. A
spacing of the parallel micro-grooves may be approximately
100 um. A depth of the parallel micro-grooves may be
approximately 1-150 um. A depth of the parallel micro-
grooves may be approximately 1-50 uum. A depth of the par-
allel micro-grooves may be approximately 50-100 jun.
[0013] At least some of the plurality of nano-scale struc-
tures may be nano-scale structures extending into the micro-
scale structures and nano-scale structures extending out from

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the micro-scale structures. At least some of the nano-scale
structures extending out from the micro-scale structures may
be nano-scale spherical structures. At least some of the nano-
scale spherical structures may have diameters in the range of
§-25 nm. At least some of the nano-scale structures extending
into the micro-scale structures may be nano-scale cavities.
[0014] The surface portion further may include a hydro-
phobic coating on top of the plurality of micro-scale and
nano-scale structures.

[0015] In another non-limiting example, a metal or metal
alloy includes at least one surface portion including hierar-
chical nano-structures and micro-structures, wherein the at
least one surface portion has a water contact angle of 135° or
greater, wherein the at least one surface portion has a spectral
reflectance of less than 20% for at least some wavelengths of
electromagnetic radiation in the range of 0.1 jum to 10 jum.
[0016] The at least one surface portion may have a water
contact angle of 150° or greater, wherein the at least one
surface portion has a spectral reflectance of less than 10% for
at least some wavelengths of electromagnetic radiation in the
range of 0.1 um to 10 um.

[0017] Inanother non-limiting example, a method for treat-
ing a metal or metal alloy to modify optical and hydrophobic
properties of the metal or metal alloy includes: exposing a
surface region of the metal or metal alloy to one or more
femtosecond duration laser pulses sufficient to alter a surface
structure of the metal or metal alloy to form a plurality of
nano-scale structure shapes on the surface region and a plu-
rality of micro-scale structure shapes on the surface region,
wherein the surface region has a pre-laser treatment surface
profile, the metal or metal alloy having a first electromagnetic
absorption for the pre-laser treatment surface profile and the
surface region having a first hydrophobicity for the pre-laser
treatment surface profile; wherein the formed micro-scale
and nano-scale structure shapes increase the absorption of at
least some electromagnetic wavelengths of the metal or metal
alloy so that the metal or metal alloy has a second electro-
magnetic absorption greater than the first electromagnetic
absorption; wherein the formed micro-scale and nano-scale
structure shapes increase the hydrophobicity of the surface
region so that the surface region has a second hydrophobicity
greater than the first hydrophobicity.

[0018] The formed plurality of microscale structure shapes
on the surface region may include a plurality of microscale
grooves extending into the pre-laser treatment surface profile.
At least some of the formed plurality of microscale grooves
may have a spacing in the range of 50 jum to 150 wm. The
formed plurality of nanoscale structure shapes comprise a
plurality of nanoscale cavities and nanoscale protrusions cov-
ering at least portions of the microscale structure shapes. At
Jeast some of the formed nanoscale protrusions may be nano-
spheres.

[0019] Forming the plurality of microscale and nanoscale
structure shapes on the surface region may increase the
hydrophobicity of the surface region so that the surface region
becomes super-hydrophobic. Forming the plurality of
microscale and nanoscale structure shapes on the surface
region may increase the metal or metal alloy’s absorption of
substantially all visible light wavelengths to give the metal or
metal alloy a black or grey appearance. Forming the plurality
of microscale and nanoscale structure shapes on the surface
region may increase the metal or metal alloy’s absorption of
visible light wavelengths such that a spectral reflectance of
the visible light wavelengths of the metal or metal alloy is

May 21, 2015

below 5% after exposure to the femtosecond duration laser
pulses. Forming the plurality of microscale and nanoscale
structure shapes on the surface region may increase the metal
or metal alloy’s absorption of at least some electro-magnetic
wavelengths in the range of 0.25-3 \um, wherein, after expo-
sure to the femtosecond duration laser pulses, spectral reflec-
tance for the metal or metal alloy of at least some electro-
magnetic wavelengths in the range of 0.25-3 jum is lower than
spectral reflectance for the metal or metal alloy of at least
some electro-magnetic wavelengths in the range of 3-50 uum.
[0020] Forming the plurality of microscale structure shapes
may include forming a plurality of microscale grooves having
aperiodic spacing in the range of 50 um to 100 wm and having
depths in the range of 5 jum to 20 pm.

[0021] In another non-limiting example, a metal or metal
alloy includes at least one surface region including a plurality
of microscale structure shapes and a plurality of nanoscale
structure shapes, wherein the at least one surface region is
super-hydrophobic, wherein the at least one surface portion
has a spectral reflectance of less than 10% for at least some
visible wavelengths of electromagnetic radiation.

[0022] At least some of the nanoscale structure shapes may
cover at least some of the microscale structure shapes. At least
some of the nanoscale structure shapes may include spheri-
cally shaped nanoscale structure shapes. The microscale
structure shapes may be a plurality of microscale grooves.
[0023] Theat least one surface portion may have an average
spectral reflectance for wavelengths of electromagnetic
radiation in the range of 0.2 jum to 3 ym that is lower than an
average spectral reflectance for wavelengths of electromag-
netic radiation in the range of 3 jum to 50 uum.

[0024] The at least one surface region may have a water
contact angle of 150° or greater.

[0025] In another non-limiting example, a light sensor con-
figured to convert light into electric current includes at least
one metal or metal alloy surface region including a plurality
of microscale structure shapes and a plurality of nanoscale
structure shapes, wherein the at least one surface region is
super-hydrophobic, wherein the at least one surface portion
has a spectral reflectance of less than 10% for at least some
visible wavelengths of electromagnetic radiation.

[0026] In another non-limiting example, a photovoltaic cell
configured to convert light into electricity includes at least
one metal or metal alloy surface region including a plurality
of microscale structure shapes and a plurality of nanoscale
structure shapes, wherein the at least one surface region is
super-hydrophobic, wherein the at least one surface portion
has a spectral reflectance of less than 10% for at least some
visible wavelengths of electromagnetic radiation.

BRIEF DESCRIPTION OF THE DRAWINGS

[0027] The patent or application file contains at least one
drawing executed in color. Copies of this patent or patent
application publication with color drawing(s) will be pro-
vided by the Office upon request and payment of the neces-
sary fee.

[0028] FIG. 1 is a graph that plots the absorptance ofa gold
(Au) surface against number of fs laser pulses of varying
fluence from a Ti:sapphire laser having a central wavelength
of 0.8 wm and a pulse duration of 60 fs, and further shows four
regimes for absorptance change: AB, BC, CD, and DE,
according to an illustrative embodiment of the invention;
[0029] FIGS. 2A, 2B are scanning electron micrograph
(SEM) images ofa gold surface (a) before irradiation and (6)

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after one shot from the laser described in the legend to FIG. 1,
showing nanoscale roughness (2B) corresponding to the
region AB in FIG, 1, according to an illustrative embodiment
of the invention;

[0030] FIGS. 3A, 3B are SEM images of nanoscale surface
structural features produced on a gold surface (region BC of
FIG. 1) from the laser described in the legend to FIG. 1: (a)
nanobranches after two shot ablation; (6) spherical nanopar-
ticles after five shot ablation, according to an illustrative
embodiment of the invention;

[0031] FIGS. 4A, 4B are SEM images showing nanostruc-
ture-covered, laser induced periodic surface structures (NC-
LIPSS) in an irradiated area of a sample after 20,000 shots at
a fluence of F=0.17 J/cm? (region CD in FIG. 1) from the laser
described in the legend to FIG. 1: (2) SEM micrograph show-
ing the period of the NC-LIPSS; (6) nanobranches and sup-
ported spherical nanoparticles in the NC-LIPSS, according to
an illustrative embodiment of the invention;

[0032] FIGS. 5A, 5B are SEM images showing (a)NC-
LIPSS on the periphery of the irradiated area and gold-black
deposit outside the irradiated area after 10,000 shots at a
fluence of F=1.1 J/em? (region DE in FIG. 1) from the laser
described in the legend to FIG. 1; (6) gold-black deposit after
20,000 shots at F=0.17 J/cm? (region CD in FIG. 1) consisting
of spherical aggregates with a mean diameter that decreases
as the distance from the crater increases, according to an
illustrative embodiment of the invention;

[0033] FIG. 6 is an SEM image of spherical nanoparticles
in a spherical aggregate of the gold-black deposit shown in
FIG. 5;

[0034] FIGS. 7A, 7B are SEM images of (A) a crater pro-
duced by 5,000 shots at F=0.17 Vem”; and (B) a crater pro-
duced by 5,000 shots at F=1.1 J/cm, according to an illus-
trative embodiment of the invention;

[0035] FIG. 8 is a graph of the residual energy coefficients
ofaluminum (Al) versus laser fluence following ablation with
a single 55 ns pulse from a Nd:YAG laser at various ambient
gas conditions, presented for illustrative effect;

[0036] FIG. 9 is a graph of the residual energy coefficients
for aluminum versus laser fluence following ablation with a
single 45 ns pulse of a ruby laser at various ambient gas
conditions, presented for illustrative effect;

[0037] FIGS. 10A, 10B are open-shutter photographs of
plasmas produced by 55 ns Nd:YAG laser pulses in | atm air
and in vacuum at (A) F=4.7 J/cm? and (B) F=19.5 J/cm’,
where the laser beam is normally incident on the sample from
the left (the white dashed lines indicate the front surface of the
sample), according to an illustrative embodiment of the
invention;

[0038] FIG. 11A isa graph of estimates of surface tempera-
tures of Al samples for a Nd:YAG laser pulse at F,,,, approxi-
mately equal to F,=1.4 Jfem? in 1 atm. air (solid line) and at
F.,,¢ approximately equal to f,=2.7 Jem? in vacuum at a base
pressure of 0.01 torr (dotted line); FIG. 11B is a graph of
estimated surface temperatures of Al samples for a ruby laser
pulse atF’,,, approximately equal to f,-1-1 J/cm? in 1 atm. air
(solid line) and at F,,, approximately equal to F,=2.1 Jiem?
in vacuum at a base pressure of 0.01 torr (dotted line), accord-
ing to an illustrative embodiment of the invention;

[0039] FIG. 12 is a graphof the residual energy coefficients
of Al in air at various pressures versus laser fluence following
single pulse fs laser ablation using a Ti: sapphire laser produc-
ing 60 fs pulses with a central wavelength of about 0.8 um at

May 21, 2015

a base vacuum pressure of about 0.01 torr, according to an
illustrative embodiment of the invention;

[0040] FIG. 13A is a SEM image of a mechanically pol-
ished Al surface before laser irradiation; FIG. 13B is a SEM
image of a typical surface modification of the Al after 1 shot
at F<F,,-0.053 J/cm? in 1 atm. air using the fs laser
described in the legend to FIG. 12, according to an illustrative
embodiment of the invention;

[0041] FIG. 14 is a SEM images of the Al surface after 1
shot at F=f,=0.086 Vem? in | atm. air using the fs laser
described in the legend to FIG. 12, showing the number and
size of spherical nanoparticles on the surface being greater
than those at F=F,,,, (.e., than in FIG. 13(B)), according to an
illustrative embodiment of the invention;

[0042] FIG. 15 shows open shutter photographs of plasma
produced by a single fs laser pulse at F=1.16 J/cm? in vacuum
(pressure of about 0.01 torr) using the laser described in the
legend to FIG. 12, where the laser beam is normally incident
on the target from the left (the white dashed line indicates the
front surface of the sample), according to an illustrative
embodiment of the invention;

[0043] FIG. 16(A-D) are SEM images of nanoscale struc-
tures in the center of the irradiated spot on a copper sample
following ablation at F=0.35 J/cm? using a Ti:sapphire laser
witha central wavelength of 0.8 um and a pulse duration of 65
fs: (A) sample surface before irradiation; (B) a different area
of the copper surface after one shot ablation showing random
fine nanostructures in the form of nanoprotrusions, nanocavi-
ties, and nanorims; (C) after two shot ablation; (D) after 1.000
shot ablation, according to an illustrative embodiment of the
invention;

[0044] FIG. 17(A-D) show SEM images of the central part
of the irradiated spot on copper following ablation at F=1.52
Jem? using the laser described in the legend to FIG. 16: (A)
surface after one shot exhibiting random nanostructures in the
form of nanoprotrusions and nanocavities; (B) surface after
two shot ablation showing random nanostructures in the form
of spherical nanoprotrusions and nanocavities; (C) surface
after 10 shots showing both nano- and microstructures; (D)
surface after 1,000 shots showing predominantly microstruc-
tures, according to an illustrative embodiment of the inven-
tion;

[0045] FIG. 18 shows a SEM image of copper following
two shot ablation at F=9.6 cm? using the laser described in
the legend to FIG. 16, showing only microstructures in the
central area and nanostructures on the periphery of the
ablated spot; the insert shows microstructural details in the
central area;

[0046] FIG. 19 shows a summary graphic of the different
types of structural features observed undera SEM ona copper
surface as a function of laser fluence and number of shots,
derived using the fs duration laser pulses obtained from the
laser described in the legend to FIG. 16, according to an
illustrative embodiment of the invention;

[0047] FIG. 20A shows an image of a copper sample sur-
face before irradiation; FIG. 20B shows an image of nascent
nanostructures formed on copper by ablation at F=0.35 Vem?
with a single laser pulse using the laser described in the
legend to FIG. 16, according to an illustrative embodiment of
the invention;

[0048] FIGS. 21A, 21B are SEM images showing the evo-
lution of nanostructure-covered, laser induced periodic sur-
face structures (NC-LIPSS) in the central area of the irradi-
ated spot ona platinum (Pt) sample at F=0.16 J/cm? delivered

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from a Ti:sapphire laser system that generates 65 fs pulses
witha central wavelength of 0.8 ym: (A) initial random nano-
roughness formed after 10 shots (the inset shows a detailed
view of the nanoroughness); (B) nanostructure-covered
LIPSS after 30 shots (the inset shows a detailed view);
[0049] FIG. 22(A-D) show SEM images illustrating the
formation of NC-LIPSS in the peripheral area of the irradi-
ated spot on Pt at F=0.16 J/cm? with 100 shots using the laser
described in the legend to FIG. 21: (A) general view of
ablated spot; (B) the magnified details show that LIPSS dis-
appears in the central area; (C) nanostructure-covered LIPSS
with a period of 0.62 jm in the peripheral area; (D) further
magnified detail of (C), according to an illustrative embodi-
ment of the invention;

[0050] FIG. 23 is a graph showing Atomic Force Micros-
copy (AFM) measurements of the surface profile following
mechanical polishing and 10 laser shots using the laser
described in the legend to FIG. 21, according to an illustrative
embodiment of the invention;

[0051] FIG. 24 is a graph showing a NC-LIPSS profile
measured with AFM following 30 laser shots using the laser
described in the legend to FIG. 21, according to an illustrative
embodiment of the invention;

[0052] FIG. 25 is a SEM image showing nanostructure-
covered LIPSS with a period of 0.58 um in the central area of
the irradiated spot on Au after 100 shots at a fluence of F=0.16
Jicm? using the laser described in the legend to FIG. 21,
according to an illustrative embodiment of the invention;
[0053] FIG. 26(A-D) are SEM images of nanoroughness on
a titanium (Ti) sample following fs laser treatment at near
damage threshold fluence of F=0.067 J/cm? using a Ti:sap-
phire laser system that generates 65 fs pulses with a central
wavelength of 0.8 jum: (A) sample surface before irradiation,
(B) nanoroughness after two shot laser treatment; (C) after 10
shot treatment; (D) a magnified view of a section in (B)
showing fine surface nanostructures in the forms of nanop-
ores and nanoprotrusions typically of spherical shape,
according to an illustrative embodiment of the invention,
[0054] FIG. 27(A-D) show SEM images illustrating the
nanotopography of Ti following femtosecond laser treatment
at F=0.084 J/cm? using the laser described in the legend to
FIG. 26: (A) nanoroughness after one shot; (B) nanorough-
ness after two shots; (C) a magnified view of a section in (A)
showing fine details of surface nanoroughness; (D) magnified
view of a section in (B) showing fine details of surface nano-
roughness;

[0055] FIG. 28(A-D) show SEM images illustrating fs laser
produced periodic surface patterns on Ti following laser treat-
ment at F=0.067 J/cm? using the laser described in the legend
to FIG. 26: (A) periodic surface pattern after 40 shots; (B)
periodic surface pattern after 100 shots; (C) periodic surface
pattern after 400 shots; (D) a magnified view of a section in
(C) showing fine details of the periodic pattern covered with
nanostructural features, according to an illustrative embodi-
ment of the invention;

[0056] FIG. 29(A-D) show SEM images illustrating fs laser
produced periodic surface patterns on Ti following laser treat-
ment at F=0.084 J/cm? using the laser described in the legend
to FIG. 26: (A) periodic surface pattern after 20 shots; (B)
periodic surface pattern after 400 shots; (C) periodic surface
pattern after 800 shots; (D) a magnified view of a section in
(C) showing fine details of the periodic pattern covered with
nanostructural features, according to an illustrative embodi-
ment of the invention;

May 21, 2015

[0057] FIG. 30(A-D) show SEM images illustrating the
surface nano- and microtopography of Ti following fs laser
treatment at F=0.16 J/cm? using the laser described in the
legend to FIG. 26: (a) nanoroughness after one shot; (6) nano-
and microroughness after 20 shots; (c) typical microrough-
ness covered with nanostructures after 40 shot treatment; (d)
typical columnar microstructure after 200 shot treatment,
according to an illustrative embodiment of the invention;
[0058] FIG. 31(A-D) show SEM images illustrating the
surface topography of Ti following fs laser treatment at F=0.
35 J/cm? using the laser described in the legend to FIG. 26: (a)
nano and microroughness after one shot laser treatment: (6)
typical random microroughness covered with nanostructures
after 40 shot treatment; (c) typical columnar microstructures
after 100 shot treatment; (@) typical columnar microstructures
after 200 shot treatment, according to an illustrative embodi-
ment of the invention;

[0059] FIG. 32(A-D) show SEM images illustrating the
surface topography of Ti following fs laser treatment at F=0.
48 J/cm? using the laser described in the legend to FIG. 26: (a)
microroughness covered with nanoroughness after 40 shots;
(6) typical microstructures following 70 shot treatment; (c)
typical microstructures following 100 shot treatment; (d) a
crater with a diameter of about 350 jum after a 1,500 shot
treatment, according to an illustrative embodiment of the
invention;

[0060] FIG. 33(A-D) show SEM images illustrating the
surface topography of Ti following fs laser treatment at F=2.9
Jem? using the laser described in the legend to FIG. 26: (a)
smooth surface with microinhomogeneities after a one shot
laser treatment; (6) smooth surface with some nanostructures
after two shots; (c) a magnified view of a section in (6)
showing surface nanostructures; (d) nanotopography of a
smooth surface following 4 shot treatment with observable
spherical nanostructures as small as about 10 nm, according,
to an illustrative embodiment of the invention;

[0061] FIG. 34 shows a plot of % reflectance versus wave-
length in nm for polished Al (open circles); “black” Al (black
diamonds; see also FIG. 35(A)); grayed Al (gray circles; see
also FIG. 35(B)); “golden” Al (gray squares; see also FIG.
35(C)); and, Al colored by NC-LIPSS (open squares; see also
FIG. 36), according to an illustrative embodiment of the
invention;

[0062] FIGS. 35(A-C) show photographs of metals pro-
cessed to have different optical properties: (A) black Al; (B)
grayed Al with two gray shades; (C) golden Al, according to
an illustrative embodiment of the invention;

[0063] FIGS. 36A, 36B show photographs of Al colored by
NC-LIPSS, where the color of the samples depend upon the
viewing angle due to a grating effect, according to an illus-
trative embodiment of the invention;

[0064] FIG. 37 is a schematic diagram that illustrates the
so-called contact angle of a water/liquid drop deposited on the
horizontal surface of a solid;

[0065] FIG. 38: (a) Photograph of an altered glass sample;
(b-d) SEM images of microgrooves (4), and finer micro- and
nanostructural features on the microgrooves [(c) and (d)],
according to exemplary aspects of the invention;

[0066] FIG. 39 shows a 3D optical image of the surface
microgrooves of the altered material shown in FIG. 38,
according to an illustrative aspect of the invention;

[0067] FIG. 40 (a-/) show the spreading dynamics of water
on a horizontally positioned glass sample, according to an
illustrative aspect of the invention;

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US 2015/0136226 Al

[0068] FIGS. 41(a-f) show the spreading dynamics of water
ona vertically positioned glass sample with grooves oriented
parallel to the table, according to an illustrative aspect of the
invention;

[0069] FIGS. 42 (a-f) show the dynamics of water running
uphill on a vertically standing glass sample with grooves
oriented perpendicular to the table, according to an illustra-
tive aspect of the invention;

[0070] FIG. 43 shows a plot of uphill distance traveled by
water front vs. t, according to an illustrative aspect of the
invention;

[0071] FIG. 44: (a) Photograph of a tooth with a laser-
treated area on the enamel surface; (b) 3-D optical image of
the laser-produced microgrooves; (c) and (¢) SEM images
showing fine micro- and nano-roughness on the surface of the
grooves, according to an illustrative aspect of the invention;
[0072] FIG. 45: (a) Photograph of a tooth with a laser-
treated area on the enamel surface; (6) 3-D optical image of
the laser-produced microgrooves; (c) and (¢) SEM images
showing fine micro- and nano-roughness on the surface of the
grooves, according to an illustrative aspect of the invention;
[0073] FIG. 46: (a) and (6) Water spreading dynamics on
the laser-treated enamel surface positioned horizontally; (c)
and (d) Water spreading dynamics on the laser-treated enamel
surface positioned vertically, according to an illustrative
aspect of the invention;

[0074] FIG. 47: (a) and (b) Water spreading dynamics on
the laser-treated dentin surface positioned horizontally; (c)
and (d) Water spreading dynamics on the laser-treated dentin
surface positioned vertically, according to an illustrative
aspect of the invention;

[0075] FIG. 48: SEM images showing typical structural
features of treated platinum surfaces; (a) and (b) Structure of
parallel grooves; (c) and (d) Micro- and nanostructural fea-
tures, according to an illustrative aspect of the invention;
[0076] FIG. 49: (a-d) Spreading dynamics of methanol ona
horizontal platinum sample, according to an illustrative
aspect of the invention; and

[0077] FIG. 50: Photographs showing methanol running
uphill on a vertically standing platinum sample; (a-d)
Dynamics of methanol running uphill; (e-/) Pictures showing
transportation and accumulation of methanol to an elevated
point 10 mm above the reservoir surface, according to an
illustrative aspect of the invention.

[0078] FIG. 51(a) is a photograph of an example of super-
hydrophobic black platinum.

[0079] FIG. 51(b) is a laser microscopy image showing
micro-structure on the platinum surface of FIG. 51(a).
[0080] FIGS. 51(c) and (d) are SEM images showing the
detailed hierarchical structures on the platinum surface of
FIG. 51(a).

[0081] FIGS. 51(e) and (f) are laser microscopy images
showing surface structures on examples of brass and titanium.
[0082] FIGS. 52(a) through (f) are video clips showing a
water droplet bouncing off a superhydrophobic black plati-
num surface, which has a tilt angle of 8°.

[0083] FIG. 53(a) through (¢) are video clips showing a
superhydrophobic platinum surface that is self cleaned by
water droplets. The surface has a tilt angle of 8°.

[0084] FIG. 53(f) shows an untreated platinum surface that
has accumulated a puddle of water with floating dust.
[0085] FIG. 54 shows the spectral reflectance of the
examples of black brass, black platinum, and black titanium
of FIG. 51, shown as a function of wavelength. Spectral

May 21, 2015

reflectance of three mechanically polished metals without
laser treatment is also shown for comparison. The dashed line
shows the spectral reflectance of an ideal solar absorber.

DETAILED DESCRIPTION OF NON-LIMITING,
EXEMPLARY EMBODIMENTS OF THE
INVENTION

[0086] Embodiments of the present invention are generally
directed to laser-based materials processing using one or
more femtosecond duration (i.e., 1-999.99 fs) laser pulses,
and to the altered materials obtained by such materials pro-
cessing. As used herein, the term ‘materials processing” and
‘surface treatment’ refer to altering the surface structure or
restructuring the surface of the material being processed by
creating various nanostructures that may or may not be cre-
ated in combination with additional micro- and macrostruc-
tures. Non-limiting examples of nanostructured surfaces in
accordance with embodiments and aspects of the invention
are shown in the figures and will be described in detail below.
[0087] Material alterations obtained in accord with
embodiments of the present invention may be defined by a
variety of experimental methods for analyzing the alterations
obtained (synonymously “the materials processing outcome
(s)”); for example, by electron micrographic analysis, by
spectroscopic analysis (e.g., absorption of light or other elec-
tromagnetic energy by the altered surface), and via other
techniques recognized in the art. Material alterations may
also be additionally and/or separately defined in terms of
theoretical modeling of alterations and the mechanisms by
which alterations are generated, e.g., by post-ablation rede-
position of material, by the formation of nanostructure-cov-
ered, laser induced periodic surface structures (NC-LIPSS),
and others described herein and known in the art.

[0088] _ In this regard, the term “ablation” is used to refer to
material alterations generally, rather than to any specific pro-
cess of material alteration. Specifically, “ablation” is defined
as occurring by experimental observation, i.e., by the onset of
surface damage or alteration to the material being processed,
where the surface damage or alteration is typically observed
by eye or by SEM analysis (see, e.g., Example 2). Thus the
term “ablation” is generic, and is not used to refer to a specific
physical process of material alteration, for example, the spe-
cific physical process of vaporization or other form of
removal of material from a surface, etc.

[0089] The structural material alterations described herein
below may be defined more precisely as, e.g., “nanostruc-
tures.” “nanoscale structure,” “nanoscale roughness,” or
“nanoroughness” obtained by femtosecond laser pulse nano-
structuring of the material. Other alterations that may or may
not occur in the presence of nanostructuring include, without
limitation, “microstructures,” “microscale _ structure,”
“microscale roughness,” or “microroughness” obtained by
microstructuring effects obtained by femtosecond laser pulse
nanostructuring of the material, and “macrostructures,”
“macroscale structure,” “macroscale roughness,” or “macror-
oughness” such as craters or other features obtained by mac-
rostructuring effects obtained by femtosecond laser pulse
nanostructuring of the material.

[0090] With further regard to nanostructures, terms includ-
ing but not limited to “nanobranches,” “nanoparticles,”
“nanoprotrusions,” “nanocavities,” “nanorims,” “nanopores,”
nanospheres” are used to describe nanoscale dimension alter-
ations having the visual appearances under SEM analysis of
branches, particles, protrusions, cavities, spheres, channels,

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etc. With regard to microstructures, for example, “columnar
microstructures” is used to refer to microstructures that
appear visually under SEM analysis as columns (see, e.g.,
FIGS. 30 and 31; FIGS. 3, 6, and 26 show illustrative
examples of these different micro- and nanostructures).
[0091] Further with regard to the above terms, SEM analy-
sis may be used to establish quantitative as well as qualitative
definitions for macro-, micro-, and nanostructures, and these
definitions may be used to define the materials obtained by the
materials processing methods according to embodiments and
aspects of the invention.

[0092] Insome non-limiting aspects of the invention, it may
be desirable to create essentially a single kind of materials
structuring, while in other non-limiting aspects it may be
advantageous to create ‘mixed’ structuring. In this context the
word “dominated” is used herein to refer to a situation where
one type of structuring is prevalent, i.e., where one type of
structuring occurs across, e.g. about 80% or more of the
surface area of the surface produced by the specified materials
processing regime. In general, however, when the surface is
“dominated” by nanostructures, for example, it will be under-
stood that other percentage values are explicitly contem-
plated; ie. 70, 71, 72, 73, 74, 75... 97, 98, 99% (ie,
counting by 1% intervals) of the surface area is of the struc-
ture specified.

[0093] Although the above visually-based terms are used
herein to classify nanostructuring, microstructuring, and
macrostructuring effects according to embodiments of the
invention, other methods can be used to categorize these
structures. For example, because the absorptance of a mate-
rial is a function of the intrinsic absorptance, Ayr, and the
surface roughness, Acg, alterations to a material that manifest
as alterations in surface roughness may be described by
absorptance changes rather than, or in addition to, descrip-
tions of macro-, micro-, or nanostructural changes based on
changes in the visual appearance. Thus Example 1 below
shows in detail how different femtosecond pulse duration
laser processing regimes alter absorptance, and how these
alterations in absorptance correlate with macro-, micro- and
nanostructural changes in the surface of the material.

[0094] Further with regard to absorptance, as discussed in
Example 1 and particularly shown in FIG. 1, the materials
processing regimes of the embodiments of the invention are
capable of producing alterations to materials resulting in
extremely high absorptivity; e.g., absorptivity for gold of
close to 100%. Such high absorptivity may have particular
utility in, eg., heat absorption applications (e.g., heat
exchange and heat absorption for hot water heating from solar
energy, etc.). However, as FIG. 1 shows, other absorptance
values may also be obtained. Thus the present invention is
directed to producing materials having absorptance values
from 0.01, 0.02, 0.03, 0.04, 0.05, ..., 1.0 (counting by 0.01),
where the resulting absorptance of the material is signifi-
cantly greater than before processing.

[0095] The absorptance values determined in Example 1
are measured calorimetrically; however, absorptance may
also be measured by other means, and specifically by methods
that allow absorptance to be determined as a function of the
wavelength of the light impinging on the sample. Reflectivity
may also be measured in addition to, or in substitution for,
absorptance, especially in situations where it is desirable to
produce a material with favorably altered reflectivity. Reflec-
tivity may be measured by any standard method used for such
determinations; examples of reflectivity measurements are

May 21, 2015

provided in, for example, U.S. Pat. No. 4,972,061, the con-
tents of which are incorporated herein by reference in their
entirety.

[0096] Thus in a non-limiting, exemplary aspect, materials
processing methods and resulting altered or treated materials
are directed to the field of jewelry. The surface of virtually any
metal or metal alloy such as, but not limited to, gold, plati-
num, silver, stainless steel, various precious metals, decora-
tive metals, and others may be decorated, initialed, patterned,
colored, blackened, or otherwise marked via femtosecond
laser surface structuring so as to have, for example, altered
reflectivity ranging from the reflectivity of the unmarked
metal down to essentially 0% reflectivity, depending upon the
desired application. In various non-limiting aspects, reflec-
tivity may vary with wavelength (producing different colors)
and/or viewing angle.

[0097] According to the various embodiments described
herein, the materials to be altered by femtosecond laser sur-
face structuring include most generally all metals and alloys
thereof, including, but not limited to, gold, aluminum, copper,
platinum, titanium, tungsten, stainless steel, and others. The
alteration of semiconductor materials and dielectrics are con-
templated. Also contemplated are ceramic, glass, and plastic
materials.

[0098] According to non-limiting aspects, metal materials
are intended to include metal films (¢.g., thin metal layers
coated on glass, silicon or other additional underlying layer)
and bulk metals. Bulk metals refer to non-thin films of more
than a few hundred nm, particularly more than 1 jm, and
more particularly to more than 10 um in thickness. Thus “bulk
metals” refers to metals with the characteristics just recited,
whereas “thin films” refers to metals of less than a few hun-
dred nm, including the thin films described in the Examples
below.

[0099] Further with regard to the materials of the present
invention, as shown in the Examples and in, e.g., FIGS. 13-14,
there is evidence that various of the alterations of the materi-
als obtained by the embodied materials processing methods
occur preferentially on surface defects of the materials being
irradiated by the femtosecond laser pulse(s). Thus in some
aspects, highly polished materials will be used (pre-process-
ing) in order to reduce the preferential formation of material
alterations at material defects; in other situations, it may be
advantageous to leave the material unpolished, to roughen the
material, or even to introduce inhomogeneities or other
“defects” into the material in order to facilitate certain alter-
ations.

[0100] Pulse duration is a function of the laser system used.
In various non-limiting embodiments, the laser system is a
Ti:sapphire laser system generating 65 fs duration pulses at a
central wavelength of 0.8 uum; however, other laser systems
generating different fs pulse durations are also contemplated.
See, e.g., U.S. Pat. No. 6,979,798 and U.S. Publication No.
2006/0207976 Al, the contents of which are incorporated
herein by reference in their entireties, for non-limiting
descriptions of other such fs duration laser systems, e.g., a
Yb-doped fiber laser such as the FPCA uJewel (available
from IMRA America, Ann Arbor Mich.). Other such fs dura-
tion lasers may include, e.g., dye lasers, Cr:LiSAF lasers, KrF
lasers, and others known in the art.

[0101] Inaddition to laser pulse duration, a number of other
laser parameters may be varied in various aspects of the
present invention in order to obtain the desired materials
processing effects, including but not limited to: the polariza-

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tion of the laser beam (typically horizontally polarized); the
diameter of the spot of laser irradiation on the surface of the
material sample (typically between 100 and 1200 jum); the
wavelength of the laser beam; the energy density, F (fluence),
of the laser beam; the number of laser pulses (shots) applied
to the material sample; time delay between laser pulses; the
extent of overlap between multiple laser pulses (shots)
applied to the particular region of the material being pro-
cessed: whether the shots are applied in vacuum or under
higher pressure conditions, and others.

[0102] According to various non-limiting exemplary
embodiments, the fs laser has a central wavelength (lambda)
of 0.8 um. However, other wavelengths in the IR, visible,
ultraviolet, infrared, THz frequency, etc., may be advanta-
geously used.

[0103] With regard to laser fluence on the surface of the
material to be processed, as will be discussed below, contem-
plated fluences will be sufficient to alter the surface structure
of the metal as described herein and will be generally below
about 25 J/cm? at the material surface; i.e., below about 25,
24, 23, 22, 21, 20, 19, 18, 17, 16, 15, 14, 13, 12, 11, 10,9, 8,
7,6, 5, 4,3, 2, or 1 em’. The exact choice of fluence varies,
however, depending upon the desired materials processing
effects. Thus for example, the summary graphic of FIG. 19
shows that different materials properties may be obtained for
fs laser irradiation using different combinations of laser flu-
ence and number of laser pulses.

[0104] Further with regard to fluence, in an exemplary
embodiment the choice of fluence is expressed by reference to
the threshold laser fluence (synonymously, the “ablation
threshold” or F.,,,) required for visible material surface dam-
age under SEM. Thus as described in the Examples, materials
processing effects can be calibrated to the ablation threshold,
e.g., the fluence specified to obtain a particular effect may be
given both in absolute terms of J/cm’ or, alternatively, may be
given as a percentage of the ablation threshold, i.e., as 1, 2,3,
4,5,...,100, 101, 102, 103, 104, 105, ... 10,000% (counting
by ones) of F,,,,.

[0105] With regard to laser pulses, embodiments of the
present invention may use single- and multi-pulse exposures
of materials to obtain desired materials processing effects.
Laser “pulse” or synonymously, “shot”, refers toa single laser
pulse applied to the sample material using for example an
electromechanical shutter to select a single pulse. Multi-pulse
or multi-shot situations involve more than a single shot, e.g.,
2,3,4, 5,6, 7,8, 9, 10, etc. (counting by ones) up to thousands,
tens-of-thousands, or hundreds-of-thousands of shots. The
exact number of pulses or shots chosen will depend upon the
desired materials processing outcome, as shown in for
example in the summary graphic of FIG. 19 and as discussed.
below.

[0106] The extent of overlap between shots in a multi-shot
situation may be varied in order to obtained desired effects,
e.g., by specifying that at least x % of the area of an additional
shot or shots overlap with the first or previous shot, where x
can be 1 to 100% counting by ones (ie., 1, 2, 3,4, 5,...,
100%). Such variations may be particularly important when,
for example, the portion of the material in the center of the
irradiation by the laser pulse or pulses undergoes different
alterations as a result of the centrality of the beam than por-
tions of the material at the periphery of the pulse or pulses
(see, e.g., FIGS. 18 and 22).

[0107] As a result of shot overlap or other controllable
parameters, a variable percentage of a surface may be altered

May 21, 2015

to have the desired structure or structures. For example, a
precise scanning pattern ofa laser beam across the surface of
the material may be used to ensure that a variable percentage
of the surface is altered to possess the desired nanostructure
(s), microstructure(s), macrostructure(s), or combinations
thereof. Contemplated percentages of a surface to be modi-
fied range from 1 to 100% counting by ones (i.e., 1, 2, 3, 4, 5,
..., 100%). As shown in FIG. 18, precise patterns of laser
irradiation application, either at one fluence alone or in a
combination of fluences (e.g., high fluence/low fluence) may
influence the type of structuring of the material obtained.
FIG. 18, for example, shows that a two shot high fluence
regime at F=9.6 J/cm? on copper will produce a mixed mate-
rials processing result of a microstructured central area sur-
rounded by a nanostructured periphery.

[0108] In addition to specifying the percentage of the sur-
face to be modified, the materials processing effects may also
be expressed in terms of a total area modified, e.g., 0.1, 0.2.,
0.3., 0.4.,0.5.,... 10,000 cm? (counting by 0.1 cm? units). In
this regard, it is advantageous that the embodied materials
processing methods produce sufficiently large amounts of
altered materials, where these amounts may be specified in
terms of the total surface area of the material that has been
altered.

[0109] The exact surface area or range of surface areas
required for any particular application of the present inven-
tion will depend upon the application; aesthetic applications
such as jewelry, for example, will require relatively small
amounts of altered material. In contrast, larger surface areas
of altered materials may be required for other applications,
e.g., formation of heat absorptive surfaces, or for applications
for, e.g., catalysis or materials implantation into the human
body for, e.g., dental implants or other situations where nano-
structuring is advantageous for cellular growth and penetra-
tion into the implant material.

[0110] According to non-limiting aspects of the invention,
advantageous nanostructured materials processing effects
may be obtained under ambient air/pressure conditions. Thus
the pressure conditions under which materials processing
occurs affect both the threshold laser fluence (synonymously,
the “ablation threshold” or F,,,,) required for visible material
surface damage under SEM and the plasma ignition threshold
(f,,)as assayed by the onset of bright violet radiation from the
laser-irradiated spot as measured either by a photomultiplier
or an open-shutter camera (see, e.g., FIG. 12). Therefore,
various embodiments of the present invention are directed to
materials processing at: low-pressure conditions (e.g., below
5 torr), where, for example, related materials processing to
produce “gold-black” is done; vacuum conditions (i.e., below
0.1 torr); between 5 torr and 760 torr (1 atm), i.e., 5,6, 7, 8, 9,
10, . . . 760 torr (counting by ones); and, at atmospheric
pressure, where the Examples provided below show desirable
materials processing effects can occur, contrary to prior
teachings that materials processing must be performed at low
pressure,

[0111] Additionally, Example 2 below discusses the effects
ofambient air versus a highly reactive gas (oxygen) versus an
inert gas (helium) on materials processing using ns duration
pulses, and concludes that these effects are dependent upon
gas pressure, rather than the type of gas environment used.
While these effects are expected to be applicable to fs dura-
tion pulses as well, non-limiting aspects of the present inven-
tion nevertheless contemplate the use of purified gases in
addition to ambient air for use with the materials processing

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regimes. Inert gases may have particularly desirable effects,
thus such gases or other purified gas or mixtures of gases may
be used in aspects of the present invention.

EXEMPLARY METHOD EMBODIMENTS

[0112] Embodiments of the invention use pulsed laser
beams of femtosecond (fs) duration to obtain nanostructuring
of material surfaces with or without microstructuring and/or
macrostructuring effects. The specific conditions for gener-
ating a particular structure (macro-, micro-, or nano-) or com-
bination of structures is a function of a number of variables
including laser pulse duration, laser energy density or fluence
(in J/cm”), time delay between laser pulses, and the number of
pulses or “shots” of the laser beam delivered to a particular
region of the material to be altered.

[0113] As shown in the Examples below, both on theoreti-
cal and experimental grounds, fs pulses produce different
materials processing effects than do ps and ns duration pulses.
It is also observed that the materials processing effects
obtained with fs laser pulses are not a priori uniform; rather,
they depend in part upon the specific pulse parameters such as
the energy density or fluence of the laser beam and the num-
ber of pulses of the laser beam applied to the sample. How-
ever, various combinations of beam fluence and shot number
may advantageously produce more uniform materials pro-
cessing results.

[0114] Example 1 below will describe the effects of beam
fluence and shot number on a gold sample. The results are
categorized into four discrete regions of effect, AB, BC, CD,
and DE as shown in FIG. 1, which shows a graph of the
absorptance of a gold (Au) surface against number of pulses
of varying fluence from a Ti:sapphire laser (central wave-
length of 0.8 um; pulse duration of 60 fs). The different
absorptance values of the laser beam irradiated gold in vari-
ous of these regions can be correlated with differences in the
materials alterations achieved; i.e., region AB is associated
with nanoscale roughness (see also FIG. 2); region BC is
associated with nanoscale roughness including nanobranches
(see FIG. 3(a)) and spherical nanoparticles (see FIG. 3(5))
and also contains microscale structures such as micropores,
circular microgrooves, and central microchannels; and,
region CD contains macroscale structures such as craters,
periodic structures, and other surface deformations (see, e.g.,
FIG. 7).

[0115] As Example 3 will show, the regions defined in
Example 1 and shown in FIG, 1 are applicable not just to a
gold material sample but are also observed to be very consis-
tent across different materials. Thus Example 3 is specifically
directed to an analysis of the effects of fluence and shot
number ofa fs laser beam on copper, with the SEM results for
various experiments shown in FIGS. 16-18 and 20. FIG. 19 is
a summary graphic that shows that there are essentially three
regions defined by the data of Example 3: a region dominated
by nanostructures (the X region in the figure); a region domi-
nated by microstructures with some nanostructures (the open
circle region in the figure); and, a region dominated by mac-
rostructures with some micro- and nanostructures (the sold
squares in the figure). These three regions correspond to
regions AB, BC, and CD (or possibly CD/DE), respectively,
of FIG. 1 and demonstrate that although there would be no a
priori ability to predict the existence of these regions, once the
regions have been defined, the structures formed for each
region are relatively predictable.

May 21, 2015

[0116] Further confirmation of the general applicability of
the three regions of FIG. 19 to other materials including, but
not limited to, other metals, semiconductors, and dielectrics is
provided by the data of Example 5, where titanium metal was
exposed to a varying number of fs duration laser pulses of
varying fluence. Specifically, Example 5 will show that nano-
structures are present with low laser fluences (see, e.g., FIGS.
26-29) as expected, and that for higher fluences of, ¢.g., 0.16
or 0.35 J/em2 and a sufficient number of laser shots (e.g.,
20-200; see FIGS. 30 and 31), microstructuring occurs as
predicted by the data of FIG. 19. Finally, again as predicted by
the data of FIG. 19, for 1,500 shots at a fluence of 0.48 J/cm2,
macrostructures are formed as predicted (see, e.g., FIG.

32(d)).

EXEMPLARY APPLICATIONS

[0117] The apparatus and method embodiments described
herein may have utility in a variety of applications including,
but not limited to: aesthetic or marking applications such as
the application of patterning or coloring to the surface of
jewelry; medical applications, e.g., for implantable medical
devices, where the novel properties of the laser altered surface
of such a device may aide in, for example, integration of cells
ofa subject into the implant; catalysis, where the properties of
the altered materials and particularly the increased surface
area of the materials resulting from, e.g., nanostructuring,
may improve the ability of the material to catalyze chemical
reactions; heat transfer situations, where alterations resulting
in increased absorptivity may improve, e.g., the efficiency of
solar cells and heat sinks; sensor sensitivity, where the unique
alterations to materials described herein may be used in both
a sensor’s absorbing element to increase the amount of elec-
tromagnetic radiation absorbed and also in the shielding
around the sensor or sensors to protect them from various
forms of stray electromagnetic radiation, thereby helping to
improve their signal-to-noise ratios; and, stealth technologies
or other technologies where the absorption of electromag-
netic energy such as ultraviolet, visible, infrared, terahertz
radiation, etc., may cloak, conceal, or otherwise obscure the
object coated or shielded with the altered material having the
desired absorptive properties.

Exemplary Aesthetic or Marking Applications

[0118] A non-limiting aspect of the invention is directed to
methods for materials processing that produce altered mate-
rials for aesthetic or marking applications, for example jew-
elry or other applications where the nano-, macro-, or micro-
structuring of a material’s surface may produces desired
effects.

[0119] The data of Example 1 will show that fs-based laser
processing may be used to increase the absorptivity of a
material, which can be observed visually as darkening or
blackening of the surface region of the material so altered.
Accordingly, an embodiment the invention is directed to a
method of obtaining the desired markings. A related embodi-
ment is directed to the materials obtained by such processing
methods.

Exemplary Biomedical Applications

[0120] A non-limiting aspect the invention is directed to is
a method for materials processing that produce materials
advantageously suitable for biomedical applications, particu-
larly medical applications where a metal or metal-clad device

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is to be implanted into a subject, and alterations to the metal
or metal cladding may act to improve the biocompatibility of
the metal or metal cladding.

[0121] In this aspect, suitable materials may include met-
als, ceramics, composites, and others, that are nanostructured
and/or possibly microstructured and then introduced or
implanted into a biological milieu such as in bone, in tissue,
etc., where biocompatibility is important for successful intro-
duction or implantation. The materials contemplated include
any as are known for introduction or implantation into the
body, and include, but are not limited to, metals such as
titanium, gold, silver, etc., alloys of these metals, composites,
etc. The “biological milieu” may include bone, tissue, etc., of
a whole organism, or of an isolated component of an organ-
ism, e.g., of an isolated organ, teeth, bones, etc. Organisms
contemplated include animals, and particularly mammals,
including humans.

[0122] Example 5 below will discuss alterations to titanium
metal using a fs laser method described herein to alter the
surface topography of titanium for better biocompatibility,
i.e., to provide a surface containing, e.g., pits, pillars, steps,
etc., or other structural features that serve as anchors or other
attachment, scaffolding, or stimuli for protein and/or cellular
integration.

[0123] “Biocompatibility” as used herein refers generally
to alterations in the surface of a material that increase the
ability of that material to integrate into the body, ¢.g., increase
structural integration such as by invasion or interpenetration
of the material by cells of the body or proteins or other
biological material. Biocompatibility also refers to alter-
ations that increase integration by decreasing rejection of the
material by the body, as would occur if the material fails to
integrate, i.e., so that the body recognizes the material as
non-integrated and thus acts to encapsulate or otherwise
reject it.

[0124] Biocompatibility may be assayed in a variety of
ways. For implants, for example, biocompatibility may be
determined by assaying the mechanical strength or stability
of the integration of the implant into the body. Thus for
example, in osseointegration of dental implants, biocompat-
ibility may be assayed by determining the force required to
displace or separate out the implant from the surrounding
bone. Biocompatibility may also be determined by directly
observing (e.g., by SEM) the extent to which proteins, cells,
or other biological materials are able to invade or integrate
into the metal or other material altered by the materials pro-
cessing methods of the present invention. As another non-
limiting example of an assay for biocompatibility, methods
for measuring cell death or proliferation may be used to
determine the extent to which the altered surface topography
of the material processed by the laser methods of the present
invention results in the activation of cells to proliferate, or the
active suppression of cell death mechanisms that would oth-
erwise occur if the cells failed to find themselves in a suitable
proliferative environment.

Exemplary Catalysis Applications

[0125] A non-limiting aspect is directed to a method for fs
laser pulse materials processing that can produce materials
with desirable catalytic properties; i.e., materials that contain
nanostructural and macro- and/or micro-structured alter-
ations that increase catalytic surface area.

[0126] Such alterations may be assayed by SEM or other
analyses that allow for the determination of the porosity or

May 21, 2015

other increased surface area aspects of the materials altered.
Alternatively, catalytic activity may be measured directly by
determining the rate at which a reaction is catalyzed by an
unaltered material (e.g., platinum) versus the rate of the reac-
tion using an altered material.

Exemplary Modifications of the Optical Properties of
Materials

[0127] Anaspect of the invention is directed to a method for
altering the optical properties of materials, including, but not
limited to, metals such as are provided in Example 6 below.
Thus as shown in Example 6, the materials processing meth-
ods of the present invention may be used to obtain, e.g.,
metals which appear to the human observer to have various
shades of gray (where “gray” may alternatively be defined as
a material having relatively uniform reflectance across the
entire visible wavelength), including multiple shades of gray
in one metal piece. These materials processing methods may
additionally be used to obtain what appear to the human
observer to be colored materials (where “colored” may alter-
natively be defined as a material having preferential reflec-
tance in some regions of the visible spectrum and not in
others), e.g., colored metals such as are also described in
Example 6, and ‘black’ metal. Although these methods are
applied to metals in Example 6, the present invention explic-
itly contemplates the application of these methods for certain
non-metal materials as well.

Example 1

[0128] Experiments in support of embodiments of the
invention have demonstrated that a significant amount of
residual thermal energy is deposited in metal samples follow-
ing multi-shot femtosecond laser ablation. Traditionally, it
was commonly believed that one of the most important
advantages of femtosecond laser ablation is that the energy
deposited by ultrashort laser pulses does not have enough
time to move into the bulk sample; therefore, the residual
thermal energy remaining in the bulk sample should be neg-
ligible. In contrast to this, a significant enhancement in laser
light absorption was observed recently by the inventors fol-
lowing ablation. To understand the physical mechanisms of
laser energy absorption, the change in absorptance of gold
due to structural modifications following multi-shot femto-
second laser ablation was directly measured. The measured
data indicates that there is a significant absorption enhance-
ment due to nanostructuring in addition to the known mecha-
nisms of absorption increase via micro- and macro-structur-
ing. Moreover, nanostructuring alone may enhance the
absorptance by a factor of about three. The physical mecha-
nism of the total enhanced absorption is due to a combined
effect of nano-, micro-, and macro-structural surface modifi-
cations induced by femtosecond laser ablation. At a suffi-
ciently high fluence and with a large number of applied
pulses, the absorptance of gold surface may reach an absorp-
tance value of nearly 100%.

[0129] The absorptance A of a pure metal with a clean
surface consists of two components A=ApyzptAsp, Where
Arye is the intrinsic absorptance and A cp is the contribution
due to surface roughness. For an optically smooth metal sur-
face, Asp is about 1-2% of Ayyrp, but the role of As, enhances
as the surface roughness increases. For multi-pulse ablation,
only the first femtosecond laser pulse interacts with an
undamaged surface, since the laser-induced surface structural

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modification develops long afer the ultrashort pulse. In this
case, A is governed by Aj,7, which can be a function of laser
fluence due to laser-induced change in the dielectric constant
of the material. All of the subsequent laser pulses interact with
a structurally modified surface and their absorption is deter-
mined by both Ajyrz and Asp. The absorption of a single
femtosecond laser pulse by an undamaged metal surface is
dominated by Azz. However, the coupling of laser energy to
a metal in multi-pulse femtosecond laser ablation has not yet
been investigated, where Ag may havea significant value due
to surface structural modification.

[0130] The instant non-limiting example discusses the
effect of surface structural modifications on the absorptance
of gold in multi-pulse femtosecond laser ablation when an
originally plane and smooth surface transforms into a blind
hole. This effect is investigated as a function of the number of
applied ablation pulses at various fluences. A reported calo-
rimetry technique allows a direct measurement of laser
energy absorbed by the sample. Our data indicate that fem-
tosecond laser-induced surface modification enhances the
sample absorptance, which can reach a value close to 100% at
a sufficiently high fluence with a large enough number of
applied pulses. Scanning electron microscope (SEM) studies
show that there is absorption enhancement due to nanostruc-
turing, which, alone was seen to enhance the absorptance by
a factor of about three.

[0131] Experimentally, an amplified Ti:sapphire laser sys-
tem was used to generate 60-fs pulses of about 1.5 mJ/pulse at
1 kHz repetition rate at a central wavelength of 800 nm. The
laser beam was focused onto a mechanically polished sample
surface with a 40-cm-focal-length lens at normal incidence.
An electromechanical shutter was used to select the number
of pulses, N, applied to the sample. The absorptance of the
ablated spot was studied. After ablation of the sample with a
chosen number of pulses, we reduced the laser fluence to a
level below the ablation threshold. Subsequently, we irradi-
ated the ablated spot again using a train of low-fiuence laser
pulses that would not induce any further surface modification.
A certain amount of energy from this low-fluence pulse train,
E,, is absorbed in the skin layer of the sample, dissipates via
heat conduction in the sample, and causes a bulk temperature
rise AT. We measured this temperature rise with a thermo-
couple battery that allows E., to be determined calorimetri-
cally as E,=CAT, where C is the known heat capacity of the
sample. To measure energy E, incident upon the sample, a
certain fraction of incident pulse train energy was split off by
a beam splitter and measured with a joulemeter. Having mea-
sured E, and E ,, the absorptance of the ablated spot could be
found as A=E_,/E;. Laser-induced surface modifications were
then studied using a SEM and an optical microscope.

[0132] The optical properties of surface modifications were
studied following multi-pulse ablation at single-pulse laser
fluences of F=1.1, 0.35, 0.17, and 0.078 J/em? in air. The
ablation threshold F,,, for a pristine surface was found to be
F.,,,-0.067 and 0.048 J/cm? for single-pulse and 500-pulse
train irradiation, respectively. The numbers of pulses required
to perforate a 1 mm-thick sample at the center of the irradiated
spot were determined to be 16,100, 25,000, and 77,000 pulses
at F=1.1, 0.35, and 0.17 J/cm’, respectively. This corresponds
to average ablation rates of 63, 40, and 13 nm/pulse, indicat-
ing that a single laser pulse produces a nanoscale modifica-
tion in depth. Plots of absorptance versus the number of
ablation shots, N, at different F are shown in FIG. 1. For an
undamaged surface, the absorptance remains a constant value

May 21, 2015

of 0.12 when measured at F=0.0043 J/cm, which is an order
of magnitude below F,,,;. The absorptance of a structurally
modified surface is significantly greater than that of the
undamaged surface and shows dependence on the number of
applied ablation pulses, N.

[0133] The A(N) curves for the ablated surface can be char-
acterized into distinct regions marked with A, B, C, D, and E
on A(N) in the case of F=0.17 J/cm2 in FIG. 1. The first of
these four regions is region AB, where the absorptance ini-
tially increases from 0.12 (undamaged surface) to a value in
the range of 0.25-0.33. Typically, this region covers the first
1-10 shots. For example, this initial enhancement of absorp-
tance can be produced by four pulses at F=0.17 J/cm? or by
one pulse at F=0.35 and 1.1 J/cm*. Optical microscopy
showed that the irradiated spot was entirely covered with
surface modification following ablation by only one pulse
when F20.35 J/cm”, but four pulses at F=0.17 J/cm2. There-
fore, the enhancement of A with N at F=0.17 J/em? appears
due to both the surface modification and an increase in size of
the modified area from point A to B.

[0134] In the second region, BC, the absorptance under-
goes a slight decrease as N increases. Typically, this region
covers approximately the next 100-300 pulses. Both regions
AB and BC extend to a larger number of pulses when the
surface is modified at F only slightly above F,,,,, as seen from
the curve at F=0.078 J/cm? in FIG. 1.

[0135] The third region, CD, is characterized by a further
enhancement of absorptance with the increase of N. This
region extends to N on the order of 10,000 pulses.

[0136] The fourth region, DE, was where absorptance
reached a maximum value that did not change with further
increase of N.

[0137] Reference is now made to the SEM pictures of sur-
face morphology shown in FIGS. 2-6. In regions AB, BC, and
CD, where absorptance exhibits dependence on N, the fol-
lowing surface modifications were observed: For region AB,
acharacteristic modification is nanoscale roughness (FIG. 2).
In region BC, two major features were observed. First, nanos-
cale roughness develops further in the form of nanobranches
(FIG. 3 (a)) and spherical nanoparticles (FIG. 3 (b)). Sec-
ondly, microscale structures begin to develop in the forms of
micropores, circular microgrooves, and central micro-chan-
nels. In region CD, features resembling a crater with a deep
central micro-channel, periodic structures with orientation in
the direction perpendicular to the laser light polarization and
with a period roughly equal to the laser wavelength (FIG.
4(a)), and a visible black halo around the crater were
observed. All these laser-induced surface modifications can
affect the absorptance in various ways. For example, surface
roughness can enhance the absorption of light both by mul-
tiplereflections in micro-cavities and by variation in the angle
of incidence (angular dependence of Fresnel absorption).
Nanoscale structural features can affect absorptance since the
optical properties of a nanostructured material can be quite
different from the bulk. Laser-induced periodic surface struc-
tures (LIPSS) may enhance absorption of laser energy via
generation of surface electromagnetic waves. In accordance
with non-limiting aspects of the instant invention, the
observed LIPSS, referred to herein as nano-structure-covered.
laser-induced periodic surface structures (NC-LIPSS) having
non-conventional, finer nanoscale structural features, are
shown in FIG. 4 (6).

[0138] The absorption of laser energy in femtosecond laser
ablation may also be altered through re-deposition of ablated

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material. Examination of the black halo produced around the
crater shows that its elemental composition as determined by
energy dispersive X-ray analysis is identical to that for a
pristine surface; i.e., the black halo is a layer of the ablated
and re-deposited gold. SEM images in FIGS. 5 and 6 dem-
onstrate that the black halo has a structure of spherical nano-
particle aggregates that is typically seen in gold-black films
and, which, have been known for their high absorptance in the
infrared. Therefore, the gold-black halo can enhance the
absorption of low-intensity wings of the incident Gaussian
beam and contribute to residual heating of the sample. Since
re-deposition of ablated material occurs both outside and
within the ablated spot, the re-deposition of the nanoparticles
produced by ablation can also enhance the absorption of light
in the ablated area. For example, an enhanced absorption of
light by a semiconductor coated with Au nanoparticles has
recently been reported. Therefore, in femtosecond laser abla-
tion, the enhanced absorption can occur due to surface nano-,
micro-, macro-structures and re-deposition of nanoparticles
depending on ablation conditions. The combined effect of
these surface modifications can lead to virtually 100%
absorption of laser light in multi-pulse ablation with a suffi-
ciently large number of pulses at high fluence as shown in
FIG. 1. Almost all of incident laser energy is retained in the
sample as residual thermal energy. This suggests that the
energy carried away by the ablated material is small in Au,
and the enhanced absorptance appears to be the dominant
factor in the enhanced residual thermal energy deposition in
multi-pulse femtosecond laser ablation at large numbers of
applied pulses.

[0139] Since different surface modifications are superim-
posed on each other, it is difficult to completely isolate and
determine each individual contribution to the enhanced
absorptance. Therefore, we provide the following estimations
on the contributions of nano-, micro-, and macro-structures
induced by femtosecond laser ablation. Since surface nano-
structures are the dominant feature in region AB and part of
region BC for N<50-100, and the absorptance increases from
0.12 to 0.25-0.33 over these regions (see FIG. 1), nano-struc-
tures alone are believed to account for the additional absorp-
tance increase of about 0.1-0.2. The contribution of two
microscale structures, LIPSS and random roughness, is esti-
mated as follows. To estimate the contribution of LIPSS, we
ablated a sample using p-polarized light and measured the
low-fluence absorptance A(N) of the ablated spot with both p-
and s-polarizations. The curves A(N) of different polariza-
tions were identical, indicating that the grating effects of
microscale LIPSS on the absorption of laser light by gold is
negligible. To estimate the contribution of microscale random
roughness, we abraded a mechanically polished sample sur-
face with sandpaper to produce a rms roughness of 3 um,
which is estimated to be comparable to the laser-induced
roughness for 100<N<1000. The absorptance of this abraded
surface was then measured to be about 0.24 as opposed to
0.12 for a mechanically polished surface. This indirectly
shows that the random micro-roughness accounts for the
additional absorptance increase of about 0.12. Macro-struc-
tures come into play in two major forms, deep central channel
and concentric ring grooves, when the number of pulses is
between about 500-1000 and laser fluence is higher than 0.17
J/cm?. Two SEM pictures showing typical macro-structure
craters are presented in FIG. 7. The macro-scale crater for-
mation starts in region CD and, therefore, we believe the
progressive increase of macro-structure size largely accounts

May 21, 2015

for the absorptance increase from 0.4 to about 1.0. However,
nano- and micro-structures also develop further in regions
CD and DE and may also contribute to absorptance increase
to some extent.

[0140] Besides the physical mechanisms of enhanced
absorption, we also make the following observations about
femtosecond laser-matter interactions: First, laser-induced
nanostructures alone can enhance the absorptance of Au by a
factor of about three following only 1-3 pulses. This result
suggests a new direction for future study of optical properties
of nanostructures imprinted on a metal surface. Secondly, we
produced a new type of microscale periodic structure with
much finer nanoscale structures (NC-LIPSS) following abla-
tion with a large number of applied pulses. Thirdly, re-depo-
sition of laser-induced nanoparticles is seen outside of the
ablated spot leading to the formation of a nanostructured
material known as gold black. Finally, we identified potential
new applications of femtosecond laser ablation for modifying
optical properties of metals and producing technologically
valuable surface coatings such as, but not limited to, gold-
black films.

Example 2

[0141] In this Example, a comparative study of residual
thermal effects in aluminum following fs laser ablation was
performed. At laser fluences above the ablation threshold
where plasmas are produced and at a sufficiently high ambi-
ent gas pressure, an enhanced coupling of pulsed laser energy
into the sample occurs. Furthermore, in contrast to the con-
ventional understanding that residual thermal energy is neg-
ligible in fs-laser ablation, up to 70% of the incident pulse
energy can be retained in the sample following single-pulse
fs-laser ablation in 1-atm air. The major factors influencing
thermal energy coupling to the sample are the laser fluence
and ambient gas pressure. Residual thermal energy deposi-
tion decreases with reducing ambient gas pressure.

[0142] Laser ablation using femtosecond (fs) laser pulses
has numerous applications in the field of materials processing
and machining and, nanotechnology. Comparative studies
have demonstrated that femtosecond laser ablation has
advantages over nanosecond ablation in aspects of higher
precision, reduced heat-affected zone, and smaller amount of
debris around the ablated spot. Following laser ablation, a
fraction of absorbed laser energy is retained in the heat-
affected zone, dissipates into the bulk of the sample and
remains inside as residual thermal energy that induces the
bulk temperature of the sample to rise. This is sometimes
referred to as the thermal load and is often undesirable in laser
micro- and nano-machining,

[0143] The coupling of thermal energy into metals has been
previously studied for microsecond and nanosecond laser
ablation. An enhanced residual thermal energy coupling to
metals has been observed when laser fluence is above a cer-
tain threshold value. It has been suggested that, in addition to
the direct absorption of laser light, energy transfer from laser-
produced plasma can contribute to residual heating. However,
mechanisms responsible for thermal coupling are still not
fully understood.

[0144] We have observed an enhanced residual heating of
metals following multi-pulse femtosecond laser ablation,
where laser-induced surface modification has been found to
play a role in enhanced residual heating but, where this alone
could not fully account for the observed amount of deposited
thermal energy. To exclude the effect of surface modification

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on residual thermal response, we investigated single-pulse fs
ablation. We also studied the residual thermal response of
aluminum (Al) following ns-laser ablation to compare with
the results for fs-laser ablation. We used a calorimetric tech-
nique to study effects of laser pulse duration, ambient gas
pressure, and laser wavelength on residual heating of Al. To
characterize the residual thermal response, we defined a so-
called residual energy coefficient (REC) K=E,/E,, where Ep
is the residual thermal energy remaining in the sample fol-
lowing ablation and E, is the incident laser pulse energy. By
definition, REC is equal to absorptance of the sample material
when laser fluence is below the ablation threshold. Enhanced
residual heating occurred following both single-pulse ns- and
single-pulse fs-laser ablation in ambient gas at a sufficiently
high pressure. The major factors governing the residual heat-
ing are laser fluence and ambient gas pressure. There is a
fundamental difference between multi-pulse versus single-
pulse ablation because multi-pulse ablation may induce
absorptance change due to accumulated surface modifica-
tions from multiple laser shots. This accumulated effect does
not occur in single-pulse ablation.

[0145] Both ns and fs duration pulse effects were exam-
ined. The following three laser systems were used: 1) a ruby
laser producing 45-ns pulses (FWHM) at wavelength A-0.69
jum with pulse energy of 0.6 J; 2) a Nd:YAG laser generating
55-ns pulses at A=1.06 um with pulse energy of 1.4 J; and, 3)
a Ti:sapphire laser producing 60-fs pulses at A—0.8 jum with
pulse energy of 1.5 mJ. Using each laser system, the laser
beam was focused onto an Al sample at normal incidence. A
fraction of the incident pulse energy E, was split off using a
beamsplitter and measured with a joulemeter to allow E;to be
determined.

[0146] The residual energy Ex that remains in the sample
following ablation causes the bulk temperature of the sample
to rise by AT. Using a thermocouple attached to the Al sample,
AT was measured after thermal equilibrium was reached in
the sample. Knowing the specific heat capacity c, and the
mass m of the sample, the residual energy can be obtained
from E,=mc,AT. The thermocouple response time (the time
required for achieving a maximum thermocouple signal in
our calorimeter) was about 2.5 sec. Using measured E, and
Eg, the residual thermal energy coefficient K-E,/E, can be
found as a function of single-pulse laser fluence F=E,/S,
where S is the laser beam area on the sample. The samples
were mechanically polished. Measurements were performed
in various ambient gases and at different pressures. The
sample was translated with an X-Y stage so each subsequent
laser pulse was incident on a fresh spot. Two parameters, the
ablation threshold F,,, and the plasma ignition threshold F,,
were determined at the onset of surface damage visible to eye
with subsequent examination under a scanning electron
microscope (SEM). F,; was determined by observing the
onset of bright violet radiation from the irradiated spot using
either a photomultiplier (PMT) or an open-shutter camera,
both properly filtered to cut off scattered laser light.

[0147] Although embodiments of the invention are directed
to fs-duration laser pulses, this Example probes some of the
effects of both fs- and ns-duration laser pulses. The depen-
dence of REC on laser fluence F following single-pulse ns-
laser ablation in various ambient gases under different pres-
sures on Al are plotted in FIG, 8 (or Nd:YAG laser) and 9 (or
ruby laser). For the Nd:YAG laser, ablation and plasma igni-
tion thresholds in 1-atm air are determined to be F ,,7=1.220.3
Jem? and F,-1.420.4 Vem”. For the ruby laser, these values

May 21, 2015

are F ,,=1.020.2 I/em? and F,=1.1+0.3 Vem?. Thus FF 1
in these experiments. By definition, REC should be equal to
the absorptance of the material when it is irradiated by low-
fluence laser light that does not cause any surface modifica-
tion. The measured value of REC (K=0.25) at F<E,,,, in FIG.
2 agrees with the reported value of absorptance for a mechani-
cally polished Al sample at A=1.06 jum (D. E. Gray (Ed.):
American Institute of Physics Handbook, 3rd edn. (McGraw-
Hill, New York, 1972)), and this agreement shows the accu-
racy of our measurement technique. Data at 1-atm in FIGS. 8
and 9 show that REC enhances abruptly at a certain fluence
threshold, F,,,,, and reaches a maximum value of about 0.5-
0.6 indicating that about 50-60% of the laser pulse energy can
be retained in Al following nanosecond laser ablation. Our
experiment also shows that F,,,,,+l',; within the experimental
uncertainty for both Nd:YAG and ruby laser ablation.

[0148] Next, we studied the pressure effect on REC; repre-
sentative curves are plotted in FIGS. 8 and 9. For Nd:YAG
laser ablation, REC slightly decreases when air pressure, P,
decreases from | atm to about 30 torr, but REC abruptly drops
when pressure further reduces from 30 torr to about 0.6 torr.
For P<0.6 torr, the onset of plasma is accompanied with a
drop of REC. This drop becomes more pronounced as the
pressure is further reduced to 0.04 torr. At this pressure, REC
eventually reaches a value of about 0.12 that is smaller than
the absorptance of an undamaged surface by a factor of two.
For P<0.04 torr, REC virtually remains independent of the
residual air pressure. This behavior shows that, in contrast to
the observation in air, the onset of plasma in vacuum is
accompanied by a drop of REC. In vacuum, both F.,,, and F,,
are higher than those at 1-atm air pressure by approximately
a factor of two. Dependence of REC on laser fluence is also
studied in 1-atm oxygen and 1-atm helium, and these REC
data are shown in FIGS. 8 and 9. The dependences show
virtually the same behavior as those in air, indicating that
REC does not essentially depend on the particular type of gas.
The contribution of possible exothermic chemical reactions
that may occur due to presence of chemically active gases
such as oxygen is negligible.

[0149] In vacuum, the laser plasma mainly consists of ion-
ized species of ejected material, while in a gas medium,
plasma consists of ionized species of both ablated material
and ambient gas. A characteristic feature of ambient gas
plasma produced by ns pulses is that the plasma expands due
to the generation of laser-supported absorption waves. FIG.
10 shows open-shutter photographs of plasmas produced by
55-ns Nd:YAG laser pulses for ablation of Al in both air and
vacuum under the same experimental conditions. Distinction
between plasmas can be clearly seen. The size of plasma in air
is larger than that in vacuum. Therefore, the role of plasmas in
residual heating of the sample in air may differ from that in
vacuum.

[0150] The direct absorption of laser energy is a factor that
may influence residual heating. According to the Drude
model, when the temperature increases material absorptivity
should also increase due to an enhanced collision frequency
between free electrons and thermally vibrating lattice atoms.
Therefore, one should expect an increase in REC with laser
fluence due to this enhancement of material absorptivity.
However, the fact that REC increases in air while it decreases
in vacuum above a certain laser fluence indicates that the
temperature-enhanced Drude absorption does not play an
essential role in enhanced residual thermal response. This is

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also confirmed by our estimation of the laser-induced surface
temperature using the following formula:

AVa fIt-0)
Kyx Jo VO

Ts()= d0+To

where A is the absorptance, a is the thermal diffusivity, I is the
intensity of incident laser light, k is the thermal conductivity,
tis the time, T, is the initial temperature, and 0 is the integra-
tion variable. FIG. 11(a) shows the computed T(t) induced
by the Nd:YAG laser pulse at F,=F,=1.4 Jfem? in 1-atm air
and at Fy,F,=2.7 Jfem? in vacuum with A=0.25, a=1.0x
10+ m/s, k=240 Js“! mo!° C.-!, and T,=20° C. One can see
that the maximum surface temperature is about 500° C. in air
and 1000° C. in vacuum. The estimated surface temperature
in air is below both the melting (660° C.) and boiling (2495°
C.) points of Al. The computed T(t) for ruby laser at
Fy aF,Al1 Vem? in 1-atm air and at F,aF p21 Jicm? in
vacuum with A=0.28 are shown in FIG. 11(6). Similar to the
results of Nd:YAG laser in FIG. 5(a), the estimated surface
temperature for ruby laser irradiation in air is also below both
the melting and boiling points of Al. Thus when the enhanced
thermal coupling occurs in 1-atm air, the estimated surface
temperature induced by both Nd:YAG and ruby lasers is too
low to induce a significant increase in absorptance.

[0151] The similar general behavior of REC for Nd:YAG
(A=1.06 um) and ruby (A=0.69 jun) lasers shows that laser
wavelength is relatively unimportant in the visible and near
infrared spectral region. Nevertheless, our experiment clearly
demonstrates that REC of the aluminum sample depends
mainly on laser fluence and ambient gas pressure following
ns-laser ablation.

[0152] The dependence of REC on laser fluence for Al
following fs-laser ablation in 1-atm air and in vacuum (P=0.
01 torr) are plotted in FIG. 12. The residual thermal energy
coupling is enhanced in air above a certain threshold value of
laser fluence, while in vacuum it is reduced. The values of
Fon Fyn and F,,,, in air are found to be 0.053 Jem?, 0.086
Jicm*, and 0.5 J/cm’, respectively. These thresholds are well
separated and the enhancement threshold is above the plasma
threshold; i.e. F,,,,>F,>F 59 in contrast to the ns-laser abla-
tion where F,,,,~F,~F,,; We note that our measured value of
F,; in 1-atm air agrees with reported values for Al thin film
deposited on a silicon substrate. The values of F.,,, and F, in
vacuum are determined to be 0.058 J/cm? and 0.096 J/cm”,
respectively (see FIG. 12), Contrary to conventional under-
standing that the residual thermal energy is negligible in an
ablated sample following femtosecond laser ablation, our
data show that REC reaches a value of 0.7 indicating that, at
the highest laser fluence achievable in our experiment (F=4
J/cm), about 70% of the incident laser energy can be retained
in the sample following single-pulse fs-laser ablation in 1-atm
alr.

[0153] FIG. 13(a) shows an SEM image of an undamaged
surface that is mechanically polished. A view of the sample
surface after irradiation in air at F=F,,, is shown in FIG.
13(6). (FIG. 13(b) does not show the same spot on the sample
as in FIG. 13(a)). FIG. 13(4) shows that surface defects are
preferential spots for initial ablation with some sparsely dis-
tributed small spherical nanoparticles in the irradiated area.
FIG. 14 shows a typical laser-induced surface morphology
following ablation at F=F,, in 1-atm air. It is seen that surface

May 21, 2015

modifications are still localized around surface defects, but
both the number and the size of nanoparticles are greater than
those at F=F,,,;. Therefore, material ejection in fs-laser abla-
tion appears to be initiated at surface defects. Open-shutter
photographs of the femtosecond laser-induced plumes taken
at F=1.16 J/cm? (higher than F,,) are shown in FIG. 15. The
figure shows that the size of the plume in air is larger than that
in vacuum (P=0.01 torr).

[0154] There are three basic distinctions between ns- and
fs-laser ablation. First, fs-laser pulses do not interact with
ejected material because hydrodynamic expansion of ablated
material from the irradiated area occurs on a timescale much
longer than femtosecond pulse duration. Secondly, laser-sup-
ported absorption waves that are commonly generated in
ns-laser ablation in a gas medium do not exist in fs-laser
ablation. Thirdly, a material irradiated with an intense fs-laser
pulse can be heated to a solid-density plasma state.

Example 3

[0155] Unique properties of nanomaterials have been
extensively studied in the past and various nanostructures
have found numerous applications in optics including
enhanced x-ray emission and enhanced absorption in intense
light-matter interaction, and optical biosensing, to name a
few. Direct surface nanostructuring (i.e., not from ablated
plume deposition) may be used in a number of technological
applications, for example, manipulation of optical properties
of solids, catalysts, dental implants, etc. We performed a
detailed study of the morphology of surface nanomodifica-
tions produced on bulk metals using a femtosecond laser
ablation technique embodied herein. The effects of laser flu-
ence and number of applied pulses on the generated surface
nanostructures were studied with a scanning electron micro-
scope (SEM). According to an aspect, a set of optimal laser
irradiation conditions for metal surface nanostructuring is
disclosed.

[0156] In our experiment, we used an amplified Ti:sapphire
laser system that consisted of a mode-locked oscillator and a
two-stage amplifier including a regenerative amplifier and a
two-pass power amplifier. The laser system produces 65-fs
pulses with energy around 1 mJ/pulse at a 1 kHz repetition
rate with a central wavelength 4=800 nm. To produce abla-
tion, the laser beam is focused normally onto a bulk sample
mounted vertically. To measure the incident pulse energy, a
certain fraction of the incident light is split off by a beam
splitter and measured with a pyroelectric joulemeter. The
number of laser shots, N, applied to the sample is controlled
using an electromechanical shutter. All experiments were
performed in air under atmospheric pressure. The morphol-
ogy of femtosecond laser-induced surface modifications was
studied using a SEM. The studied samples were mechanically
polished copper, gold, and platinum. The range of laser flu-
ence used in the ablation was between 0.084 and 9.6 J/em?.
The number of applied pulses was varied from 1 to 5x10*
shots. The ablation threshold was determined as the minimum
fluence to generate a surface damage seen under the SEM.
[0157] ASEM picture of a copper sample surface prior to
laser irradiation is shown in FIG. 16(a). For reference, the
ablation threshold for a copper sample was determined to be
F.,,7-0.084 J/cm? following a total of N=100 shots. The mor-
phology of the irradiated surface was studied following abla-
tion with laser fluence of F=0.084, 0.16, 0.35, 1.52, 3.7, and
9.6 J/cm? and the number of applied pulses in the range of
1-5x10*. A number of representative surface structures pro-

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duced on the copper sample are shown in FIGS. 16-18. An
analysis of the SEM data shows that the morphology of fem-
tosecond laser-induced surface nanostructures depends both
on laser fluence and the number of applied pulses. The effect
of the total number of shots on nanostructuring at F=0.35 and
1.52 Vem? is shown in FIGS. 16 and 17, respectively. FIG.
16(4) shows that nanostructures begin to occur on some ran-
dom localized sites after one shot at F=0.35 em’. A few
larger-size structural features are also observed in the central
part of the ablated area, as seen in FIG. 16(4). These larger
structures may be associated with surface defects and/or laser
beam intensity inhomogeneities. FIG. 16(c) shows a nanos-
cale surface structure produced by two-shot ablation. The
structure comprises both larger nanocavities and nanoprotru-
sions with spherical tips of diameter up to about 75 nm.
Therefore, the one additional shot transforms the sparsely
distributed nanoscale features in FIG. 16() to the cellular-
like structures in FIG. 16(c). The surface morphology after
ablation with 1000 pulses is shown in FIG. 16(d). One can see
that the mean size of nanoprotrusions becomes larger while at
the same time some nanocavities develop into microcavities.
The evolution of the surface structures following ablation at
F=1.52 Jem? and various N is shown in FIG. 17(a-d). At this
middle fluence, pure nanostructures are only generated by
ablation with one or two laser shots (FIGS. 17(a) and 17(4)).
As shown in FIG. 17(c), 10 shot ablation produces both
random nano- and micro-structures. With further increasing
N, the proportion of nanostructures decreases as can be seen
in FIG. 17(d), where microscale structures become dominant.
At the highest fluence used in our experiment, nanostructures
are not present over most of the irradiated area and a dominant
morphological feature is microroughness. However, nano-
structuring can still be observed on the periphery of the
ablated spot where the Gaussian beam intensity is low enough
for nanostructural formation. An example of these surface
structural modifications is shown in FIG. 18 for two-shot
ablation at F=9.6 J/em?.

[0158] The effect of laser fluence on surface structuring can
be seen from analyzing the surface modifications produced at
various F and fixed N as shown for example in FIG. 16(c)
(F=0.35 Jem, N=2), FIG. 17(6) (F=1.52 Jem?, N=2) and
FIG. 18(F=9.6 J/em?, N=2). These images show that ablation
with high laser fluence does not actually induce nanostruc-
tures and therefore there exist optimal laser ablation condi-
tions for surface nanostructuring. In order to determine the
optimal conditions for nanostructuring, we performed an
SEM study of laser-induced surface modifications following
ablation with a large variety of F and N. The obtained data are
summarized in FIG. 19. One can see that the most favorable
conditions for pure nanostructuring are ablation at low and
medium values of laser fluence (F<1.5 Jem?). FIG. 19 also
shows the range of laser irradiation parameters where femto-
second laser ablation produces different combinations of sur-
face nano-, micro-, and macro-structures.

[0159] To determine the mechanism of nanostructuring, we
performed a SEM study on the origin of nanoscale modifica-
tions. A representative example of nascent nanostructures
following ablation with F=0.35 J/cm? and N=1 is shown in
FIG. 20(6), where the characteristic types of initial nanostruc-
tures are labeled. For comparison, FIG. 20(a) shows an
undamaged area of the sample using the same scale as in FIG.
20(6). It is seen in FIG. 20(4) that surface structuring is
initiated on random, highly-localized nanoscale sites. The
typical structures include circular nanopores with a diameter

May 21, 2015

in the range of 40-100 nm, randomly-oriented nanoprotru-
sions with a diameter in the range of 20-70 nm anda length of
20-80 nm, nanocavities of arbitrary form, and nanorims
around nanocavities. Under these femtosecond laser process-
ing conditions, nanoscale features down to a size of 20 nm are
produced. One can see from FIG. 20(6) that a nanopore or
nanocavity is always immediately accompanied by ananorim
or nanoprotrusion, indicating a nanoscale material relocation
to an adjacent site. These one-to-one nanoscale dips and
protrusions occur randomly over the laser spot, suggesting an
initial non-uniform laser energy deposition. Possible factors
responsible for the spatial variation of the absorbed laser
energy include: (1) the spatial inhomogeneity of the incident
beam: (2) the enhancement of absorption by surface defects;
(3) interference of the incident laser light with the excited
surface electromagnetic waves due to structural defects.
When the incident laser fluence is close to the laser ablation
threshold, the spatial variations in deposited laser energy can
produce a melt at localized nanoscale sites within the irradi-
ated spot. Once the localized nanoscale melts have been
formed, a high radial temperature gradient in a nanomelt can
induce a radial surface tension gradient that expels the liquid
to the periphery of the nanomelt. This will lead to the forma-
tion of nanocavities, nanoprotrusions, and nanorims due to
fast freezing of the expelled liquid on the boundary with the
solid state material (see FIG. 20(4)). This mechanism may
also be used to explain the formation of nanobumps ona thin
metal film. These initially induced surface random nanostruc-
tures can enhance the absorption of laser light and facilitate
the further growth of surface nanoroughness due to the
increased spatial non-uniform energy absorption.

[0160] When laser fluence is sufficiently high to produce
ablation, the atoms ejected from the nanomelts produce a
recoil pressure that squirts liquid metal outside of the
nanomelt. For multi-pulse ablation, the repeating vaporiza-
tion and re-deposition of nanoparticles back onto the surface
may also affect the surface nanostructuring. SEM morphol-
ogy study at high fluence (F>5 J/cm?; i.e., strong ablation)
shows that melt occurs over a large area of the ablated spot
(see FIG. 18) and the flow dynamics in this large melt pool
predominantly results in microstructuring. We have also stud-
ied the ambient gas pressure effect on nanostructuring by
taking SEM images of platinum following single-pulse abla-
tion in 1-atm air and ina vacuum ata base pressure of 8x107>
Torr. Although we have observed a greater amount of re-
deposited nanoparticles in air than in vacuum, the morphol-
ogy of nanostructures is still quite similar under different air
pressures. Our study was performed with samples mounted
vertically. It should be noted that the amount of re-deposited
ablated particles back onto the sample surface may be differ-
ent when the sample is positioned vertically versus horizon-
tally, but further studies are required in this aspect of nano-
structuring using fs laser pulses.

Example 4

[0161] Laser-induced periodic surface structures (LIPSS)
on solids have been studied in a number of works in the past.
Typically, LIPSS show regular groove structure witha period
on the incident laser wavelength scale and oriented perpen-
dicularly to the polarization of the incident light. LIPSS are
commonly seen following long pulse irradiation on a variety
of materials, including semiconductors, metals, and dielec-
tries.

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[0162] In contrast to previous work performed mostly at
relatively high fluence, we studied the formation of LIPSS on
platinum and gold ina special fluence regime, namely, at near
damage-threshold fluence. We found a unique type of LIPSS
entirely covered with nanostructures. A distinctive feature of
the nanostructure-covered LIPSS (NC-LIPSS) is that its
period is appreciably less than that of the regular LIPSS
whose period is approximately equal to the laser wavelength
at normal incident laser light. The reduced period of the
nanostructure-covered LIPSS is caused by a significant
increase of the real part of the effective refractive index of the
air-metal interface when nanostructures develop on a metal
surface that affects the propagation of excited surface plas-
mon polaritons. Nanostructure-covered LIPSS has a variety
of potential applications, such as modifying optical proper-
ties of materials and chemical catalysts where high surface-
to-volume ratio is a crucial factor.

[0163] In this experiment, we used an amplified Ti:sapphire
laser system that generates 65-fs laser pulses with energy
about 1 mJ/pulse at a 1 kHz repetition rate and with a central
wavelength A=0.8 um. The horizontally-polarized laser beam
is focused onto a vertically standing metal sample in air at
normal incidence. The number of laser shots, N, applied to the
sample is selected with an electromechanical shutter. We
studied the evolution of NC-LIPSS on metals following irra-
diation with N=1, 2, 4, 8, 10, 20, 30, 40, 50, 100, 200, 300,
400, 500 pulses at near damage-threshold fluence. The stud-
ied metals were platinum and gold. The laser fluence of the
incident light was varied by changing the distance between
the focusing lens and sample. To measure the laser pulse
energy incident upon the sample, a fraction of the incident
laser beam is split off by a beamsplitter and diverted to a
pyroelectric joulemeter. The morphology of the produced
periodic structures is examined using a scanning electron
microscope (SEM). The surface profile is measured with an
atomic force microscope (AFM). All sample surfaces were
mechanically polished using 0.1 um grade aluminum oxide
powder.

[0164] The evolution of surface structures produced on Pt
following ablation at near damage-threshold laser fluence of
F=0.16 J/cm? is shown in FIGS. 21(a)-(b). FIG. 21(a) dem-
onstrates surface random nanoroughness produced after 10
shot ablation. The inset in FIG. 21(a) shows that this initial
surface modification is characterized by nanocavities and
nanoprotrusions of various forms. At N=20, a microscale
periodic pattern starts to form over the initially produced
random nanoroughness. At this stage, only small patches of
periodical structures are observed in various isolated loca-
tions within the irradiated spot, referred to below as interme-
diate LIPSS. With increasing N, the intermediate LIPSS grow
and coalesce into a clear extended LIPSS witha period of 0.61
jun at N=30 (FIG. 21(). For N greater than 70 shots, LIPSS
starts to disappear gradually in the central spot area (FIGS.
22(a) and 22(5)). However, clear NC-LIPSS continue to form
in the peripheral area (FIGS. 22(c) and 22(d). Using AFM, the
initial undamaged surface rms roughness is found to be about
5.6 nm after polishing, and a typical AFM surface profile
measurement on Pt is shown in FIG. 23(a). Following abla-
tion with N=1, 2, and 10 shots, surface rms roughness is found
to be about 16.5, 35.2, and 79.8 nm, respectively. FIG. 23(b)
shows typical surface roughness after N=10 shots. The sur-
face profile of LIPSS after 30 laser shots is shown in FIG. 24.
To gain the insight of how initial nanoroughness affects the
formation of NC-LIPSS, we performed a SEM study of the

May 21, 2015

formation of NC-LIPSS with samples of different initial sur-
face conditions. We found that the extended LIPSS is pro-
duced with a smaller number of laser shots when the sample
has a greater surface nanoroughness. To understand the mate-
tial dependency in forming the nanostructure-covered LIPSS,
we also performed a detailed SEM study of surface structural
modifications on Au. Our data show that the general trend is
similar for Au and Pt in forming the initial nanoroughness.
The period of nanostructure-covered LIPSS on Au is
observed to be 0.58 jm and is also markedly less than the laser
wavelength (FIG. 25). However, the periodic patterns on Au
are much less clear compared to Pt. Recently, we performed
a comparison study on regular LIPSS on various metals fol-
lowing femtosecond laser radiation where LIPSS shows dis-
tinctly different level of morphological clearness among vari-
ous metals even under identical experimental conditions. The
electron-phonon energy coupling coefficient, g, is shown to
directly correlate to the morphological clearness of LIPSS. A
larger g coefficient usually leads to more pronounced LIPSS.
In this study, g coefficient for Pt and Au are 25x10'° and
2.1x10'S W/m°K, respectively, and the much larger g coeffi-
cient explains why LIPSS is much more clear on Pt than Au.

[0165] The periodic patterns induced by femtosecond laser
processing are distinctly different from those produced by
longer pulses in two aspects. First, femtosecond laser-in-
duced periodic structures are covered by random nanostruc-
tures. Secondly, the LIPSS period induced by femtosecond
pulses at normal incidence is appreciably less than the laser
wavelength while the period is roughly equal to the wave-
length for longer pulses. To account for our observation, we
carefully examined the evolution of surface structural modi-
fications on both Pt and Au, and we propose the following
mechanism for the formation of NC-LIPSS. The first few
laser shots usually produce sparsely and randomly distributed
nanostructures. It is known that surface plasmons, both local-
ized and propagating along a surface, can be excited by cou-
pling laser energy into nanostructures. With further increase
of the number of laser shots, more nanostructures appear
allowing excitation of more localized and propagating sur-
face plasmons. The produced nanoroughness includes nano-
rods, nanocones, and nanospheres, and these nanostructures
will excite propagating cylindrical surface plasmons that sub-
sequently interfere with the incident light. This interference
causes the formation of intermediate periodic surface micro-
structures. As the number of laser shots increases, the inter-
mediate microstructures will grow as well as the area occu-
pied by these structures. The developed intermediate periodic
surface microstructures will further excite propagating plane
surface plasmons that interfere with the plane incident laser
light wave, and this interference will finally result in the
permanent extended periodic microstructures.

[0166] For normally incident linearly polarized light, the
period d of the surface grating formed due to the interference
between the incident laser light and the excited surface plas-
mon wave is given by equation 1 as:

d-y @)

with gE, where ? is the incident light wavelength, y=Re[E/
(E+1)] is the real part of the effective refractive index of the
air-metal interface for surface plasmons, € is the dielectric
constant of the metal, g is the grating vector, and E is the
electrical field vector of the incident wave. For a plane
vacuum-metal interface, 1 is calculated to be 1.0096 atk=800
nm for Pt (€,=-15.5 and €,=23.5) and 1.022 for Au (E,=-

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US 2015/0136226 Al

23.4, €,=1.55). Using Eq. (1), the grating period is found to
be 0.79 jum for Pt and 0.78 um for Au. However, the observed
period is 0.61 jum for Pt (FIG. 1(6)) and 0.58 jum for Au (FIG.
5). If we substitute these values of the observed period into
Eq. (1), we will have y=1.31 for Pt and n=1.38 for Au. To
explain this discrepancy, we note that the table values of €,
and €, for Ptand Au are obtained from smooth surface and at
room temperature, and therefore these values may not be
suitable when the metals are heated by high-intensity femto-
second pulses and covered with nano- and micro-structures.
To better understand the high-intensity effects on NC-LIPSS
period, we performed a detailed study of LIPSS in various
locations within the damaged spots on metals. From these
data summarized in Table 1, we can see that the NC-LIPSS
period remains the same in the central and peripheral areas of
an irradiated spot despite the fact that the two locations have
different intensities due to the Gaussian beam profile. On the
other hand, the period of our NC-LIPSS decreases with
increasing N when the surface roughness grows while the
light intensity remains constant. Furthermore, the NC-LIPSS
produced using a higher fluence of 0.16 J/cm? exhibit a simi-
lar period as that produced at F=0.084 J/cm?. Our observa-
tions indicate that the high-intensity effect on dielectric con-
stant is not essential, whereas the effects of surface
morphology (nano- and micro-roughness) are more domi-
nant. It is known that surface roughness causes an increase in
the modulus of the surface plasmon wave vector, and this will
correspond to an increase in the real part of the refractive
index. According to Eg. (1), an increased real part of the
refractive index for propagating surface plasmons will cause
a reduced NC-LIPSS period, which agrees with our experi-
mental observation.

TABLE 1

‘Nanostructure-covered LIPSS period in different areas of the irradiated
spot on platinum at F = 0,084 J/cm”, LIPSS period (um)

Number of shots Central area Peripheral area
30 0.62
50 0.58
100 0.57
200 0.55
500 0.55
[0167] Under certain conditions we also produced a large

number of nanoprotrusions and nanocavities on a metal sur-
face (see FIG. 22). The nanostructures produced can greatly
increase the effective surface area, which may be of impor-
tance in many technological applications, such as but not
limited to producing better chemical catalysts where a high
surface-to-volume ratio is a crucial factor.

Example 5

[0168] In this study we performed a femtosecond laser
surface treatment of titanium to help determine the potential
of this technology for surface structuring of titanium
implants. We found find that femtosecond laser processing
produces a large variety of nanostructures (nanopores, nano-
protrusions) with a size down to 20 nm, multiple parallel
grooved surface patterns with a period on the sub-micron
level, microroughness in the range of 1-15 jum with various
configurations, smooth surface with smooth micro-inhomo-
geneities, and smooth surface with sphere-like nanostruc-
tures down to 10 nm. Also, we have determined the optimal

May 21, 2015

conditions for producing these surface structural modifica-
tions. Femtosecond laser treatment may produce a richer
variety of surface structures on titanium for implants and
other biomedical applications than long-pulse laser treat-
ments.

[0169] Due to good  biostability, biocompatibility,
mechanical performance, and long-term durability, titanium
has been widely used in a variety of biomedical applications
such as dental and orthopedic implants, and implantable elec-
tronic devices. In numerous in vitro and in vivo studies,
surface topography of titanium implants has been shown to be
important in enhancing implant performance. It has been
shown that both microstructures and nanostructures influence
biological processes at implant interfaces. Various methods
of implant surface structuring have been studied in the past
such as grit-blasting, chemical etching, laser treatment, and
the combinations of the various methods. Recent studies have
shown that laser processing of implant surfaces provides both
suitable surface topography and less surface contamination as
compared with other methods. Another advantage of laser
processing is that the technique is also suitable for texturing
of implants of more complicated shapes. In the past, surface
structures have been produced using long-pulse lasers,
including nanosecond Nd:YAG laser, copper vapor laser,
nanosecond excimer lasers, picosecond Nd:YAG laser, and
sub-picosecond excimer laser. Femtosecond lasers have
advantages over nanosecond lasers in aspects of higher pre-
cision, reduced heat-affected zone, and smaller amount of
debris around the ablated spot.

[0170] The effects of laser fluence and the number of
applied pulses on laser-induced surface topography in tita-
nium are reported herein. We found that a femtosecond laser
produces a large variety of nanostructures (nanopores, nano-
protrusions) with a size down to 20 nm, multiple parallel
grooved surface patterns with a period on the sub-micron
level, microroughness in the range of 1-15 ym with various
configurations, smooth surface with smooth micro-inhomo-
geneities, and smooth surface with sphere-like nanostruc-
tures down to 10 nm. Our results suggest that femtosecond
laser treatment can produce a richer variety of surface struc-
tures on titanium for implants and other biomedical applica-
tions than long-pulse laser treatments.

[0171] Commercially pure titanium flat plates with a
dimension of 15x17x1.5 mm were used in our experiment.
The plates were mechanically polished using 0.1-un-grade
aluminum oxide powder and further cleaned with acetone.
For surface texturing, we used an amplified Ti:sapphire laser
system that generates 65-fs laser pulses with the pulse energy
over | mJ ata 1 kHz repetition rate with a central wavelength
of 0.8 um. The laser beam is horizontally polarized and was
focused at normal incidence onto a vertically standing tita-
nium sample in air at a pressure of 1 atm. For laser beam
focusing, we used an achromatic lens with a focal length of 20
cm. The laser fluence of the incident light was varied by
changing the distance between the focusing lens and the
sample. The diameter of laser-irradiated spots on the titanium
sample was varied from 100 to 1200 um. The number of laser
shots, N, applied to the sample was selected with an electro-
mechanical shutter. The surface structuring of titanium was
studied following the treatment with laser fluence of F=0.067,
0.084, 0.16, 0.35, 0.48, and 2.9 J/cm? and the number of
applied pulses, N, in the range of 1-30,000. Following fem-
tosecond laser treatment, the topography of surface modifi-
cations was studied using a SEM.

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[0172] As a reference, FIG. 26(a) shows a SEM image of
the titanium surface prior to laser irradiation. FIGS. 26(6)
through 26(d) demonstrate surface topography produced by
femtosecond laser processing at near-damage-threshold flu-
ence of F'=0.067 J/cm? for different numbers of laser shots,
where the characteristic features are random nanopores and
sphere-like nanoprotrusions with the size down to about
15-20 nm. Laser-induced surface nano-topography depends
on both the number of applied pulses and laser fluence. At
higher fluence of F=0.084 J/cm, the nanoroughness pro-
duced is shown in FIGS. 27(a) through 27(d), where the
average size of the nanostructures at this higher fluence is
larger than those at lower fluence in FIG. 1. For N>10-15,
periodic ordering of surface nanoroughness begins to occur.
FIGS. 28 and 29 show some typical periodic patterns for laser
fluences F=0.067 and 0.084 J/cm”, respectively. The period of
the grooves is about 0.53 uum. These periodic patterns with
sub-micron periods are covered with nanoroughness, as
shown in detail in FIGS. 28(d) and 29(d). With increasing
laser fluence, the periodic patterns are less likely produced
and microroughness becomes a more dominant surface struc-
ture. FIG. 30 shows surface topography produced following
treatment at F=0.16 J/em? at various N. At this middle-level
laser fluence, pure nanoroughness is observed only after one-
shot laser processing (FIG. 30(a)). A clear microscale rough-
ness covered with nanoroughness develops after 20-shot
treatment (FIG. 30(4)). With further increasing N, micror-
oughness continues to develop with deepening of cavities
(FIG. 30(c)). At a large enough N, columnar surface micro-
structures covered with nanoroughness are seen in FIG.
30(d). Athigher laser fluence of F=0.35 J/em®, a combination
of nano- and micro-structures is produced after only one laser
shot, as shown in FIG. 31(a). With increasing N, columnar
microstructures rapidly develop as the dominating structures
(see FIGS. 31(6)-31(d)). When the laser fluence is increased
to the level of F=0.48 Jicm?, a different type of surface micro-
structures is observed, as shown in FIGS. 32(a)-32(c). At this
laser fluence and for N>1000, a pore of the size of the focused
laser beam can be created. An example of sucha pore with the
diameter of 350 ium is shown in FIG. 32(d), where microstruc-
tures are also seen at bottom of the pore. At the highest fluence
used in our experiment, F=2.9 J/cm, one laser shot can
produce surface melting over the entire irradiated surface
area, and resolidification of this surface melt results in a
smooth surface covered with some micro-inhomogeneities as
shown in FIG. 33(a). Following two-pulse irradiation, an
even smoother surface is seen in FIG. 33(4). A magnified
picture showing nanoscale features of such smooth surfaces is
shown in FIG. 33(c). A detail picture of the titanium surface
after four laser shots is shown in FIG. 33(d), where one can
see nanoscale structures as small as down to 10 nm. The
smooth surface is produced with a low number of laser shots
(N<10). At a larger N(N>10), micro-inhomogeneities
develop rapidly and eventually a crater of the size of the
focused laser beam will be formed.

[0173] Ithas beenshown that implant surface topography is
an important factor affecting the behaviors of both proteins
and cells on implant surfaces. It is generally accepted that
proteins typically respond to surface structural features (pits,
pillars, steps) about 1-10 nm, while cells can be sensitive to
structural features on the scale of 15 nm-100 um. It was also
found that structured implants have a better mechanical inter-
locking of the bone-implant interfaces than smooth implant
surfaces due to an increased surface area. Also, it has been

May 21, 2015

reported that extended parallel groove structures may cause
cells to align and migrate along the grooves, a contact guid-
ance phenomenon. Our SEM study shows that all of these
types of surface textures can be produced by femtosecond
laser treatment.

[0174] Little work has been done on laser fabrication of
surface nanostructures on titanium. Our study shows that
femtosecond laser technique can produce a large variety of
both pure nanostructures (FIGS. 26(6)-26(d), 27(a)-27(d),
and 33(c)) and various combinations of microand nanostruc-
tures (FIGS. 28(d), 29(d), 30, 31). There are two types of pure
nanostructures observed in our experiment. The first type
(FIGS. 26(b)-26(d), 27(a)-27(d)) is produced at low laser
fluence (near the damage threshold) anda low number of laser
shots; the size of these nanostructures is down to 20 nm. The
second type (FIGS. 33(c) and 33(d)) is produced at high
fluence and low N when laser irradiation causes the surface to
melt uniformly over the entire irradiated area; the size of these
nanostructures is down to 10 nm.

[0175] Examination of shot-to-shot SEM images of surface
topography suggests the following mechanism for the forma-
tion of nanostructures of the first type. It is seen from FIG.
26(d) that a nanopore is always accompanied by a nearby
nanoprotrusion, indicating a nanoscale material relocation to
an adjacent site. This one-to-one nanoscale pores/protrusions
relationship occurs randomly over the laser spot, suggesting
an initial non-uniform laser energy deposition. When the
incident laser fluence is close to the laser damage threshold,
spatial non-uniformity in the deposited laser energy can pro-
duce a melt at localized nanoscale sites within the irradiated
spot. Once the localized nanoscale melt has been formed, a
high radial temperature gradient in a nanomelt can induce a
radial surface tension gradient that expels the liquid to the
periphery of the nanomelt. This can lead to the formation of
nanocavities and nanoprotrusions due to fast freezing of the
expelled liquid on the boundary with the solid state material.
These initially induced surface random nanostructures
enhance the absorption of laser light and facilitate further
growth of surface nanoroughness with increasing number of
laser shots due to the increased spatial non-uniform energy
absorption. When laser fluence is sufficiently high to produce
ablation, particles will be ejected from the nanomelts and
produce a recoil pressure that squirts the liquid metal outside
of the nanomelt. It should be noted that for multi-pulse abla-
tion, the repeating vaporization and re-deposition of nanopar-
ticles back onto the surface can also promote surface nano-
structuring. As seen from FIGS. 26 and 27, the average size
and density of femtosecond laser-induced nanostructural fea-
tures can be controlled by varying both the laser fluence and
number of laser shots.

[0176] Mechanisms for the formation of nanostructures of
the second type cannot be straightforwardly derived from our
SEM study. The formation of these nanostructural features
may be due to redeposition of ablated nanoparticles back onto
the irradiated surface.

[0177] Multiple parallel grooved surface patterns for bio-
medical applications are commonly produced using litho-
graphic or laser holographic techniques. However, fabrica-
tion of these type of patterns on biomaterials using a single
laser beam has not been reported. Below we discuss the
optimal conditions for producing these structures and explain
the physical mechanisms of their formation.

[0178] Our study shows that optimal conditions for produc-
ing periodic groove patterns on titanium are at near-damage-

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threshold fluence and with the laser shot number in the range
between 20 and 800. In the past, multiple parallel grooved
surface patterns have been produced by long-pulse lasers and
are known as laser-induced periodic surface structures
(LIPSS). The formation of LIPSS on metals is believed to
result from the interference of the incident laser light with the
excited surface plasmon polaritons that result in spatial peri-
odic energy distribution on the surface. Usually, LIPSS shows
a regular groove structure with a period on the incident laser
wavelength scale and is oriented perpendicularly to the polar-
ization of the incident light. Our results of the evolution of
surface structural modifications on titanium suggest the fol-
lowing mechanism for the formation of the observed LIPSS.
In our experiment, the first few laser shots produce sparsely
and randomly distributed nanostructures. It is known that
propagating cylindrical surface plasmons can be excited by
coupling laser energy into nanoroughness, and this can give
rise to their interference with the incident light. This interfer-
ence will, first, cause the formation of intermediate periodic
surface structures in localized areas of the irradiated spot. An
example of such intermediate periodic surface structure can
be seen in FIG. 26(c). With further increasing number of laser
shots, the number of intermediate periodic structures will
grow as well as the area occupied by these structures. The
developed intermediate periodic surface structures will fur-
ther excite propagating plane surface plasmons and their
interference with the plane incident laser light wave will,
finally, result in the permanent extended periodic grating.
[0179] For linearly polarized incident laser light, the period
d of the surface grating formed due to the interference
between the incident laser light wave and the excited surface
plasmon wave is given by d=)/(1+sin @) with g||E, where in
this equation ) is the incident light wavelength, y»=Re[G/(E+
1)]'? is the real part of the effective refractive index of the
air-metal interface for surface plasmons, e is the dielectric
constant of the metal, 0 is the laser light incidence angle, g is
the grating vector, and E is the electrical field vector of the
incident wave. The above equation shows that the period of
laser-fabricated grating can be varied by changing the laser
wavelength, the incidence angle, or the real part of the effec-
tive refractive index. An important parameter affecting the
cell behavior is known to be groove depth, and this parameter
in fabricating LIPSS can be controlled by the number of
applied laser shots.

[0180] A unique feature of the periodic groove structures
produced according to the embodiments herein is that both
ridges and grooves are covered with nanoroughness follow-
ing femtosecond laser treatment, in contrast to rectangular
surface grooves fabricated using lithography techniques that
usually have smooth ridges and rough floors.

[0181] Laser microtexturing of titanium has been studied in
the past using long-pulse lasers. It has been shown that laser
processing of implant surfaces provides both suitable surface
microstructures and the least surface contamination as com-
pared with other methods. As shown in FIGS. 30(6)-30(d),
31(a)-31(d), 32(a)-32(c), and 33(a), a rich variety of micro-
structures can be produced by femtosecond laser treatment,
and these structures can be characterized as the following two
types. The first type (see FIGS. 30(4)-30(d), 31(a)-31(d),
32(a)-32(c)) is produced at the middle levels of the laser
fluence (F=0.16 and 0.35 J/cm). The characteristic size of
this type of microroughness is in the range of 1-15 ym. Both
the characteristic size and configuration of the surface micror-
oughness can be controlled by both laser fluence and the

May 21, 2015

number of applied shots. This type of microroughness seems
to be only produced by femtosecond laser treatment. The
second type of microroughness (see FIG. 33(a)) is character-
ized by a smooth surface with smooth micro-inhomogene-
ities. This type of microroughness is produced at the highest
laser fluence in our experiment (F=2.9 J/em?) when melting
occurs over the entire irradiated area. Ifthe melted surface has
some structural inhomogeneities, fast resolidification of this
melted surface may result in smooth micro-scale roughness.
[0182] Some parts of implant surfaces may be required to
be smooth. Previously, nanosecond excimer lasers have been
used for polishing machined titanium implants, and effects of
both polishing and cleaning of the surfaces have been
reported). Our study shows that smoothed surface can be also
obtained with femtosecond laser treatment, as shown in FIG.
33(d).

[0183] It is known that open pores with a diameter in the
range of 100-400 jum can improve the strength of bone-im-
plant interfaces. Recently, long-pulse lasers have been used
for fabricating 100-300 jum pores on Ti6AI4V implants. Our
study shows that pores of this size can be produced with
femtosecond laser treatment, as shown in FIG. 32(d). We note
that we can further produce various surface structures on the
pore bottom through femtosecond laser treatment.

Example 6

[0184] Another application of femtosecond laser surface
structuring to produce the materials processing of the pres-
ently embodied invention is to provide the controllable modi-
fication of the optical properties of metals, where these opti-
cal properties range from the UV to THz spectral range, and
where the modifications may be used to create various black,
grayed, and colored metals.

[0185] As an example, FIG. 34 shows the % reflectance
from 0.25 to 2.5 wm of “black” aluminum obtained by the
materials processing methods of the present invention. In the
visible this aluminum appears pitch black as illustrated in
FIG. 35(a).

[0186] By varying the materials processing parameters, we
have also produced aluminum that appears to be various
shades of gray. Thus in the case of the grayed aluminum as
shown in FIG. 35(4), the materials processing was performed
at laser fluence F=7.9 J/em?, a scanning speed of the laser
beam across the surface of the Al of v=1 mm/s, and translation
between scanning lines S=100 um. The two gray shades of
aluminum shown in FIG. 35(b) are obtained by varying the
laser pulse repetition rate (f=100 Hz for the darker shade and
93 Hz for the lighter one). The spectral reflectance of this
darker gray aluminum sample is shown in FIG, 34.

[0187] In addition to producing various shades of gray as
discussed above, the materials processing methods of the
present invention can also produce colored metals; i.e., metals
that appear to have a particular color or that appear to have
multiple colors.

[0188] To produce colored metals, two types of femtosec-
ond laser processing techniques were performed. The first
technique involved tailoring laser-induced surface random
structures, while the second technique produced femtosecond
laser-induced periodic surface structures (FLIPSS). The col-
ored metals produced by the first technique exhibit the same
apparent color at various viewing angles, while the colored
metals produced by the second technique exhibit different
colors at different viewing angles due to a grating effect.

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US 2015/0136226 Al

[0189] FIG. 35(c) shows a picture of a colored aluminum
sample produced by the controlled tailoring of random sur-
face roughness. The aluminum appears golden in color
because the tailored surface structures preferentially enhance
the absorption at blue and green wavelengths. The spectral
reflectance of the golden aluminum is shown in FIG. 34.
[0190] Colored metals produced by the second technique,
FLIPSS, exhibit different colors at different viewing angles.
FIG. 36 shows various colors of an aluminum sample struc-
tured with FLIPSS under experimental conditions of F=0.05
Jiem?, £83 Hz, v=1 mm/s, and S=100 pm. The spectral
reflectance of the color aluminum structured with FLIPSS is
shown in FIG. 34. Structuring with FLIPSS can cause a
polarization effect on the absorption of light that provides an
additional way for controlling the optical properties. The size
of the optically modified metal surface area can be as small as
a tightly focused laser spot; i.e. down to about 10 ym, or as
large as desired by using a scanning laser beam (for example,
FIGS. 35 and 36 show samples with structurally modified
area of about 24 mm in diameter).

[0191] Given the additional advantages of laser processing
such as low contamination and capability to process compli-
cated shapes, the black, grayed, and colored metals created by
femtosecond laser surface structuring have numerous poten-
tial applications in such areas including, but not limited to,
photonics, plasmonics, optoelectronics, stealth technology,
thermal radiation sources, solar cell absorbers, radiative heat
transfer devices, infrared sensing, bio-optical devices, ther-
mophotovoltaics, and airborne/space borne devices.

Superwicking and Superwetting

[0192] Wetting properties of a solid surface are character-
ized by the contact angle of a water/liquid drop deposited on
the horizontal surface of the solid as shown in FIG. 37. The
surface can be smooth or structured. A surface is called hydro-
philic when it exhibits the water contact angle smaller than 90
degrees. The smaller the contact angle, the better the wetting.
A surface is commonly referred to as superhydrophilic (or
superwetting) when the water/liquid spreads to zero or nearly
a zero contact angle. When a smooth surface is originally
hydrophilic, any surface structure produced on the surface
will enhance the hydrophilicity (wettability).

[0193] ‘Wicking’ means that the surface has capillary prop-
erties. In non-limiting, illustrative aspects of the invention,
capillary properties are due to microgrooves engineered into
the surface of the material. The capillary effect in a pipe is
well known. However, when the pipe is cut along its axis into
a half-pipe, the capillary effect will occur as well, albeit to a
much lesser extent than in the full pipe.

[0194] Strictly speaking, most any material surface struc-
ture has capillary properties because most any structure can
be viewed as a two-dimensional network of micro- or nano-
channels. However, most surface structures exhibit negligible
capillary effect unless they are specifically engineered to do
so. Therefore both smooth and structured surfaces can be
superwetting/superhydrophilic with a water contact angle
close to zero; however, they will not have capillary properties
and are not capable of wicking To make the surface wicking,
we produce engineered surface structures that are capable of
generating strong capillary forces. Non-limiting, exemplary
engineered surface structures are an array of parallel micro-
grooves that can be reduced to a single channel ifnecessitated
by a particular design application. Similar to non-wicking
surfaces, the water/liquid contact angle on wicking surfaces

May 21, 2015

also can be zero or close to zero, and we can say that they are
superhydrophilic/superwetting.

[0195] The femtosecond laser-produced microgrooves dis-
closed herein generate strong capillary action that enables
water, for example, to run vertically (against gravity) uphill.
This degree of capillary effect in pipes and grooves is
observed when the material is hydrophilic. The surface of the
embodied microgrooves is covered with a hierarchical sur-
face structure composed of fine microroughness in the form
of protrusions, cavities, spheres, rods, and/or other irregularly
shaped features having heights and/or widths on the order of
0.5 to 100 microns, and nanoroughness in the form of protru-
sions, cavities, spheres, rods, grooves, and/or other irregu-
larly shaped features having heights and/or widths on the
order of 1 to 500 nanometers. As mentioned above, most any
surface structure on an originally hydrophilic surface will
enhance the original hydrophilicity. The novel hierarchical
surface structure that covers the surface of the embodied
engineered microgrooves significantly enhances the hydro-
philicity of the microgroove surface and, this hierarchical
surface structure makes the microgroove surface superhydro-
philic/superwetting since the values of the water contact
angle, 4, are close to or substantially zero degrees. The cap-
illary force is proportional to cos 0; therefore, when 0=0, the
capillary effect achieves a maximum effect under the same
other conditions.

[0196] Similarly for the other embodiments disclosed
herein, the laser parameters for controlling the formation of
appropriate surface structures include laser fluence, number
of laser shots N, focused spot diameter, scanning speed, pulse
repetition rate, scanning step, laser light polarization, inci-
dence angle of the laser beam, laser pulse duration, spatial
intensity profile, wavelength, kind and pressure of ambient
medium. To produce any surface structure, laser fluence must
exceed the material’s ablation threshold. Thus as one skilled
in the art will appreciate, the range of laser fluence is any
value of laser fluence above the particular ablation threshold.
The range of number of laser shots (which may be over-
lapped), N is Nel. The focused laser spot diameter deter-
mines the width of the microgrooves. Typically, the smallest
laser spot diameter is about 3-5 jum; however, using tightly
focused spots (3-5 jm) having a Gaussian spatial intensity
profile, 100 nm diameter holes can be produced at ablation
threshold fluence. Scanning the sample across the laser beam
can then produce nanogrooves having widths down to about
100 nm. Since increasing the laser spot diameter leads to
decreasing the laser fluence, the upper limit on the laser spot
diameter is governed by the value of laser ablation threshold
laser fluence. However, this is not limiting for producing
wider grooves. For example, we can produce a | mm-width
groove using 100 jun-diameter spots using overlapped scan
lines. Other parameters can be tuned for achieving strong
capillary action depending on material being processed.

[0197] Arrays of parallel microgrooves (one-dimensional
grating) in the material’s surface provided unidirectional
spreading of liquid. Two-dimensional gratings exhibited uni-
form two-dimensional spreading of the liquid. Although
experiments were performed with straight grooves, curvilin-
ear or other shaped groove forms are expected to be equally as
effective.

[0198] The embodied femtosecond processing methods for
creating superwicking and superwetting materials are or
appear to be suitable for metals, semiconductors, dielectrics

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(glasses), polymers, enamels, hard biological tissues (teeth,
bones, etc.) and other materials containing hydroxyapatite.
[0199] Wetting properties of solids can be also modified
through surface chemistry. For example, a silicon structured
surface becomes superhydrophobic after coating with a
monolayer of dimethyldichlorosilane — [(CH3)2SiC12]
reagent. Therefore, the embodied technique for producing
wicking surfaces can be supplemented with chemical treat-
ment for further improving the superwicking and superwet-
ting performance of appropriate materials.

[0200] The production of the fine microstructures
described hereinabove may be made or controlled by a variety
of method modifications; that is to say, once a material has
been selected and the general ablation parameters have been
determined, alterations of or in the material’s surface can be
performed ina variety of ways. For example, a desired inden-
tation in the material in the form of a crater may be made at
time t,. At time t,, another desired indentation may be made
in the surface; and so on and so forth where At may be
seconds, hours, days, weeks, and so on. Thus, for example, a
two dimensional array of grooves containing fine microstruc-
tural and nanostructural features thereon may be created in a
single step process (as appropriate) or a multi-step process,
with none or various actions between the steps, as we believe
a person skilled in the art will readily understand.

[0201] According to a non-limiting, illustrative two step
process, in a first step, we produce grooves in the surface of
the material of interest using relatively high laser fluence. In
a second step, we reduce the laser fluence to a value most
favorable for producing nano- and micro-structures and pro-
cess the surface again. Relatively low values of laser fluence
may be more favorable for producing nanoroughness, while
relatively moderate values may be more favorable for produc-
ing a combination of nanoroughness and fine microrough-
ness. Multiscale surface structures, for example, may be more
efficient for modifying hydrophilicity or hydrophobicity.
Multiscale fine structures may thus be more favorable when
seeking to enhance the wettability of the grooved surface. We
are able to produce non-wicking (strictly speaking, slightly
wicking because any surface structure can be considered as a
2D network of capillary channels) structures in the form of
microgrooves. To produce wicking structures on the micro-
groove surface, we can set the number of overlapping pulses
and laser fluence in the second step to values that are favor-
able for producing laser-induced periodic structures (LIPSS;
LIPSS are 1D nanogratings), as discussed elsewhere herein.
[0202] Typically, their structure is an array of parallel nano-
grooves having a width of about 200-300 nm, a depth of about
100 nm, and a period of about 500-600 nm, for the funda-
mental wavelength of a Ti-sapphire laser. Furthermore, the
surface of LIPSS is extensively covered with fine nanostruc-
tures. Since the direction of LIPSS nanogrooves depends on
the light polarization direction, we can produce LIPSS nano-
grooves that are parallel to the microgrooves.

Superwicking

[0203] The following is a non-limiting, illustrative descrip-
tion of superwicking embodiments of the invention in a glass
material. Glass has been widely used in traditional fluidic
devices and more recently in optofluidic devices. The behav-
ior of liquids on a solid surface is determined by the surface
wettability, which can be controllably modified through engi-
neered surface structuring. According to an embodied aspect
of the femtosecond laser structuring method, we created

May 21, 2015

novel surface patterns that transform a regular glass surface
into a superwicking material surface for water, which in a
gravity defying way, enabled water to sprint vertically
upwardly along the structured glass surface at an unprec-
edented velocity of 3.8 cm/sec, following a square root of
time dependence.

Experimental Setup

[0204] To create the embodied structural alteration of a
glass surface, we used (as described elsewhere herein above)
an amplified Ti:sapphire laser system that generated 65 fs
pulses with energy around 1.1 mJ/pulse at a maximum rep-
etition rate of 1 kHz with a central wavelength of 800 nm. The
laser beam was horizontally polarized and was focused nor-
mally onto the glass samples mounted vertically on a trans-
lation stage. The samples were microscope glass slides with a
dimension of 25x25x1 mm*. We produced a 20 mm long
microgroove along the horizontal direction by scanning the
sample across the laser beam, followed by a vertical shift of
the sample by 100 um. This process was repeated to create an
extended array of parallel microgroove structures. The result-
ing structured area was 20x9 mm’. A scanning electron
microscope (SEM) and three dimensional (3D) laser scan-
ning microscope from Keyence were used to examine the
surface structures following the femtosecond laser treat-
ments. Contact angle measurements were performed with a
YCA 2500XE video contact angle system.

Experimental Results and Discussion

[0205] A photograph of the laser treated glass sample is
shown in FIG. 38(a). SEM images of the surface structures
created on the glass surface are shown in FIGS. 38(b-d). FIG.
38() shows that the treated surface has multiple parallel
microgrooves with a period of 100 um, corresponding to the
vertical step between two horizontal scanning lines. More
detailed surface structural features are shown in FIGS. 38(c)
and (d), where both ridges and valleys of the microgrooves
are covered with nano- and fine micro-structures. As seen
from FIG. 38(d), the nanostructures include both nanopillars
and nanocavities, while the fine microstructures include
microcavities and microscale aggregates from nanoparticles
that fuse onto each other and on the glass surface. FIG. 39
shows a 3D optical image of the treated surface.

[0206] We studied the wetting properties of the structured
glass sample both along and perpendicular to the groove
orientation. Distilled water was used in our study, and we
recorded the water spreading dynamics on the structured
surface using a camera. FIGS. 40(a-/) show the wetting
dynamics of a 3 yl water droplet pipetted on the horizontally
positioned structured glass surface. For comparison, the
behavior of a 3 1] water droplet pipetted on an untreated glass
surface is also shown in FIGS. 40(a@-/). As shown, the water
drop spread highly anisotropically on the treated area and it
flowed preferentially along the microgrooves. We repeated
the experiments with different volumes of water in the range
of 1-6 ul, all of which showed a similar highly anisotropic
wetting behavior. When the glass slide was stood vertically
with the grooves oriented parallel to the table, the highly
anisotropic water spreading behavior remained the same, and
we observed no noticeable downward flowing. This can be
clearly seen from FIGS. 41(a-f). From FIG. 40(4) we can also
deduce that the average initial velocity of water spreading is

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about 5.8 cm/s within the first 0.2 s. As shown in FIGS.
40(c-/), the water spreading velocity decreased with time.

[0207] We next oriented the glass slide with the grooves
perpendicular to the table. When we pipetted a water droplet
on the bottom of the groove area, the water immediately
sprinted vertically uphill (against gravity), as shown in FIGS.
42(a-/). It can be seen from the figures that this gravity-
defying uphill motion extends over several centimeters. We
noted that the water spread to the very top of the sample and
we expect that the water would continue to spread higher with
ataller sample. This experiment clearly demonstrated that we
transformed a regular glass surface into a superwicking sur-
face having a capillary driving force much stronger than
gravity. From FIGS. 42(a-/) we deduced that the average
water spreading velocity was about 3.8 cm/sec within the first
0.2 s, slightly lower than the water spreading velocity along
the horizontal grooves.

[0208] Wetting of textured surfaces is commonly explained
by the classical Wenzel and Cassie models (R. N. Wenzel, Ind.
Eng. Chem. 28, 988 (1936); A. B. D. Cassie and S. Baxter,
Trans. Faraday Soc. 40, 546 (1944). The Wenzel model
assumes that a liquid penetrating into a surface texture will
completely wet the surface, whereas in the Cassie model the
liquid does not fill the texture and there are air pockets
between the liquid and the textured solid surface. The liquid
drop is very adhesive in the Wenzel regime, while it will roll
easily on the surface at small tilts in the Cassie regime. In the
Wenzel model, the wetting is described by relation cos 0*=r
cos 6, where 6* is the apparent contact angle on a rough
surface, r is the roughness factor (the ratio of the actual
surface area to the geometrically projected area on the hori-
zontal plane), and 6 is the contact angle on a smooth horizon-
tal surface of the same material. Since ris always greater than
1, the surface texture will enhance the hydrophilicity of an
originally hydrophilic surface (0<90°) and enhances the
hydrophobicity ofan originally hydrophobic surface (8>90°).
In our study, the contact angle 0 for water on a smooth glass
surface before the laser treatment was measured to be 15°
and, therefore, the smooth glass surface is originally hydro-
philic (0<90°). According to the Wenzel model, a surface
texture should enhance the hydrophilicity of the glass. In our
experiment, the apparent contact angle for the laser treated
surface was found to be essentially 0°. Therefore the surface
structure produced here turns the glass surface superhydro-
philic. As demonstrated in FIGS. 40-42, the water drop
deposited onto our textured surface is immediately sucked
into the texture and water spreads quickly along the micro-
grooves for an extended distance from the point of deposition.
[0209] In the past, liquid flow has been studied in capillary
systems such as tubes, open surface grooves, and two dimen-
sional arrays of pillars. In 1921, Washburn (E. W. Washburn,
Phys. Rev. 17, 273 (1921) showed that motion of a wetting
liquid in a capillary tube follows a diffusion law as z(t)aD(t)
12 where zis the distance traveled by the liquid, tis the time,
and D is the diffusion constant. Following Washburn’ s work,
behaviors of wetting liquids have been studied for open cap-
illary systems such as surface grooves and two-dimensional
arrays of pillars. Rye et al. (R. R. Rye, J. A. Mann, and F. G.
Yost, Langmuir 12, 555 (1996) have shown that the wicking
dynamics in open V-shaped grooves also follows the Wash-
burn-type t’? dependence as z°=K(ct, 0)[yho/t1}t, where K(a,
6) is the geometry term with o and @ being the groove angle
and the contact angle, y and u are the surface tension and
viscosity of the liquid, and hy is the groove depth. Therefore,

May 21, 2015

a structured surface can be viewed as a network of open
capillaries, where the liquid spreading from a reservoir usu-
ally follows the Washburn-type scaling law z a(Dt)", where
Dis the diffusion constant. Deviations from thet’? dynamics
have been observed at short initial stages of the fluid motion
in tube capillaries, where fluid flow exhibits z ot"? and za. t
dependences before reaching the Washburn behavior. To
determine the imbibition dynamics of our ultrafast laser-
structured surface, we plotted the uphill travel distance z as. a
function of t'? for the vertically standing sample, as shown in
FIG. 43. One can see that the spreading distance linearly
depends on t’? for our glass surface despite its complex
surface geometry. Similar spreading dynamics are also
observed on the horizontally positioned sample. We believe
that the superwicking action of the structure created here is
due to combined capillary effects of open microgrooves and
finer structures at nano- and fine micro-scale superimposed
on the microgrooves.

Superwetting

[0210] The following is a non-limiting. illustrative descrip-
tion of superwetting embodiments of the invention in dentin
and/or enamel materials.

[0211] Good wettability of enamel and dentin surfaces is an
important factor in enhancing adhesion of restorative mate-
rials in dentistry. In general, the wetting ofa solid surface by
a liquid depends on three major factors: (1) the surface energy
of the solid and the liquid; (2) the viscosity of the liquid; and
(3) the surface topography of the solid. Therefore, surface
texturing of the enamel and dentin surfaces is one of the
approaches for improving the wettability and consequently,
bonding strength. Furthermore, the surface texturing
increases the surface area, which enhances mechanical inter-
locking between a restorative material and enamel or dentin.
At the present time, etching with an acidic or basic solution is
a widely used approach for surface texturing in adhesive
dentistry, having known disadvantages.

[0212] According to the embodied invention, a femtosec-
ond laser is used to texture the surface of hard dental tissues
that makes both the enamel and dentine surfaces superwet-
ting. In contrast to the traditional chemical etching which
yields a random surface roughness, the embodied technique
produces an engineered surface structure with a strong cap-
illary action that enables controllable modification of the
wetting in any extent between the initial wetting and super-
wetting. Inan illustrative aspect, the engineered surface struc-
ture is an array of parallel microgrooves that generates a
strong capillary force. Due to the powerful capillary action,
water is immediately sucked into this engineered surface
structure and spreads even on a vertical surface against grav-
ity ata high speed of about 20 mm/s. The embodied approach
for controllable improving the wettability of a dentin/enamel
material can be extended to bones (because both (human)
teeth and bones are mainly composed of hydroxyapatite) and
may be also used for hydroxyapatite coatings of implants, for
example. The embodied method for modifying the wettability
is also suitable for a variety of biocompatible materials used
in dentistry, medicine, biomedicine, and biosensing.

[0213] The superwetting work disclosed herein below was
performed on extracted caries-free human molars. Prior to
femtosecond laser treatment, enamel/dentine surfaces were
flattened with 240-, 600-, 1000-, and 2000-grit SiC abrasive
papers. Afier sanding, the teeth were rinsed in distilled water
and stored in distilled water up to the laser treatment. For

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surface texturing of enamel/dentine specimens, we used an
amplified Ti:sapphire laser system that generated 65-fs pulses
with energy around 1.2 mJ/pulse at a maximum repetition rate
of | kHz at a central wavelength of 800 nm. The laser beam
was horizontally polarized and was focused normally onto
the specimen mounted vertically on a translation stage. We
scanned the specimen across the laser beam to produce a 6
mm long microgroove along the horizontal direction fol-
lowed by a vertical shift of the specimen by 100 um. This
process was repeated to create an extended array of parallel
microgrooves. A surface area textured with the microgroove
pattern was 2.5x6 and 2.2x6 mm? on the enamel and dentin
specimens, respectively. To obtain desired wetting properties,
the surface structure was tailored by varying laser fluence,
pulse repetition rate, scanning speed, and focused laser spot
diameter.

[0214] A scanning electron microscope (SEM) and 3D
Jaser-scanning microscope VK-9700 from Keyence Co were
used to examine the surface structures following femtosecond
laser treatments. The wetting properties of the dental hard
tissues are reportedly often tested using water contact angle
measurements. We also tested the wettability of the treated
specimens by measuring the contact angle 6 of a distilled
water drop with a volume of | jl. The water contact angle on
both the laser treated and untreated surfaces was measured by
the sessile-drop method using a VCA 2500XE video contact
angle system. The spreading dynamics of distilled water on
the treated surface was studied using a video camera.

[0215] Photographs of the laser treated enamel and dentine
specimens are shown in FIGS. 44(a) and 45(a), respectively.
The 3D optical images of the surface structures produced on
the enamel and dentine specimens are shown in FIGS. 44(6)
and 45(4), respectively. The treated surfaces have multiple
parallel microgrooves with a period of 100 jum, correspond-
ing to the step between two laser scanning lines. The depth of
the microgrooves on the enamel and dentine specimens is
about 120 um and 100 jum, respectively. The SEM images in
FIGS. 44(c), (d) and 45(c), (d) show fine structural details of
the microgroove surface. The water contact angle before the
laser treatment was measured to be 42° and 48° on the enamel
and dentine specimens, respectively. The contact angle on the
Jaser-treated surface was found to be ~0° for both the enamel
and dentin specimens. A liquid wets a solid surface when its
contact angle on the surface is smaller than 90°. Commonly,
a surface is referred to superwetting (or superhydrophilic)
when the water/liquid spreads to zero or nearly zero contact
angle. Therefore the illustrative surface structures turn both
the enamel and dentin surfaces superwetting.

[0216] Snapshots in FIGS. 46(a) and 46(6) show the
spreading dynamics of a 1 1l water droplet pipetted on the
horizontally-positioned enamel surface, where one can see
that the water rapidly spreads over the laser-treated area. As
seen in FIG. 46(4), the water spreads for a distance of about
4.5 mm in 0.2 s. From these data, we can deduce that an
average velocity of water spreading is about 22.3 mm/s within
the first 0.2 s. The spreading dynamics of a 1 il water droplet
pipetted on the vertically-positioned enamel surface with the
microgrooves oriented perpendicular to the table is shown in
FIGS. 46(c) and 46(d), where it is seen that the water imme-
diately sprints vertically uphill against gravity. From FIGS.
46(c) and 46(d), we can infer that the average water spreading
velocity is about 21.5 mm/s within the first 0.2 sec, slightly
lower than that on the horizontal enamel surface. Similar
superwetting behavior of the water is also observed on the

May 21, 2015

laser-treated dentin specimen as shown in FIG. 47 for hori-
zontal and vertical orientations of the dentin surface. FIGS.
47(a) and 47(b) show that the horizontally-oriented treated
surface is completely wetted at t=0.2 s. From FIGS. 47(c) and
47(d), we can derive that the average water spreading velocity
on the vertical dentin surface is about 21.7 mm/s within the
first 0.2 s. Our data clearly show that the water completely
wets a large structured area within a fraction of a second.
[0217] Human enamel and dentin are heterogeneous sub-
stances, dentin more especially than enamel, which consists
of 95% hydroxyapatite (Ca,o(PO,),(OH),), 4% water, and
1% collagen fibers. The dentin is highly heterogeneous and
contains 70% hydroxyapatite, 20% collagen fibers, and 10%
water. Moreover, the dentin also has a structural complexity
due to the dentinal tubules. As a consequence, the wettability
modification of the dentin using the commonly known chemi-
cal approaches is a much more complicated procedure than
that for the enamel. In contrast to the common chemical
approaches, the embodied method easily improves the wet-
tability of both the enamel and dentin.

[0218] Previously reported behavior of wetting liquids in
open capillary systems such as surface grooves has shown
that the capillary effect in the surface grooves depends on
their geometry. For example, it has been reported that the
liquid spreading in open V-shaped grooves is given by the
relation 27=K(a.,0)[yhy/t1]t, where z is the spreading distance,
K(a,6) is the geometry term with o and 6 being the groove
angle and the contact angle, y and jt are the surface tensionand
viscosity of the liquid, ho is the groove depth, and t is the time.
Therefore, varying the geometry of the grooves allows the
controllable modification of the wetting in any extent
between the initial wetting and superwetting. In addition to a
regular 1D-array of capillary microgrooves, other networks
of capillary channels (regular or irregular) for improving the
wettability can be designed and fabricated (for example, a
regular 2D-array of microgrooves with a uniform liquid
spreading in all directions).

[0219] Previous studies on applications of femtosecond
lasers in dentistry have demonstrated such advantages as (i)
minimal collateral damage (thermal and mechanical), (ii)
high precision, (iii) producing microcrack-free cavities, (iv)
the absence of a chemical change in the treated dental hard
tissues, and (v) high processing controllability through a
spectroscopic feedback. The embodied invention demon-
strates that this list can be expanded by the ability of the
femtosecond laser to improve significantly the wettability of
the dental hard tissues for enhanced bonding through produc-
ing engineered surface structures.

[0220] In another demonstrative application, high-intensity
femtosecond laser pulses were used to create a superwetting
surface pattern on platinum and gold plates, all having a
dimension of 25x25 mm” The structured metals were created
with an amplified Ti:sapphire laser that generated 65 fs pulses
with energy around 1.1 mJ/pulse ata maximum repetition rate
of 1 kHzat a central wavelength of 800 nm. The samples were
mounted vertically on a translation stage. The laser beam was
horizontally polarized and was focused normally onto the
samples. We produce an extended area of surface structures
by scanning the samples across the laser beam along the
horizontal direction followed by a vertical shift. This process
was repeated to obtain a structured circular area of 24 mm in
diameter. A scanning electron microscope (SEM) was used to
examine surface structures following femtosecond laser
treatment.

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[0221] FIG. 48 shows typical surface pattern created on the
metals following femtosecond laser treatment. FIG. 48(a)
shows that the surface has multiple parallel microgrooves
with a period of 100 um, corresponding to the vertical step
between two horizontal scanning lines. As shown in FIGS.
48(b-d), a combination of porous nanostructures and fine
microstructures are superimposed on both ridges and valleys
of the grooved pattern. From FIGS. 48(c) and (d), one can see
that the nanostructures include nanoprotrusions and nano-
cavities, while fine microstructures include microcavities and
microscale aggregates of nanoparticles that fuse onto each
other and on the metal surface. As further illustrated in FIG.
49, the structured surfaces appear pitch black, indicating a
significant change in optical properties of the studied metals
as reported herein above.

[0222] The surface wetting properties of the structured
platinum were studied by positioning the sample horizon-
tally, vertically, and titled at a 45° angle. The liquid used was
methanol. The spreading dynamics of methanol on the struc-
tured surfaces was recorded using a video camera at a speed
of 30 frames/s. FIGS. 49(a-d) show the wetting dynamics for
a large drop of methanol pipetted on the horizontal surface of
the structured platinum. The liquid can be seen to spread
highly anisotropically and preferentially flow along the sur-
face microgrooves. Similar experiments with smaller metha-
nol drops at a volume in the range of 1-10 ul also showed
similar highly anisotropic wetting responses. To determine
whether the wetting anisotropy of the structured platinum
was caused by the parallel microgrooves, as shown in FIG. 48
(a), we produced another platinum sample with orthogonally
crossed microgrooves. In this case, the methanol spread uni-
formly along all directions indicating that the capillary effect
in the open microgrooves plays a dominant role in direction-
ally guiding the liquid.

[0223] When we positioned the platinum sample upward at
45° and vertically at 90°, the drop of methanol moved rapidly
uphill against gravity, as seen in FIGS. 50 (a-d) for the verti-
cally standing sample. To confirm that the uphill motion of the
liquid was caused by the metal surface structures, we repeated
the above experiments with an untreated platinum sample and
found that the methanol did not flow upward at all. To study
the wetting dynamics, we videotape the liquid spreading from
the moment when methanol was dropped on the structured
metal surface, and FIGS. 49 and 50 show the frames as the
liquid moves with time. We observed that the average wetting
velocity was 1.6, 1.18, and 1 cm/s for the treated platinum
oriented horizontally, 45° upward, and 90° upward, respec-
tively. We believe that these are the highest liquid moving
speeds upward that one has observed on a metal surface.

[0224] When the bottom part of a vertically standing
sample of structured platinum was submerged in a methanol
reservoir, the methanol spread only along the microgrooves
that were submerged in the methanol, but did not expand
laterally to grooves that were not initially in contact with the
methanol in the reservoir. However, when the sample was
enclosed in a transparent container to suppress evaporation, a
similar vertical wetting strip was formed rapidly, but the
liquid also spread slowly in the lateral directions until the
entire structured black surface became wet. The methanol
spreading speed in the lateral direction was about an order of
magnitude lower than that along the vertical grooves. Thus in
addition to the engineered capillary effect, evaporation also
plays a role for the unidirectional spreading of methanol in
open air. Therefore, in addition to a physical wetting bound-

May 21, 2015

ary formed by the outmost groove walls that are in contact
with the methanol reservoir, the evaporation actually creates
a virtual wall leading to a significantly enhanced anisotropic
(essentially unidirectional) wetting behavior. When evapora-
tion was suppressed in the enclosed container, the observed
wetting for the vertically standing black platinum in all direc-
tions showed that the nano- and micro-structures superim-
posed on the groove pattern also enhanced the wicking effect
of the platinum specimen.

[0225] Another observed property of the structured plati-
num was that a significant amount of liquid could be trans-
ported uphill due to a strong capillary pumping effect. To
illustrate this effect, we structured a long stripe of surface area
of 2 mm wide and 25 mm long ona platinum foil and bent the
foil into an L shape, as shown in FIG. 50(e). We then
immersed the bottom edge of the black stripe in a methanol
reservoir. Within 10 min, a large drop of methanol accumu-
lated at the upper end of the black stripe that was 10 mm above
the methanol reservoir surface, as shown in FIG. 50(/). The
accumulated liquid volume was measured to be about 10 ul,
indicating that the structured platinum can draw a significant
amount of liquid against gravity to an elevated point.

[0226] The self-propelled motion of liquids against gravity
has been observed in the past when the surface has a hydro-
phobicity gradient that causes a liquid drop to move from a
more hydrophobic surface area to a less hydrophobic area. In
our experiments, however, there is no hydrophobicity gradi-
ent along the direction of the liquid spreading and therefore,
this mechanism could be ruled out. Another known mecha-
nism that drives liquids uphill on an inclined surface is the
classical “tears of wine” phenomenon, originally observed in
a glass of strong wine and explained by Thomson (J. Thom-
son, Philos. Mag. 10(4), 330 (1855). This phenomenon is
caused by a preferential evaporation of alcohol from alcohol-
water mixture that produces a concentration gradient and a
surface tension gradient that generates a force driving a liquid
film upward on the wine glass wall. The drawn-up liquid
accumulates on the glass walls and then forms running-down
droplets called tears of wine. To determine whether the ver-
tically upflowing liquid is a similar evaporation-driven phe-
nomenon in our experiment, we placed the methanol reser-
voir with the submerged sample shown in FIG. 3(f) ina closed
transparent container, and observed that liquid did not accu-
mulate at the top end of the black metal track any more,
although the blackened track was wetted due to the capillary
effect. The accumulation of methanol on the top end of the
blackened track occurred again as soon as the container was
reopened. We thus believe that the methanol accumulation
was due to the evaporation-driven Marangoni effect, where
fluid flow is induced by surface tension gradients in volatile
liquids. Although we used a single-component volatile liquid,
the absorption of water from the atmosphere can make our
liquid become a two-component mixture to some degree. The
fact that the vertically standing structured metal surface
remained constantly wet ina closed container showed that the
surface structures alone have an extraordinarily strong wick-
ing effect even in the absence of the driving force from the
evaporation.

[0227] Table I shows a variety of laser processing param-
eters for various materials including platinum (Pt), glass,
dentine, and enamel. Therein below, Table | also lists exem-
plary engineered features in the various materials in the left
column and dimensional ranges for these features in the right
column. Table I thus provides a recipe that will enable the

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24
skilled person to create the embodied superwicking and/or TABLE L-continued
superwetting effects in various materials and for various
applications. Laser processing parameters

Fine microroughness
TABLE I covering the groove surface of
metal, glass, dentin, and enamel

Laser processing parameters

Size: 0.5-10 pm 05-100 pum
Parameter range Shape: various protrusion, cavity, sphere, rod,
other irregular shapes
Metal sample (Pt) Nanoroughness covering
the groove surface of metal,
Laser fluence: 0.05-200 Hem? glass, dentin, and enamel
Spot diameter: 0.1 um-5 em
Pulse duration: 5 fs-continuous wave Size: $-500 nm 1-500 nm
Pulse repetition rate: 1 Hz-SO MHz Shape: various protrusion, cavity, sphere, rod,
Scanning speed: 0.1 jum/see-5 om/see and other irregular shapes
Step between scanning lines: 0.1 um-5 em
Ambient gas: air; inert or chemically
active gases; Inert or Biomimetic Multifunctional Surfaces Produced — by
chemically active liquids;
Vacuum Femtosecond Laser Pulses
Glass sample [0228] The following is a non-limiting, illustrative descrip-
Laser fence: 05-500 Siem? ton of embodimenis on ‘multifunctional surfaces produced by
Spot diameter: 0.1 wmm-2 em femtosecond laser pulses. oe
Pulse duration: 5 fs-continuous wave [0229] A multifunctional metal surface (including metal
Pulse repetition rate: 1 Hz-80 MHz alloys) may be produced having hierarchical nano- and
Scaning speed ine li i um/see-2 em/see micro-structures using femtosecond laser pulses. In some
rep between scanning lines: 1 um-2 em . . po
‘Ambient gas: air; inert or chemically active embodiments, the multifunctional surface produced exhibits
gases; inert or chemically dramatically enhanced broadband absorption, superhydro-
active liquids; Vacuum phobicity, and self-cleaning effects.
Dentine sample [0230] The superhydrophobic effect, in some instances,
Laser fluence: 0.05-30 em? may be demonstrated by a falling water droplet repelled away
Spot diameter: 0.1 wm-l em from a clean altered surface with 30% of the droplet kinetic
Pulse duration: 5 fs-continuous wave energy conserved, while the self-cleaning effect may be
Pulse repetition rate: 1 Hz-80 MHz shown, in some instances, by each water droplet taking away
Scanning speed: 0.1 jum/see-1 em/see ionifi fd icles f Itered surf
Step between scanning lines: 021-500 um a significant amount of dust particles from an altered surface
Ambient gas: ais; blowing inert or covered with dust. The enhanced light absorption of certain
chemically active gases embodiments of a multifunctional metal surface may be use-
Enamel sample ful whenever light collection is needed, for example in sen-
Laser ftuence: 0.05-50 Siem? sors a oar eneray absorbers The superhydropho icity
Spot diameter: Ol um-l em and self-cleaning effects may, in some instances, improve the
Pulse duration: 5 fe-continuous wave performance and reduce the maintenance of the devices that
Pulse repetition rate: 1 Hz-80 MHz utilize these surfaces.
Scanning speed: 0.1 um/sec-1 cm/sec [0231] In some embodiments, such multifunctional prop-
Step between scanning lines: 0.1-500 pm erties may be similar to properties exhibited by certain bio-
Ambient gas: air; blowing inert or

logical surfaces. One of the examples is the water-repelling

chemically active gases .
_ 8 lotus leaves. The lotus leaves have a number of functional-

Structures Structure range ities, such as superhydrophobicity, self-cleaning, and defense
against pathogens. Studies have shown that the lotus leaf
Grooves on metal (PL) surface has a hierarchical structure containing a larger micro-

scale structure in the range of 10-50 wm and a finer structure

wee lin un S mnieen in the range of 0.2-2 um. This hierarchical structure along
Depth: 75 um 10 nm-5 mm with a hydrophobic epicuticular wax coating imparts the
Grooves on glass superhydrophobicity to lotus leaves. Furthermore, the hierar-
TT chical surface structure significantly reduces the adhesion of
Period: 100 um 10 nm-10 em contaminants to the surface. Both enhanced hydrophobicity
‘Width: 100 jum 10.nm-5 mm and reduced contaminant adhesion produce the lotus self-
Depth: 40 ym 10 nm-S mm

cleaning effects, often referred as the “lotus effect.” The lotus

Grooves on dentin nee i
self-cleaning is achieved when water drops roll over the

Period: 95 um 10 nm-2 mm leaves, pick up the dust particles, and carry them away when
10 um-2 mm rolling off the leaves. Another example of the multifunctional
10 nm-2 mm biological surface is the Morpho butterfly wing. The surface
Grooves on enamel A
structures of the wings produce a blue color and also make the
Period: 100 jam 10 nm-2 mm wing surface superhydrophobic and self-cleaning.
Width: 100 pm 10 nm-2 mm [0232] As discussed above, femtosecond laser surface pro-
Depth: 120 ym 10 nm-2 mm cessing can produce a wide variety of hierarchical nano- and

micro-structures that can significantly modify optical and

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wetting properties of metals. In the experiments described
below, we produce nature-inspired hierarchical surface struc-
tures on metals and demonstrate that the structured surfaces
exhibit multifunctional properties, including superhydropho-
bicity, self-cleaning, and enhanced broadband absorption
from the ultraviolet to mid-infrared. The enhanced light
absorption may be useful, for example, whenever light col-
lection is needed, for example in sensors and solar energy
absorbers. The superhydrophobicity and self-cleaning effects
may improve, for example, the performance and reduce the
maintenance of the devices that utilize these surfaces. Fur-
thermore, our multifunctional surfaces also should possess, in
at least some instances, other highly desirable functionalities,
such as anti-corrosion, anti-adhesive, anti-icing, anti-fouling,
antimicrobial, and self-sanitation, which are intrinsically
associated with the superhydrophobicity.

[0233] A laser-treated platinum surface is shown in FIG.
51(a). The treated surface appears velvet black at all viewing
angles, indicating a significant increase of optical absorption.
A hierarchical surface structure produced on platinum is
shown in FIGS. 51(b)-(d). In this particular example, this
structure is an array of parallel microgrooves covered by
extensive nanostructures. The microgroove spacing is about
100 tum, and the depth is about 75 «um. In other non-limiting
examples microgroove spacing may be in a range of 0.1-500
um and microgroove depth may be in a range of 0.1-500 tum.
In other non-limiting examples microgroove spacing may be
in a range of 10-250 um and microgroove depth may be in a
range of 10-250 jum. In other non-limiting examples micro-
groove spacing may be in a range of 50-150 jum and micro-
groove depth may be in a range of 50-150 um. In other
examples, the structure is an array of periodic and/or random
nanostructure-covered microcolumns, nanostructure-cov-
ered microcones, and/or nanostructure-covered microcavi-
ties. In some of these other examples, the depth or height of
the microstructures may be in a range of 0.1-500 jum, 10-250
um, or 50-150 jum and the spacing of the microstructures may
be in the range of 0.1-500 jum, 10-250 jum, or 50-150 um.

[0234] SEM examination shows that the smallest nanoscale
features, in this particular example, are about 5-10 nm. In
some embodiments, the nanoscale features may include
nanosphere and/or other nanoprotrusions extending out-
wardly from an associated microstructure and having dimen-
sions (suchas a width, diameter, and/or height) in the range of
1-100 nm, 1-50 nm, and/or 1-25 nm as well as larger nanos-
cale features. In some embodiments, the nanoscale features
may include nanocavities, nanodepressions, and/or other
nanostructures extending into an associated microstructure
and having dimensions (such as a width, diameter, and/or
depth) in the range of 1-100 nm, 1-50 nm, and/or 1-25 nm as
well as larger nanoscale features.

[0235] Following the laser treatment, superhydrophobicity
develops afier the sample is exposed to air. In some instances,
laser parameters, such as fluence, pulse duration, wavelength,
repetition rate, and/or scanning speed may be chosen to
obtain the desired results. Sometimes, two-step processing,
where microstructures and nanostructures are produced sepa-
rately, may be utilized. In one example of two-step process-
ing, first the microstructures are produced using a set of laser
parameters favorable for microstructuring and then the pro-
duced microstructures are treated with a different set of laser
parameters to produce nanostructures on the surface of the
microstructures.

May 21, 2015

[0236] In at least some instances, an intrinsic hydrophilic
surface will become more hydrophilic with hierarchical
structures, while an intrinsic hydrophobic surface will
become more hydrophobic with hierarchical structures.
Therefore, a super-hydrophobic surface with hierarchical
micro and nano-scale structures may not necessarily be struc-
turally very different from a super-hydrophilic surface. How-
ever, in some examples, a superhydrophilic material with
hierarchical structures can become superhydrophobic by
changing its surface chemical property, such as coating it with
a hydrophobizing agent. In such examples, the hierarchical
surface structure remains the same but the transition from
superhydrophilicity to superhydrophobicity occurs due to a
change of surface chemistry. In other examples, it is also
possible to turn a hydrophilic surface to hydrophobic or vice
versa purely by changing the surface structures.

[0237] To characterize the hydrophobicity of the treated
platinum surface in the example shown in FIGS. 51(a)-(d),
we measured the water contact angle on the surface to be
158°, anda water drop will slide on the treated surface ata tilt
angle of only 4°. More remarkably, when a drop of water is
released and falls towards the treated surface, the water drop-
let is repelled by the treated surface to such a degree that it
bounces off the surface, lands again due to the gravity, and
bounces again and slides off the treated surface, as shown in
FIG. 52. Here, the water drop is released 19 mm above the
surface, reaches a height of 5.3 mm after the first bounce, and
lands 13.75 mm away from the first bounce before bouncing
off the surface. About 30% of the water droplet kinetic energy
is conserved from the first bounce. The two bouncing motions
last less than 0.5 second, and, as shown in FIG. 52(/) the
laser-treated surface remains completely dry afterwards.
[0238] A decrease of surface tension ona solid surface can
also enhance the hydrophobicity. Therefore, another
approach to increase the hydrophobicity is to decrease the
surface tension by coating a hydrophobic layer on the solid
surface. The largest water contact angle ever achieved in the
past through coating on a smooth surface is only about 120°,
which is far less than 150°, the minimum water contact angle
required for being qualified as superhydrophobicity. How-
ever, in at least some instances, a combination of surface
structuring (e.g. a hierarchical surface structure such as the
ones discussed in this application) and a hydrophobic chemi-
cal coating can produce strong superhydrophobicity. Non-
limiting examples of chemical coatings include non-polar,
hydrophobic groups with low surface energies such as hydro-
carbones (—C,,H,,.1), silicones (CH;—(Si—O)—CH;),
and fluorocarbones (—C,,F;,,,;). Metals are intrinsically
hydrophilic, immediately after femtosecond laser surface
structuring, they first become more hydrophilic, but the expo-
sure to air turns the metals superhydrophobic. This transition
is explained by chemical interaction between the surface and
the ambient CO,, resulting in an accumulation of carbon and
its compounds on the laser-treated surface. We believe that
the laser-induced surface nanostructures may also play an
important role in enhancing this chemical interaction due to
nanochemical effects.

[0239] Innature, self-cleaning occurs ona superhydropho-
bic surface with water from rain, dew, and fog. These water
sources supply falling, rolling, and sliding drops. The rolling
and falling drops are more efficient in removing dust particles
than the sliding drops. FIG. 53 shows self-cleaning of dust
particles on the black platinum of FIG. 51(a) by applying a
string of water drops. The dust particles are a collection of

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real-life dusts from a vacuum cleaner; the size of the particles
is in the range of 0.1-2 mm. Before cleaning, about 40 par-
ticles are present on the surface and about 50% of the dust
particles are removed with only 3 drops of water. The amount
of dust particles decreases to a half again with 4 more water
drops, see FIG. 53(c). After about 14 water drops, the surface
becomes virtually clean. Afterwards, the laser-treated super-
hydrophobic surface area remains completely dry, while we
can see that water sticks to the untreated area even upside
down. We also apply water on an untreated platinum sample
covered with dust particles. In contrast to our superhydropho-
bic surface, water remains on the untreated surface with all
the dust particles floating inside [FIG. 53(/)]. After water
vaporizes, all the dust particles remain on the surface of the
untreated surface. In our study, we repeatedly perform 20
cleanings on the superhydrophobic surface and did not
observe any degradation of the self-cleaning effect.

[0240] Self-cleaning surfaces in accordance with some,
although not necessarily all, embodiments of the present
invention should have the following properties: (i) large water
contact angle exceeding 150°, (ii) small sliding angle (<10°)
to cause water drops easily roll off the surface, and (iii) the
adhesion between the surface and dust particles on the surface
should be smaller than that between the dust particles and
water. In some instances, the sliding angle may be the mini-
mum angle when a liquid droplet (e.g. a droplet of distilled
water or another “clean” liquid) begins to slide down on the
inclined surface at room temperature. The surface structures
we produced benefit self-cleaning in two ways. First, the
surface structures turn a metal surface superhydrophobic;
secondly, the surface structures also reduce the adhesion of
dust particles to the solid surface. When the size of dust
particles is larger than surface cavities, the particles will sit on
the top of surface protrusions, and this reduces the adhesion
due to a decrease of the contact area. Therefore, these par-
ticles can be easily removed by rolling water drops. However,
when the particle size is smaller than the surface cavities, the
rolling drops may not be efficient for cleaning. In this situa-
tion, falling drops with a sufficiently high kinetic energy are
needed to penetrate into the cavities and remove the small
dust particles. In addition to self-cleaning, the superhydro-
phobicity also enables a number of other potential function-
alies, such as anticorrosion, anti-icing, anti-biofouling, anti-
microbial, low flow resistance, and platelet anti-adhesion.

[0241] We have also produced multifunctional black and
superhydrophobic titanium and brass surfaces, which show
similar self-cleaning behavior as the Pt surface described
above. To characterize the optical property of these three
multifunctional surfaces, we measured the wavelength
dependent reflectance of their surfaces with the spectropho-
tometer and FTIR spectrometer. The results of these measure-
ments are shown in FIG. 54. For comparison, we also mea-
sured the reflectance of mechanically polished surfaces of the
three metals before laser treatment. As shown in FIG. 54, the
multifunctional surfaces have a very low reflectance over a
broad range of wavelengths. The reflectance in the visible
wavelengths is in a range of 1.3 3.5%, 3.3-4.1%, and 4.2-4.
5% for brass, Pt, and Ti, respectively. For comparison, the
reflectance of mechanically polished surfaces of the three
samples is much higher as shown in FIG. 54. Because of the
extremely low reflectance, all three sample surfaces appear
pitch black. Furthermore, these surfaces also have low reflec-
tance in the near infrared, which increases with wavelength
slightly for Pt and Ti but significantly for brass. At 16 yum, the

May 21, 2015

absorption is 9% for Pt, 18% for Ti, and 73% for brass. The
measured reflectance shows that the black Pt and Ti surfaces
are excellent broadband absorbers of electromagnetic radia-
tion from the ultraviolet to mid-infrared.

[0242] | Itis known that absorptance, A, ofa clean structured
metallic surface is given by A(20=Ayyrp (A) +Acs (4), Where
Ajyre is the intrinsic absorptance of a flat, clean, and ideally
smooth surface and Ags is the contribution of surface struc-
tures. The dramatically enhanced absorption of our structured
surface over a broad spectral range comes from several
mechanisms. The surface structures smaller than light wave-
length (nanostructures and fine microstructures) enhance
absorptance through antireflection effect of the graded refrac-
tive index formed by subwavelength surface textures at the
air/solid interface. Furthermore, these sub-wavelength sur-
face structures significantly enhance absorptance through
plasmonic absorption. On the other hand, the surface struc-
tures greater than the light wavelength enhance absorptance
through light trapping in surface cavities and the Fresnel
angular dependent reflection. All these absorption mecha-
nisms contribute to the broadband high absorption, leading to
the structural black color in the visible spectral range. The
hierarchical surface structures produced on Pt and Ti are more
optimized for the broadband absorption in the wavelength
range of 0.25-16 um. The surface structures on metals can
also be optimized for efficient absorption in the THz range,
where regular metals are perfect reflectors.

[0243] One application for the enhanced light absorption is
building better solar absorbers for efficient conversion of
solar energy to thermal or electrical energy. Solar radiation is
broadband and mainly composes of ultraviolet (1.<0.4 um),
visible (0.4<)<0.7 jum), and infrared radiation (0.7<)<100
jum). At the sea level, the fraction of solar energy in the
ultraviolet, visible, and infrared wavelengths are about 4%,
42%, and 54%, respectively. From practical point of view,
almost all solar energy is contained in the wavelength range of
0.2<A<3 jum. FIG, 54 shows that our samples have avery high
absorptance in this wavelength range, especially for Ptand Ti.
An ideal solar energy absorber should not only absorb solar
energy efficiently in this wavelength range but also minimize
radiative thermal loss to the environment at longer wave-
lengths. Therefore, the ideal wavelength dependent reflec-
tance should be R(A)=O at 0.3<A<3 jum and R(A)=1 at3<A<50
um. A dashed line in FIG. 54 shows this ideal reflectance. To
provide high reflectance at 4>3 jm, the surface structures we
created on brass contain shallow microgrooves covered by
nanostructures. FIG. 51 shows a comparison of the micro-
grooves of brass versus Ti and Pt. The microgroove depth is
about 10 ium for brass, but 50 and 75 uum for Ti and Pt. Because
a shallower microgroove traps less infrared radiation at
longer wavelengths, brass has a significantly higher reflec-
tance in the infrared. We believe that a closer resemble of the
ideal reflection step function can be achieved by further opti-
mizing the structural period and depth. In some instances, this
can be further optimized by reducing groove spacing and
depth to the 5-10 um and 3-5 jum range, respectively. Alter-
natively, a nanotextured microcolumnar hierarchical surface
structure may provide a better structure for achieving the
ideal reflection step function.

[0244] Insummary, for the first time, we create a multifunc-
tional metal surface by producing a hierarchical nano- and
micro-structures with femtosecond laser pulses. The multi-
functional surfaces exhibit excellent broadband light absorp-
tion, superhydrophobicity, and self-cleaning effects. This sur-

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face should also possess other highly desirable functionalities
such as anti-corrosion, anti-icing, anti-biofouling, and self-
sanitation, since these properties are directly related to supe-
rhydrophobicity.

[0245] To produce the hierarchical surface structures
described above in the non-limiting examples, we used an
amplified Ti:sapphire laser system that generates 65-fs pulses
with a central wavelength of 800 nm. The laser beam was
focused onto the sample surface by a lens onto a sample
mounted on a computerized XY-translation stage. The
samples in our study were platinum, titanium, and brass. A
scanning electron microscope (SEM) and a 3D laser scanning,
microscope were used to examine the surface structures.
Superhydrophobic properties were studied by measuring
both water contact angle and the surface tilt angle for water
sliding. The self-cleaning properties were studied with real-
life dust particles collected from a vacuum cleaner. For clean-
ing, we use rolling and falling water drops. The rolling drops
with nearly zero kinetic energy are produced by pipetting
water drops near the sample surface, while the falling drops
are produced by pipetting drops at a height of 3-8 cm above
the sample surface. The diameter of the pipetted water drops
is in the range of 2-5 mm. The self-cleaning action is recorded
with a video camera. To characterize the optical properties,
we measure the total hemispherical optical reflection of the
samples using a Perkin-Elmer Lambda 900 spectrophotom-
eter and Bruker IFS 66/S FTIR spectrometer, each equipped
with an integrating sphere. The two spectrometers allow us to
measure the spectral reflectance in the wavelength range of
0.25-2.5 jum and 2.5-16 jum, respectively.

[0246] In some instances, commercial devices may be used
to measure the contact angle. In our study, for example, we
usedaVCA 2500XE video contact angle system. When using
such a system, a water droplet is placed on the surface, and an
image is taken and an algorithm will be applied to calculate
the contact angle based on the image. Commonly, measure-
ments are performed under normal atmospheric pressure and
room temperature. In some instances, measurements are
made using clean water, such as distilled water.

[0247] All references, including publications, patent appli-
cations, and patents, cited herein are hereby incorporated by
reference to the same extent as if each reference were indi-
vidually and specifically indicated to be incorporated by ref-
erence and were set forth in its entirety herein.

[0248] The use of the terms “a” and “an” and “the” and
similar referents in the context of describing the invention
(especially in the context of the following claims) are to be
construed to cover both the singular and the plural, unless
otherwise indicated herein or clearly contradicted by context.
The terms “comprising.” “having,” “including,” and “con-
taining” are to be construed as open-ended terms (i.e., mean-
ing “including, but not limited to,”) unless otherwise noted.
The term “connected” is to be construed as partly or wholly
contained within, attached to, or joined together, even if there
is something intervening.

[0249] The recitation of ranges of values herein are merely
intended to serve as a shorthand method of referring individu-
ally to each separate value falling within the range, unless
otherwise indicated herein, and each separate value is incor-
porated into the specification as ifit were individually recited
herein.

[0250] All methods described herein can be performed in
any suitable order unless otherwise indicated herein or oth-
erwise clearly contradicted by context. The use of any and all

May 21, 2015

examples, or exemplary language (e.g., “such as”) provided
herein, is intended merely to better illuminate embodiments
of the invention and does not impose a limitation on the scope
of the invention unless otherwise claimed.

[0251] No language in the specification should be con-
strued as indicating any non-claimed element as essential to
the practice of the invention.

[0252] It will be apparent to those skilled in the art that
various modifications and variations can be made to the
present invention without departing from the spirit and scope
of the invention. There is no intention to limit the invention to
the specific form or forms disclosed, but on the contrary, the
intention is to cover all modifications, alternative construc-
tions, and equivalents falling within the spirit and scope of the
invention, as defined in the appended claims. Thus, it is
intended that the present invention cover the modifications
and variations of this invention provided they come within the
scope of the appended claims and their equivalents.

1. A metal or metal alloy comprising at least one surface
region including a plurality of micro-scale structure shapes
and a plurality of nano-scale structure shapes, wherein the at
least one surface region is super-hydrophobic, wherein the at
least one surface portion has a spectral reflectance of less than
60% for at least some wavelengths of electromagnetic radia-
tion in the range of 0.1 jum to 500 jum.

2. The metal or metal alloy of claim 1, wherein the at least
one surface portion has a spectral reflectance of less than 40%
for electromagnetic radiation having wavelengths of 0.1 um
to 2 um.

3. The metal or metal alloy of claim 1, wherein the at least
on surface portion has a spectral reflectance of less than 5%
for electromagnetic radiation having wavelengths of 0.1 pm
to 2 um.

4. The metal or metal alloy of claim 1, wherein the at least
one surface portion has a spectral reflectance of less than 30%
for at least some wavelengths of electromagnetic radiation in
the range of 0.3 jum to 3 pm and the at least on surface portion
has a spectral reflectance of greater than 50% for at least some
wavelengths of electromagnetic radiation in the range of 3 um
to 50 pum.

5. The metal or metal alloy of claim 1, wherein the micro-
scale structures comprise at least one of a plurality of micro-
grooves, a plurality of micro-protrusions, a plurality of micro-
cones, a plurality of micro-columns, and a plurality of micro-
cavities.

6. The metal or metal alloy of claim 1, wherein the micro-
scale structures comprise a plurality of micro-grooves that are
parallel.

7. The metal or metal alloy of claim 6, wherein a spacing of
the parallel micro-grooves is approximately 0.1-500 um.

8. The metal or metal alloy of claim 6, wherein a spacing of
the parallel micro-grooves is approximately 100 tun.

9. The metal or metal alloy of claim 6, wherein a depth of
the parallel micro-grooves is approximately 1-150 jum.

10. The metal or metal alloy of claim 6, wherein a depth of
the parallel micro-grooves is approximately 1-50 um.

11. The metal or metal alloy of claim 6, wherein a depth of
the parallel micro-grooves is approximately 50-100 jm.

12. The metal or metal alloy of claim 1, wherein at least
some of the plurality of nano-scale structures comprise nano-
scale structures extending into the micro-scale structures and
nano-scale structures extending out from the micro-scale
structures.

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US 2015/0136226 Al
28

13. The metal or metal alloy of claim 12, wherein at least
some of the nano-scale structures extending out from the
micro-scale structures comprise nano-scale spherical struc-
tures.
14. The metal or metal alloy of claim 13, wherein at least
some of the nano-scale spherical structures have diameters in
the range of 5-25 nm.
15. The metal or metal alloy of claim 12, wherein at least
some of the nano-scale structures extending into the micro-
scale structures comprise nano-scale cavities.
16. The metal or metal alloy of claim 1, wherein the surface
portion further comprises a hydrophobic coating on top of the
plurality of micro-scale and nano-scale structures.
17. A metal or metal alloy comprising at least one surface
portion including hierarchical nano-structures and micro-
structures, wherein the at least one surface portion comprises
a water contact angle of 135° or greater, wherein the at least
one surface portion has a spectral reflectance of less than 20%
for at least some wavelengths of electromagnetic radiation in
the range of 0.1 ym to 10 jm.
18. The metal or metal alloy of claim 17, wherein the at
least one surface portion comprises a water contact angle of
150° or greater, wherein the at least one surface portion has a
spectral reflectance of less than 10% for at least some wave-
lengths of electromagnetic radiation in the range of 0.1 jum to
10 um.
19. A method for treating a metal or metal alloy to modify
optical and hydrophobic properties of the metal or metal
alloy, the method comprising:
exposing a surface region of the metal or metal alloy to one
or more femtosecond duration laser pulses sufficient to
alter a surface structure of the metal or metal alloy to
form a plurality of nano-scale structure shapes on the
surface region and a plurality of micro-scale structure
shapes on the surface region:
wherein the surface region has a pre-laser treatment surface
profile, the metal or metal alloy having a first electro-
magnetic absorption for the pre-laser treatment surface
profile and the surface region having a first hydropho-
bicity for the pre-laser treatment surface profile;

wherein the formed micro-scale and nano-scale structure
shapes increase the absorption of at least some electro-
magnetic wavelengths of the metal or metal alloy so that
the metal or metal alloy has a second electromagnetic
absorption greater than the first electromagnetic absorp-
tion;

wherein the formed micro-scale and nano-scale structure

shapes increase the hydrophobicity of the surface region
so that the surface region has a second hydrophobicity
greater than the first hydrophobicity.

20. The method of claim 19, wherein the formed plurality
of microscale structure shapes on the surface region com-
prises a plurality of microscale grooves extending into the
pre-laser treatment surface profile.

21. The method of claim 20, wherein at least some of the
formed plurality of microscale grooves have a spacing in the
range of 50 yum to 150 pum.

22. The method of claim 20, wherein the formed plurality
of nanoscale structure shapes comprise a plurality of nanos-
cale cavities and nanoscale protrusions covering at least por-
tions of the microscale structure shapes.

23. The method of claim 22, wherein at least some of the
formed nanoscale protrusions comprise nanospheres.

May 21, 2015

24. The method of claim 19, wherein forming the plurality
of microscale and nanoscale structure shapes on the surface
region increases the hydrophobicity of the surface region so
that the surface region becomes super-hydrophobic.

25. The method of claim 19, wherein forming the plurality
of microscale and nanoscale structure shapes on the surface
region increases the metal or metal alloy’s absorption of
substantially all visible light wavelengths to give the metal or
metal alloy a black or grey appearance.

26. The method of claim 19, wherein forming the plurality
of microscale and nanoscale structure shapes on the surface
region increases the metal or metal alloy’s absorption of
visible light wavelengths such that a spectral reflectance of
the visible light wavelengths of the metal or metal alloy is
below 5% after exposure to the femtosecond duration laser
pulses.

27. The method of claim 19, wherein forming the plurality
of microscale and nanoscale structure shapes on the surface
region increases the metal or metal alloy’s absorption of at
least some electro-magnetic wavelengths in the range of
0.25-3 um, wherein, after exposure to the femtosecond dura-
tion laser pulses, spectral reflectance for the metal or metal
alloy of at least some electro-magnetic wavelengths in the
range of 0.25-3 jm is lower than spectral reflectance for the
metal or metal alloy of at least some electro-magnetic wave-
lengths in the range of 3-50 uum.

28. The method of claim 27, wherein forming the plurality
of microscale structure shapes comprise forming a plurality
of microscale grooves having a periodic spacing in the range
of 50 jum to 100 tum and having depths in the range of 5 jum to
20 uum.

29. A metal or metal alloy comprising at least one surface
region including a plurality of microscale structure shapes
and a plurality of nanoscale structure shapes, wherein the at
least one surface region is super-hydrophobic, wherein the at
least one surface portion has a spectral reflectance of less than
10% for at least some visible wavelengths of electromagnetic
radiation.

30. The metal or metal alloy of claim 29, wherein at least
some of the nanoscale structure shapes cover at least some of
the microscale structure shapes.

31. The metal or metal alloy of claim 30, wherein at least
some of the nanoscale structure shapes comprise spherically
shaped nanoscale structure shapes.

32. The metal or metal alloy of claim 30, wherein the
microscale structure shapes comprise a plurality of micros-
cale grooves.

33. The metal or metal alloy of claim 29, wherein the at
least one surface portion has an average spectral reflectance
for wavelengths of electromagnetic radiation in the range of
0.2 um to 3 jum that is lower than an average spectral reflec-
tance for wavelengths of electromagnetic radiation in the
range of 3 um to 50 um.

34. The metal or metal alloy of claim 12, wherein the at
least one surface region comprises a water contact angle of
150° or greater.

35. A light sensor configured to convert light into electrons,
wherein the light sensor comprises at least one metal or metal
alloy surface region including a plurality of microscale struc-
ture shapes and a plurality of nanoscale structure shapes,
wherein the at least one surface region is super-hydrophobic,
wherein the at least one surface portion has a spectral reflec-
tance of less than 10% forat least some visible wavelengths of
electromagnetic radiation.

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US 2015/0136226 Al May 21, 2015
29

36. A photovoltaic cell configured to convert light into
electricity, the photovoltaic cell comprising at least one metal
or metal alloy surface region including a plurality of micros-
cale structure shapes and a plurality of nanoscale structure
shapes, wherein the at least one surface region is super-hy-
drophobic, wherein the at least one surface portion has a
spectral reflectance of less than 10% for at least some visible
wavelengths of electromagnetic radiation.

37. A material comprising at least one surface region
including a plurality of micro-scale structure shapes and a
plurality of nano-scale structure shapes, wherein the at least
one surface region is super-hydrophobic, wherein the plural-
ity of micro- and nano-scale structure shapes decrease the
spectral reflectance of the surface region for at least some
wavelengths of electromagnetic radiation in the range of 0.1
jun to 500 jum.

38. The material of claim 37, wherein the micro-scale
structures comprise at least one of a plurality of micro-
grooves, a plurality of micro-protrusions, a plurality of micro-
cones, a plurality of micro-columns, and a plurality of micro-
cavities.

39. The material of claim 38, wherein at least some of the
plurality of nano-scale structures comprise nano-scale struc-
tures extending into the micro-scale structures and nano-scale
structures extending out from the micro-scale structures.

ee oe & &
Source notes & attribution
  1. https://rexresearch.com/GuoSuperhydrophobicMetal/US2015136226A1.pdf

Dossier visual record.

All 1 figures

Source illustrations for Water-repelling metal. Captions identify the document and evidence type.

Keep following.

Thematic connections, not evidence of a shared mechanism